David Williams has been Director, President, Secretary, CEO, CFO, COO, Chief Compliance Officer, Shareholder of Williams Capital Management since July 1995, is a control person of the firm and directly owns 75% or more of it.
Williams Capital Management Company is a Wilmette, IL firm with $226M under management, 22 clients and 1 adviser in one office, as of its March 2026 filing.
- – present · 28 yearsWilmette, IL · Adviser representative · Firm CRD 109412
Investment adviser representative registrations
David Williams is registered as an investment adviser representative in Illinois, since February 1998.
- IllinoisSince 6 February 1998
Examinations
No examinations are on David Williams’s record.
- Full name
- David H Williams
- CRD
- 4374911
- Firm
- Williams Capital Management · CRD 109412
- Role
- Director, President, Secretary, CEO, CFO, COO, Chief Compliance Officer, Shareholder
- Office
- 825 GREEN BAY ROAD, SUITE 220, Wilmette, IL 60091
- Registration
- Investment adviser registration
- In the industry since
- February 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does David Williams work?
David Williams has been Director, President, Secretary, CEO, CFO, COO, Chief Compliance Officer, Shareholder of Williams Capital Management Company since July 1995, and is a control person of the firm.
Is David Williams a financial advisor?
Yes. David Williams has a current investment-adviser registration in Illinois, through Williams Capital Management since February 1998.
How many years of experience does David Williams have?
David Williams has 28 years in the financial industry, since February 1998, across 1 adviser firm.
Where is David Williams based?
David Williams’ registered office is in Wilmette, IL.
Is David Williams registered with FINRA?
No. David Williams has no current broker registration.
How can I verify David Williams’ record?
Search CRD 4374911 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Williams’ full registration record.