Windle Wealth provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 1–10 clients last fiscal year.
Windle Wealth reports 399 clients. They include 319 individual clients, 69 high-net-worth individuals, and 11 corporations and other businesses. Of its assets, 100.0% ($251M across 1,022 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 28% |
| High-net-worth individuals | 17% | 57% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 3% | 14% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 319 | $71.1M | 28.3% | $223K |
| High-net-worth individuals | 69 | $144M | 57.5% | $2.09M |
| Charitable organizations | Fewer than 5 | $289K | 0.1% | — |
| Corporations and other businesses | 11 | $35.4M | 14.1% | $3.22M |
| Total | 399 | $251M | 100% | — |
- Clients
- 319
- Regulatory AUM
- $71.1M
- AUM share
- 28.3%
- Avg. per client
- $223K
- Clients
- 69
- Regulatory AUM
- $144M
- AUM share
- 57.5%
- Avg. per client
- $2.09M
- Clients
- Fewer than 5
- Regulatory AUM
- $289K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- 11
- Regulatory AUM
- $35.4M
- AUM share
- 14.1%
- Avg. per client
- $3.22M
Total
- Clients
- 399
- Regulatory AUM
- $251M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Windle Wealth charges up to 1.25% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Stand-alone financial planning is billed at a negotiable $200 an hour, with each project's total cost given up front and due at the start.
- Pension Consulting
- Consulting to pension and other employee benefit plans, including 401(k) plans, is charged at 0.50% of the plan assets consulted on; fees are negotiable.
- Tax Preparation
- Tax preparation is generally a fixed annual fee of $1,000, which may be waived or reduced; up to $500 may be prepaid at engagement.
Donald Windle owns 75% or more of Windle Wealth. The leadership team of Windle Wealth includes Chief Compliance Officer Donald Windle. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Windle Wealth, LLC
Donald Windle
Control person · since March 2014
Windle Wealth’s regulatory assets grew 1.9× from $133M (April 2022) to $251M (March 2026); clients rose from 263 to 399 and employees from 1 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $251M | 399 | 3 | 1 |
| Mar 2025March 2025 | $208M | 353 | 2 | 1 |
| Apr 2024April 2024 | $159M | 321 | 2 | 1 |
| Mar 2023March 2023 | $141M | 290 | 1 | 1 |
| Apr 2022April 2022 | $133M | 263 | 1 | 1 |
Besides its headquarters, Windle Wealth has 0 offices, with 1 listed address in 1 state.
Oklahoma · 1 listed address
- 5740 NW 132nd St., Oklahoma CityHQ
Contact and registration details
- Legal name
- Windle Wealth, LLC
- Headquarters
- 5740 NW 132nd St., Oklahoma City, OK 73142
- Website
- windlewealth.com
- Phone
- 405-261-5202
- @windlewealth
- SEC file
- 801-123385
- Structure
- Oklahoma LLC
- Fiscal year end
- December
Windle Wealth’s named custodians for separately managed accounts are Altruist ($195M, 82%) and Charles Schwab ($42.5M, 18%). Windle Wealth does not have custody of client assets.
- AltruistAltruist Financial LLC · Culver City, CA · $195M82%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $42.5M18%
At year end, Windle Wealth’s separately managed accounts were mostly in stocks (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $249M across 35 positions; the largest are Nvidia Corporation (6.6%), Apple Inc. (5.1%) and Welltower Inc. (4.9%).
What the accounts hold
- Stocks89%
- Funds3%
- Cash4%
- Other4%
- Cryptocurrency and digital assets4%
How many clients does Windle Wealth have?
Windle Wealth has 399 clients and manages $251 million for them, as of March 2026. They include 319 individual clients, 69 high-net-worth individuals, and 11 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Windle Wealth offer?
Windle Wealth provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Windle Wealth charge?
Windle Wealth charges up to 1.25% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Which custodians does Windle Wealth use?
Windle Wealth’s separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $195M and Charles Schwab & Co., Inc. (Westlake, TX), with $42.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Windle Wealth have?
Windle Wealth has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Windle Wealth invest in?
At the end of its last fiscal year, Windle Wealth’s separately managed accounts held 89% exchange-traded equities, 4% cash and equivalents, 4% other and 3% registered funds (mutual funds, ETFs, BDCs). The 4% other category is described as: Cryptocurrency and Digital Assets.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Windle Wealth?
Windle Wealth’s direct owner is Donald Windle (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Windle Wealth get paid?
Windle Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Windle Wealth?
Windle Wealth’s main office is at 5740 NW 132nd St., Oklahoma City, OK 73142. Its phone number is 405-261-5202. Its website is windlewealth.com.