Erik Dodds has been an investment adviser representative at Whitwell & Co since January 2025, and is not listed among the firm’s executive officers or direct owners.
Whitwell & Co, LLC is a firm with $117M under management, 337 clients and 6 advisers across 6 offices, as of its July 2026 filing.
Erik Dodds is Director of Investor Education of Whitwell & Co. He served in the United States Navy aboard the USS Enterprise (CVN-65), where he provided financial counseling to fellow sailors on budgeting and investments. Before joining Whitwell & Co., he spent three years supporting financial advisors and advanced to Vice President of Sales & Marketing, then transitioned to direct client work.
Erik Dodds’ longest registration was 13 years at Innovation Partners LLC (2012–2025). Before joining Whitwell & Co in 2025, Erik Dodds was registered through Liberty Partners Capital Management, LLC and J. W. Cole Advisors, Inc.
- Whitwell AdvisorsCurrent– present · 1 yearClear Lake, MN · Adviser representative · Firm CRD 331958
- CRG Wealth, LLCAlso current– present · 7 yearsClear Lake, MN · Adviser representative · Firm CRD 300615
- Liberty Partners Capital Management, LLC– · 1 yearHenderson, NV · Adviser representative · Firm CRD 131117
- J. W. Cole Advisors, Inc.– · 1 yearLas Vegas, NV · Adviser representative · Firm CRD 112294
- Securities America Advisors, Inc.– · 11 yearsLas Vegas, NV · Adviser representative · Firm CRD 110518
- Innovation Partners LLC– · 13 yearsLas Vegas, NV · Adviser representative · Firm CRD 146344
- World Capital Advisors, LLC– · 2 yearsLas Vegas, NV · Adviser representative · Firm CRD 135941
- Its Asset Management, L.P.– · 1 yearCanyon Lake, CA · Adviser representative · Firm CRD 106977
Investment adviser representative registrations
Erik Dodds is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from September 2019; the most recent is Hawaii, in January 2025.
- HawaiiSince 10 January 2025
- MinnesotaSince 6 December 2021
- NevadaSince 3 January 2025
- TexasSince 6 September 2019
- TexasResidentSince 2 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 23 September 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 November 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 January 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 January 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Erik Robert Dodds
- CRD
- 4356082
- Firm
- Whitwell & Co · CRD 331958
- Office
- Clear Lake, MN
- Registration
- Investment adviser registration
- In the industry since
- March 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- whitwelladvisors.com
Where does Erik Dodds work?
Erik Dodds is an investment adviser representative registered through Whitwell & Co, LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Erik Dodds a financial advisor?
Yes. Erik Dodds has a current investment-adviser registration in Hawaii, Minnesota, Nevada, Texas and Texas, through Whitwell & Co since January 2025.
How many years of experience does Erik Dodds have?
Erik Dodds has 19 years in the financial industry, since March 2007, across 8 adviser firms.
What exams has Erik Dodds passed?
Erik Dodds has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in January 2006. FINRA credited Erik Dodds with the SIE, which began in October 2018.
Where did Erik Dodds work before Whitwell & Co?
Before Whitwell & Co, Erik Dodds was registered through Liberty Partners Capital Management, LLC, October 2017 to May 2019; J. W. Cole Advisors, Inc., February 2016 to October 2017; World Capital Advisors, LLC, February 2008 to May 2010; Its Asset Management, L.P., May 2006 to January 2008.
Where is Erik Dodds based?
Erik Dodds’ registered office is in Clear Lake, MN.
Is Erik Dodds registered with FINRA?
No. Erik Dodds has no current broker registration.
How can I verify Erik Dodds’ record?
Search CRD 4356082 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erik Dodds’ full registration record.
Stefan WhitwellChief Executive Officer- Andrew LucichChief Compliance Officer