Whitwell & Co provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars. Financial planning was provided to 51–100 clients last fiscal year.
Whitwell & Co reports 337 clients. They include 256 individual clients, 56 high-net-worth individuals, and 17 corporations and other businesses. Of its assets, 100.0% ($117M across 489 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 41% |
| High-net-worth individuals | 17% | 44% |
| Pension and profit-sharing plans | 2% | 3% |
| Charitable organizations | <1% | 8% |
| Corporations and other businesses | 5% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 256 | $48.2M | 41.3% | $188K |
| High-net-worth individuals | 56 | $52M | 44.5% | $928K |
| Pension and profit-sharing plans | 6 | $3.93M | 3.4% | $655K |
| Charitable organizations | Fewer than 5 | $9.25M | 7.9% | $4.62M |
| Corporations and other businesses | 17 | $3.42M | 2.9% | $201K |
| Total | 337 | $117M | 100% | — |
- Clients
- 256
- Regulatory AUM
- $48.2M
- AUM share
- 41.3%
- Avg. per client
- $188K
- Clients
- 56
- Regulatory AUM
- $52M
- AUM share
- 44.5%
- Avg. per client
- $928K
- Clients
- 6
- Regulatory AUM
- $3.93M
- AUM share
- 3.4%
- Avg. per client
- $655K
- Clients
- Fewer than 5
- Regulatory AUM
- $9.25M
- AUM share
- 7.9%
- Avg. per client
- $4.62M
- Clients
- 17
- Regulatory AUM
- $3.42M
- AUM share
- 2.9%
- Avg. per client
- $201K
Total
- Clients
- 337
- Regulatory AUM
- $117M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Whitwell & Co is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Hourly advisory services
- Hourly advisory services are offered in addition to asset-based fees, at hourly rates of $500 to $1,000 as agreed with the client.
0123581321 Trust owns 75% or more of Whitwell & Co and is in turn owned by Stefan Whitwell (75% or more). Stefan Whitwell is CEO; the leadership team includes Chief Compliance Officer Andrew Lucich. It has 9 employees, 6 of them in advisory roles.
Leadership
Stefan WhitwellChief Executive Officer- Andrew LucichChief Compliance Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 6 in advisory functions
- 6 state-registered reps
- 3 insurance agents
- Owns 75% or more of Whitwell & Co, LLC
0123581321 Trust
Control person · since August 2011
- Owns 75% or more of 0123581321 Trust
Stefan Whitwell
Control person · since August 2011
Floriano Whitwell
Trustee of 0123581321 trust · Control person · since August 2011
Whitwell & Co’s regulatory assets went from $113M (May 2025) to $117M (July 2026); clients rose from 319 to 337 and employees from 8 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $117M | 337 | 9 | 6 |
| May 2025 | $113M | 319 | 8 | 7 |
Besides its headquarters, Whitwell & Co has 5 offices (5 private residences, listed without an address), with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Whitwell & Co, LLC
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 512-766-7775
- @whitwell-advisors
- SEC file
- 801-131151
- Structure
- Texas LLC
- Fiscal year end
- December
Whitwell & Co uses Charles Schwab ($87.9M) as custodian for its separately managed accounts. Whitwell & Co does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $87.9M100%
At year end, Whitwell & Co’s separately managed accounts were mostly in funds (64%) and cash (23%).
What the accounts hold
- Stocks5%
- Funds64%
- Registered funds52%
- Pooled vehicles12%
- Bonds6%
- U.S. government and agency bonds5%
- Investment grade corporate bonds1%
- Cash23%
- Other2%
- Derivatives1%
- Reits (some exchange traded, some closed end), govt sponsored or owned mortgage backed securities that are not reits.1%
How many clients does Whitwell & Co have?
Whitwell & Co has 337 clients and manages $117 million for them, as of July 2026. They include 256 individual clients, 56 high-net-worth individuals, and 17 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 July 2026
What services does Whitwell & Co offer?
Whitwell & Co provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Whitwell & Co use?
Whitwell & Co’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $87.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 July 2026
How many financial advisors does Whitwell & Co have?
Whitwell & Co has 6 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Whitwell & Co invest in?
At the end of its last fiscal year, Whitwell & Co’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 23% cash and equivalents, 12% pooled vehicles (private funds and similar), 5% exchange-traded equities, 5% U.S. government and agency bonds, 1% investment grade corporate bonds, 1% derivatives and 1% other. The 1% other category is described as: Reits (Some Exchange Traded, Some Closed End), Govt Sponsored Or Owned Mortgage Backed Securities That Are Not Reits.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Whitwell & Co?
Whitwell & Co is owned through a trust by Stefan Whitwell. Its direct owner is 0123581321 Trust (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 6 July 2026
How does Whitwell & Co get paid?
Whitwell & Co is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Whitwell & Co?
Its phone number is 512-766-7775.