{"url":"https://nivawealth.com/firms/wiss-private-client-advisors-286319","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286319","regulatoryAum":1215546286,"crd":"286319","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5059184","suffix":null,"lastName":"BIRRITTELLA","firstName":"THOMAS","middleName":"J."},{"crd":"5198227","suffix":null,"lastName":"BOAK","firstName":"DAVID","middleName":"F"},{"crd":"4674092","suffix":null,"lastName":"Hoffman","firstName":"Jason","middleName":"W"},{"crd":"8216039","suffix":null,"lastName":"Hoy","firstName":"Nicholas","middleName":"Henry"},{"crd":"6238388","suffix":null,"lastName":"HUGHES","firstName":"STEPHANIE","middleName":"FLORENCE LISE"},{"crd":"8073652","suffix":null,"lastName":"Kolmodin","firstName":"Hunter","middleName":"William"},{"crd":"8014423","suffix":null,"lastName":"Rich","firstName":"Luke","middleName":"Robert 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LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":1215527131}],"custodyNote":"Wiss Private Client Advisors has custody of $81.5M in client assets for 13 clients.","leadership":[{"name":"Stephanie Hughes","title":"Member/Chief Executive Officer","crd":"6238388"},{"name":"Ann Keitner","title":"Chief Compliance Officer","crd":"4019686"}],"ownership":[{"label":"Wiss & Company, LLP","detail":"Managing member in the 50% to 75% ownership band and a control person, since August 2016."},{"label":"Stephanie Hughes","detail":"Member/chief executive officer in the 25% to 50% ownership band and a control person, since June 2018."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"100 Campus Drive, W Suite 400","city":"Florham Park","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"352 Park Avenue South","city":"New 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2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023994","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wiss Private Client Advisors have?","answer":"Wiss Private Client Advisors has 186 clients and manages $1.22 billion for them, as of March 2026. They include 130 high-net-worth individuals and 56 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wiss Private Client Advisors offer?","answer":"Wiss Private Client Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wiss Private Client Advisors charge?","answer":"Wiss Private Client Advisors charges 0.65%–1.50% a year for its Investment and Wealth Management Fees. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"WISS PRIVATE CLIENT ADVISORS DISCLOSURE BROCHURE, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wiss Private Client Advisors use?","answer":"Wiss Private Client Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $1.22B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wiss Private Client Advisors have?","answer":"Wiss Private Client Advisors has 9 investment adviser representatives registered with state securities authorities, out of 12 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wiss Private Client Advisors invest in?","answer":"At the end of its last fiscal year, Wiss Private Client Advisors’ separately managed accounts held 44% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 20% state and local bonds and 4% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Wiss Private Client Advisors have a minimum investment?","answer":"Yes, Wiss Private Client Advisors’ minimum account size for its Investment and Wealth Management Fees is $1M.","source":"WISS PRIVATE CLIENT ADVISORS DISCLOSURE BROCHURE, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Wiss Private Client Advisors?","answer":"Wiss Private Client Advisors’ direct owners are Wiss & Company, LLP (50% to 75%) and Stephanie Hughes (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wiss Private Client Advisors get paid?","answer":"Wiss Private Client Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Wiss Private Client Advisors registered with the SEC?","answer":"Yes, Wiss Private Client Advisors has been registered with the SEC as an investment adviser since 30 August 2019. Its CRD number is 286319 and its SEC file number is 801-117284.","source":"Form ADV Part 1A, Item 1, filed 23 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Wiss Private Client Advisors?","answer":"Wiss Private Client Advisors’ main office is at 100 Campus Drive, W Suite 400, Florham Park, NJ 07932. Its phone number is 973-577-2872.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}