Wiss Private Client Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Wiss Private Client Advisors reports 186 clients. They include 130 high-net-worth individuals and 56 individual clients. Of its assets, 98.6% ($1.2B across 731 accounts) are managed with discretion; $17M across 22 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 30% | 2% |
| High-net-worth individuals | 70% | 98% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 56 | $23.1M | 1.9% | $412K |
| High-net-worth individuals | 130 | $1.19B | 98.1% | $9.17M |
| Total | 186 | $1.22B | 100% | $6.54M |
- Clients
- 56
- Regulatory AUM
- $23.1M
- AUM share
- 1.9%
- Avg. per client
- $412K
- Clients
- 130
- Regulatory AUM
- $1.19B
- AUM share
- 98.1%
- Avg. per client
- $9.17M
Total
- Clients
- 186
- Regulatory AUM
- $1.22B
- AUM share
- 100%
- Avg. per client
- $6.54M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Wiss Private Client Advisors charges 0.65%–1.50% a year for its Investment and Wealth Management Fees. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.
Fee details and sources
Wiss & Company, LLP owns 50% to 75% of Wiss Private Client Advisors. Stephanie Hughes is CEO; the leadership team includes Chief Compliance Officer Ann Keitner. It has 12 employees, 9 of them in advisory roles.
Leadership
- Stephanie HughesMember/Chief Executive Officer
- Ann KeitnerChief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Thomas J. Birrittella
- David F Boak
- Jason W Hoffman
- Nicholas Henry Hoy
- Stephanie Florence Lise Hughes
- Hunter William Kolmodin
- Luke Robert Warren Rich
Staff
- 12 employees
- 9 in advisory functions
- 9 state-registered reps
- Owns 50% to 75% of Wiss Private Client Advisors, LLC
Wiss & Company, LLP
Control person · since August 2016
- Owns 25% to 50% of Wiss Private Client Advisors, LLC
Stephanie Hughes
Control person · since June 2018
Wiss Private Client Advisors’ regulatory assets grew 8.6× from $141M (March 2021) to $1.22B (March 2026); clients rose from 73 to 186 and employees from 5 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.22B | 186 | 12 | 2 |
| March 2025 | $810M | 138 | 12 | 2 |
| March 2024 | $540M | 118 | 9 | 2 |
| June 2023 | $247M | 113 | 9 | 2 |
| March 2022 | $386M | 102 | 6 | 2 |
| March 2021 | $141M | 73 | 5 | 2 |
Besides its headquarters, Wiss Private Client Advisors has 1 office, with 2 listed addresses in New Jersey and New York.
New Jersey · 1 listed address
- 100 Campus Drive, W Suite 400, Florham ParkHQ
New York · 1 listed address
- 352 Park Avenue South, New York
Other business names
Wiss Private Client Advisors has reported 1 other business name to the SEC.
- Wiss Family Office
Contact and registration details
- Legal name
- Wiss Private Client Advisors, LLC
- Headquarters
- 100 Campus Drive, W Suite 400, Florham Park, NJ 07932
- Website
- Not reported
- Phone
- 973-577-2872
- SEC file
- 801-117284
- Structure
- New Jersey LLC
- Fiscal year end
- December
Wiss Private Client Advisors uses Fidelity ($1.22B) as custodian for its separately managed accounts. Wiss Private Client Advisors has custody of $81.5M in client assets for 13 clients.
- FidelityFidelity Brokerage Services LLC · Boston, MA · $1.22B100%
At year end, Wiss Private Client Advisors’ separately managed accounts were largely in stocks (44%) and funds (32%).
What the accounts hold
- Stocks44%
- Funds32%
- Bonds20%
- Cash4%
How many clients does Wiss Private Client Advisors have?
Wiss Private Client Advisors has 186 clients and manages $1.22 billion for them, as of March 2026. They include 130 high-net-worth individuals and 56 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does Wiss Private Client Advisors offer?
Wiss Private Client Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wiss Private Client Advisors charge?
Wiss Private Client Advisors charges 0.65%–1.50% a year for its Investment and Wealth Management Fees. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.
Source: WISS PRIVATE CLIENT ADVISORS DISCLOSURE BROCHURE, filed 23 March 2026
Which custodians does Wiss Private Client Advisors use?
Wiss Private Client Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $1.22B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does Wiss Private Client Advisors have?
Wiss Private Client Advisors has 9 investment adviser representatives registered with state securities authorities, out of 12 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wiss Private Client Advisors invest in?
At the end of its last fiscal year, Wiss Private Client Advisors’ separately managed accounts held 44% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 20% state and local bonds and 4% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Wiss Private Client Advisors have a minimum investment?
Yes, Wiss Private Client Advisors’ minimum account size for its Investment and Wealth Management Fees is $1M.
Source: WISS PRIVATE CLIENT ADVISORS DISCLOSURE BROCHURE, filed 23 March 2026
Who owns Wiss Private Client Advisors?
Wiss Private Client Advisors’ direct owners are Wiss & Company, LLP (50% to 75%) and Stephanie Hughes (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does Wiss Private Client Advisors get paid?
Wiss Private Client Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Wiss Private Client Advisors registered with the SEC?
Yes, Wiss Private Client Advisors has been registered with the SEC as an investment adviser since 30 August 2019. Its CRD number is 286319 and its SEC file number is 801-117284.
Source: Form ADV Part 1A, Item 1, filed 23 March 2026; IAPD firm record
How do I contact Wiss Private Client Advisors?
Wiss Private Client Advisors’ main office is at 100 Campus Drive, W Suite 400, Florham Park, NJ 07932. Its phone number is 973-577-2872.