Williams Capital Management provides portfolio management for individuals and small businesses and selecting other managers.
Williams Capital Management reports 22 high-net-worth individuals. Of its assets, 39.2% ($88.4M across 21 accounts) are managed with discretion; $137M across 1 account is not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 22 | $226M | 100.0% | $10.3M |
| Total | 22 | $226M | 100% | $10.3M |
- Clients
- 22
- Regulatory AUM
- $226M
- AUM share
- 100.0%
- Avg. per client
- $10.3M
Total
- Clients
- 22
- Regulatory AUM
- $226M
- AUM share
- 100%
- Avg. per client
- $10.3M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Williams Capital Management charges 0.75%–1.00% for its Management fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance.
| Asset band | Rate (period not stated) |
|---|---|
| $0–$5M | 1.00% |
| $5M and above | 0.75% |
Fee details and sources
David Williams owns 75% or more of Williams Capital Management. The leadership team of Williams Capital Management includes President David Williams. It has 1 employee.
Leadership
- David WilliamsDirector, President, Secretary, CEO, CFO, COO, Chief Compliance Officer, Shareholder
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Williams Capital Management Company
David Williams
Control person · since July 1995
Williams Capital Management’s regulatory assets grew 2.3× from $97.8M (March 2023) to $226M (March 2026); clients fell from 36 to 22 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $226M | 22 | 1 | 1 |
| March 2025 | $136M | 37 | 1 | 1 |
| March 2024 | $120M | 28 | 1 | 1 |
| March 2023 | $97.8M | 36 | 1 | 1 |
Besides its headquarters, Williams Capital Management has 0 offices, with 1 listed address in Illinois.
Illinois · 1 listed address
- 825 Green Bay Road, Suite 220, WilmetteHQ
Contact and registration details
- Legal name
- Williams Capital Management Company
- Headquarters
- 825 Green Bay Road, Suite 220, Wilmette, IL 60091
- Website
- Not reported
- Phone
- 847-256-5565
- SEC file
- 801-126381
- Structure
- Illinois corporation
- Fiscal year end
- December
Williams Capital Management does not have custody of client assets.
At year end, Williams Capital Management’s separately managed accounts were mostly in stocks (98%).
What the accounts hold
- Stocks98%
- Cash2%
How many clients does Williams Capital Management have?
Williams Capital Management has 22 clients and manages $226 million for them, as of March 2026. They include 22 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Williams Capital Management offer?
Williams Capital Management provides portfolio management for individuals and small businesses and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Williams Capital Management charge?
Williams Capital Management charges 0.75%–1.00% for its Management fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance.
Source: PART II BROCHURE, UPDATED JANUARY 1, 2026, filed 18 March 2026
How many financial advisors does Williams Capital Management have?
Williams Capital Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Williams Capital Management invest in?
At the end of its last fiscal year, Williams Capital Management’s separately managed accounts held 98% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Williams Capital Management?
Williams Capital Management’s direct owner is David Williams (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Williams Capital Management get paid?
Williams Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Williams Capital Management?
Williams Capital Management’s main office is at 825 Green Bay Road, Suite 220, Wilmette, IL 60091. Its phone number is 847-256-5565.