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Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":175044506}],"custodyNote":"Woloshin Investment Management has custody of $12M in client assets for 12 clients.","otherCustodians":[],"leadership":[{"name":"Susan Egan","title":"Chief Compliance Officer","crd":"5188244"},{"name":"Michael Woloshin","title":"Managing Member","crd":"732640"}],"ownership":[{"label":"Michael Woloshin","detail":"Managing member in the 75% or more ownership band and a control person, since May 2004."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"40 North Main Street","city":"Medford","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"609-654-9700","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":65},{"label":"Non-exchange-traded equity securities","percent":18},{"label":"U.S. government/agency bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":14}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132346/PDF/132346.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020140","iapdCompiledDate":null,"retrievedDate":"15 October 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They include 361 individuals and 49 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Woloshin Investment Management offer?","answer":"Woloshin Investment Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Woloshin Investment Management charge?","answer":"Woloshin Investment Management charges 1.37%–1.97% a year for its WIM Managed Accounts wrap fee. The fee is billed in advance, is negotiable and has a $100 annual minimum.","source":"WOLOSHIN INVESTMENT MANAGEMENT BROCHURE, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Woloshin Investment Management use?","answer":"Woloshin Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $175M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Woloshin Investment Management have?","answer":"Woloshin Investment Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Woloshin Investment Management invest in?","answer":"At the end of its last fiscal year, Woloshin Investment Management’s separately managed accounts held 65% exchange-traded equities, 18% non-exchange-traded equities, 14% cash and equivalents, 3% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Woloshin Investment Management?","answer":"Woloshin Investment Management’s direct owner is Michael Woloshin (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Woloshin Investment Management get paid?","answer":"Woloshin Investment Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Woloshin Investment Management?","answer":"Woloshin Investment Management’s main office is at 40 North Main Street, Medford, NJ 08055. Its phone number is 609-654-9700. Its website is woloshinllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}