{"url":"https://nivawealth.com/firms/williams-wealth-management-group-147341","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/147341","regulatoryAum":161048000,"crd":"147341","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4202594","suffix":null,"lastName":"WILLIAMS","firstName":"DEREK","middleName":"RYAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-02","regulatoryAum":148034000,"clients":376,"employees":4,"offices":1},{"filedOn":"2025-02-14","regulatoryAum":140550414,"clients":446,"employees":1,"offices":1},{"filedOn":"2026-03-18","regulatoryAum":161048000,"clients":475,"employees":1,"offices":1}],"secFileNumber":"801-130487","legalName":"Williams Wealth Management Group, Inc.","displayName":"Williams Wealth Management 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advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020848","versionId":1020848,"submittedOn":"2026-03-18","documentName":"WILLIAMS WEALTH MANAGMENT GROUP"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:46:13.317087+00:00","documents":[{"name":"WILLIAMS WEALTH MANAGMENT GROUP","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020848","versionId":1020848,"submittedOn":"2026-03-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":161048000}],"custodyNote":"Williams Wealth Management Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Derek Williams","title":"President & Chief Compliance Officer","crd":"4202594"}],"ownership":[{"label":"Derek Williams","detail":"President & chief compliance officer in the 75% or more ownership band and a control person, since January 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2328 Manatee Avenue West","city":"Bradenton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"941-756-4500","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/147341/PDF/147341.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020848","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Williams Wealth Management Group have?","answer":"Williams Wealth Management Group has 475 clients and manages $161 million for them, as of March 2026. They include 413 individual clients, 60 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Williams Wealth Management Group offer?","answer":"Williams Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Williams Wealth Management Group use?","answer":"Williams Wealth Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $161M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Williams Wealth Management Group have?","answer":"Williams Wealth Management Group has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Williams Wealth Management Group invest in?","answer":"At the end of its last fiscal year, Williams Wealth Management Group’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 1% exchange-traded equities and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Williams Wealth Management Group?","answer":"Williams Wealth Management Group’s direct owner is Derek Williams (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Williams Wealth Management Group get paid?","answer":"Williams Wealth Management Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Williams Wealth Management Group?","answer":"Williams Wealth Management Group’s main office is at 2328 Manatee Avenue West, Bradenton, FL 34205. Its phone number is 941-756-4500. Its website is williamswealth360.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}