Williams Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
Williams Wealth Management Group reports 475 clients. They include 413 individual clients, 60 high-net-worth individuals and 2 charitable organizations. Of its assets, 100.0% ($161M across 842 accounts) are managed with discretion. It advised 23 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 87% | 42% |
| High-net-worth individuals | 13% | 57% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 413 | $67M | 41.6% | $162K |
| High-net-worth individuals | 60 | $92.6M | 57.5% | $1.54M |
| Charitable organizations | Fewer than 5 | $1.46M | 0.9% | $732K |
| Total | 475 | $161M | 100% | — |
- Clients
- 413
- Regulatory AUM
- $67M
- AUM share
- 41.6%
- Avg. per client
- $162K
- Clients
- 60
- Regulatory AUM
- $92.6M
- AUM share
- 57.5%
- Avg. per client
- $1.54M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.46M
- AUM share
- 0.9%
- Avg. per client
- $732K
Total
- Clients
- 475
- Regulatory AUM
- $161M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 23
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Williams Wealth Management Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Ongoing financial planning retainer
- Ongoing financial planning on a retainer is a fixed fee with a minimum of $1,000 a year, payable in advance unless otherwise negotiated.
- Personal financial planning and consulting
- Personal financial planning and consulting is charged at an hourly fee of $250 or a $2,500 minimum fixed fee, is negotiable, and is typically payable in advance.
Derek Williams owns 75% or more of Williams Wealth Management Group. The leadership team of Williams Wealth Management Group includes President Derek Williams. It has 1 employee.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Williams Wealth Management Group, Inc.
Derek Williams
Control person · since January 2007
Williams Wealth Management Group’s regulatory assets grew from $148M (July 2024) to $161M (March 2026); clients rose from 376 to 475 and employees fell from 4 to 1.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $161M | 475 | 1 | 1 |
| Feb 2025February 2025 | $141M | 446 | 1 | 1 |
| Jul 2024July 2024 | $148M | 376 | 4 | 1 |
Besides its headquarters, Williams Wealth Management Group has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 2328 Manatee Avenue West, BradentonHQ
Contact and registration details
- Legal name
- Williams Wealth Management Group, Inc.
- Headquarters
- 2328 Manatee Avenue West, Bradenton, FL 34205
- Website
- williamswealth360.com
- Phone
- 941-756-4500
- SEC file
- 801-130487
- Structure
- Florida corporation
- Fiscal year end
- December
Williams Wealth Management Group’s named custodian for separately managed accounts is Charles Schwab ($161M). Williams Wealth Management Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $161M100%
At year end, Williams Wealth Management Group’s separately managed accounts were mostly in funds (93%).
What the accounts hold
- Stocks1%
- Funds93%
- Bonds1%
- Cash5%
How many clients does Williams Wealth Management Group have?
Williams Wealth Management Group has 475 clients and manages $161 million for them, as of March 2026. They include 413 individual clients, 60 high-net-worth individuals and 2 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Williams Wealth Management Group offer?
Williams Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Williams Wealth Management Group use?
Williams Wealth Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $161M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Williams Wealth Management Group have?
Williams Wealth Management Group has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Williams Wealth Management Group invest in?
At the end of its last fiscal year, Williams Wealth Management Group’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 1% exchange-traded equities and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Williams Wealth Management Group?
Williams Wealth Management Group’s direct owner is Derek Williams (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Williams Wealth Management Group get paid?
Williams Wealth Management Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Williams Wealth Management Group?
Williams Wealth Management Group’s main office is at 2328 Manatee Avenue West, Bradenton, FL 34205. Its phone number is 941-756-4500. Its website is williamswealth360.com.
