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fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032841","versionId":1032841,"submittedOn":"2026-03-30","documentName":"FORM ADV PART 2"},{"role":"other","program":"Tax Preparation","summary":"Tax preparation is generally a fixed annual fee of $1,000, which may be waived or reduced; up to $500 may be prepaid at engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032841","versionId":1032841,"submittedOn":"2026-03-30","documentName":"FORM ADV PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:36:31.66418+00:00","documents":[{"name":"FORM ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032841","versionId":1032841,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":194697038},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":42532467}],"custodyNote":"Windle Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Donald Windle","title":"Wealth Manager and Chief Compliance Officer","crd":"5581610"}],"ownership":[{"label":"Donald Windle","detail":"Wealth manager and chief compliance officer in the 75% or more ownership band and a control person, since March 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oklahoma","offices":1,"addresses":[{"street":"5740 NW 132nd St.","city":"Oklahoma City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"405-261-5202","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":89},{"label":"Securities issued by registered investment companies or business development companies","percent":3},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":4,"detail":"Cryptocurrency and Digital Assets"}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/285653/PDF/285653.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032841","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Windle Wealth have?","answer":"Windle Wealth has 399 clients and manages $251 million for them, as of March 2026. They include 319 individual clients, 69 high-net-worth individuals, and 11 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Windle Wealth offer?","answer":"Windle Wealth provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Windle Wealth charge?","answer":"Windle Wealth charges up to 1.25% a year for its Investment Management Services. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Windle Wealth use?","answer":"Windle Wealth’s separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $195M and Charles Schwab & Co., Inc. (Westlake, TX), with $42.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Windle Wealth have?","answer":"Windle Wealth has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Windle Wealth invest in?","answer":"At the end of its last fiscal year, Windle Wealth’s separately managed accounts held 89% exchange-traded equities, 4% cash and equivalents, 4% other and 3% registered funds (mutual funds, ETFs, BDCs). The 4% other category is described as: Cryptocurrency and Digital Assets.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Windle Wealth?","answer":"Windle Wealth’s direct owner is Donald Windle (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Windle Wealth get paid?","answer":"Windle Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Windle Wealth?","answer":"Windle Wealth’s main office is at 5740 NW 132nd St., Oklahoma City, OK 73142. Its phone number is 405-261-5202. Its website is windlewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/windle-wealth-285653/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-30","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1963452/000196345226000004/0001963452-26-000004-index.html","totalValue":248883573,"positionCount":35,"top10Share":0.45991613114618857,"top10":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":16470608,"shares":82316,"shareType":"SH","priorValue":14337034,"priorShares":82208},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":12630857,"shares":43651,"shareType":"SH","priorValue":10999082,"priorShares":43339},{"issuer":"WELLTOWER INC","titleOfClass":"COM","cusip":"95040Q104","value":12291433,"shares":54154,"shareType":"SH","priorValue":10720290,"priorShares":54222},{"issuer":"JOHNSON & 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}