Woloshin Investment Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Woloshin Investment Management reports 410 clients. They include 361 individuals and 49 other clients. Of its assets, 97.0% ($175M across 828 accounts) are managed with discretion; $5.35M across 7 accounts are not. A wrap fee program the firm both sponsors and manages holds $175M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 86% |
| High-net-worth individuals | 0% | 11% |
| Other | 12% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 361 | $156M | 86.5% | $432K |
| High-net-worth individuals | Fewer than 5 | $19M | 10.5% | — |
| Other | 49 | $5.35M | 3.0% | $109K |
| Total | 410 | $180M | 100% | — |
- Clients
- 361
- Regulatory AUM
- $156M
- AUM share
- 86.5%
- Avg. per client
- $432K
- Clients
- Fewer than 5
- Regulatory AUM
- $19M
- AUM share
- 10.5%
- Avg. per client
- —
- Clients
- 49
- Regulatory AUM
- $5.35M
- AUM share
- 3.0%
- Avg. per client
- $109K
Total
- Clients
- 410
- Regulatory AUM
- $180M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Woloshin Investment Management charges 1.37%–1.97% a year for its WIM Managed Accounts wrap fee. The fee is billed in advance, is negotiable and has a $100 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Negotiable: generally $500 to $25,000 on a fixed fee basis, or up to 2% of net worth of assets, depending on scope and complexity.
Michael Woloshin owns 75% or more of Woloshin Investment Management. The leadership team of Woloshin Investment Management includes Chief Compliance Officer Susan Egan. It has 3 employees.
Leadership
- Susan EganChief Compliance Officer
Michael WoloshinManaging Member
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 insurance agents
- 2 soliciting firms
- Owns 75% or more of Woloshin Investment Management, LLC
Michael Woloshin
Control person · since May 2004
Woloshin Investment Management’s regulatory assets grew 1.5× from $116M (July 2022) to $180M (March 2026); clients fell from 710 to 410 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $180M | 410 | 3 | 1 |
| March 2025 | $165M | 432 | 3 | 1 |
| June 2024 | $130M | 355 | 3 | 1 |
| March 2023 | $109M | 337 | 3 | 1 |
| July 2022 | $116M | 710 | 3 | 1 |
Besides its headquarters, Woloshin Investment Management has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 40 North Main Street, MedfordHQ
Contact and registration details
- Legal name
- Woloshin Investment Management, LLC
- Headquarters
- 40 North Main Street, Medford, NJ 08055
- Website
- woloshinllc.com
- Phone
- 609-654-9700
- @3971001
- SEC file
- 801-126037
- Structure
- New Jersey LLC
- Fiscal year end
- December
Woloshin Investment Management uses Charles Schwab ($175M) as custodian for its separately managed accounts. Woloshin Investment Management has custody of $12M in client assets for 12 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $175M100%
At year end, Woloshin Investment Management’s separately managed accounts were mostly in stocks (83%) and cash (14%).
What the accounts hold
- Stocks83%
- Exchange-traded equities65%
- Non-exchange-traded equities18%
- Bonds4%
- U.S. government and agency bonds3%
- Investment grade corporate bonds1%
- Cash14%
How many clients does Woloshin Investment Management have?
Woloshin Investment Management has 410 clients and manages $180 million for them, as of March 2026. They include 361 individuals and 49 other clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Woloshin Investment Management offer?
Woloshin Investment Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Woloshin Investment Management charge?
Woloshin Investment Management charges 1.37%–1.97% a year for its WIM Managed Accounts wrap fee. The fee is billed in advance, is negotiable and has a $100 annual minimum.
Source: WOLOSHIN INVESTMENT MANAGEMENT BROCHURE, filed 17 March 2026
Which custodians does Woloshin Investment Management use?
Woloshin Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $175M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Woloshin Investment Management have?
Woloshin Investment Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Woloshin Investment Management invest in?
At the end of its last fiscal year, Woloshin Investment Management’s separately managed accounts held 65% exchange-traded equities, 18% non-exchange-traded equities, 14% cash and equivalents, 3% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Woloshin Investment Management?
Woloshin Investment Management’s direct owner is Michael Woloshin (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Woloshin Investment Management get paid?
Woloshin Investment Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Woloshin Investment Management?
Woloshin Investment Management’s main office is at 40 North Main Street, Medford, NJ 08055. Its phone number is 609-654-9700. Its website is woloshinllc.com.