Westwood Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year. The firm advises 14 private funds.
Westwood Advisors reports 452 clients. They include 181 individual clients, 166 corporations and other businesses, and 45 high-net-worth individuals. Of its assets, 98.7% ($740M across 445 accounts) are managed with discretion; $9.86M across 22 accounts are not. It advised 35 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 40% | 7% |
| High-net-worth individuals | 10% | 13% |
| Pooled investment vehicles | 3% | 69% |
| Pension and profit-sharing plans | 9% | <1% |
| Charitable organizations | 1% | <1% |
| Other client typesCorporations and other businesses | 37% | 9% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 181 | $55.3M | 7.4% | $306K |
| High-net-worth individuals | 45 | $98.3M | 13.1% | $2.18M |
| Pooled investment vehicles | 14 | $516M | 68.9% | $36.9M |
| Pension and profit-sharing plans | 40 | $5.63M | 0.8% | $141K |
| Charitable organizations | 6 | $5.78M | 0.8% | $963K |
| Corporations and other businesses | 166 | $68.1M | 9.1% | $410K |
| Total | 452 | $750M | 100% | $1.66M |
- Clients
- 181
- Regulatory AUM
- $55.3M
- AUM share
- 7.4%
- Avg. per client
- $306K
- Clients
- 45
- Regulatory AUM
- $98.3M
- AUM share
- 13.1%
- Avg. per client
- $2.18M
- Clients
- 14
- Regulatory AUM
- $516M
- AUM share
- 68.9%
- Avg. per client
- $36.9M
- Clients
- 40
- Regulatory AUM
- $5.63M
- AUM share
- 0.8%
- Avg. per client
- $141K
- Clients
- 6
- Regulatory AUM
- $5.78M
- AUM share
- 0.8%
- Avg. per client
- $963K
- Clients
- 166
- Regulatory AUM
- $68.1M
- AUM share
- 9.1%
- Avg. per client
- $410K
Total
- Clients
- 452
- Regulatory AUM
- $750M
- AUM share
- 100%
- Avg. per client
- $1.66M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 35
- Private funds advised
- 14
- Financial planning clients last fiscal year
- 26–50
Westwood Advisors is paid through a percentage of assets under management, fixed fees (other than subscription fees), commissions and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Westwood Holdings Group, Inc. owns 75% or more of Westwood Advisors. Brian Casey is CEO; the leadership team includes President Fabian Gomez, Chief Financial Officer Murray Forbes and Chief Compliance Officer Askari Foy. It has 62 employees, 14 of them in advisory roles.
Leadership
Brian CaseyChief Executive Officer- Fabian GomezPresident
- Murray ForbesSVP, Chief Financial Officer, Treasurer
- Askari FoyChief Compliance Officer
- Susan ConleySVP, Private Wealth Advisor Lead
John EhingerHead of Legal and Compliance- Timothy RogersChief Wealth Administrative Officer
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
- Jessica Noelle Grigsby Bordelon
- Daniel Braun
- Susan Vignolo Conley
- Jordan Cowart
- Karla Alvarez Dominguez
- Karim Lakhani
- Susan W Wedelich
- Michael Hall Yan
Staff
- 62 employees
- 14 in advisory functions
- 6 state-registered reps
- 7 broker-dealer reps
- 1 soliciting firm
- Owns 75% or more of Westwood Advisors, L.L.C
Westwood Holdings Group, Inc.
Control person · since November 2010
- Owns 5% to 10% of Westwood Advisors, L.L.C
Brian Casey
Control person · since December 2024
Westwood Advisors’ regulatory assets grew 6.1× from $123M (March 2021) to $750M (April 2026); clients rose from 277 to 452 and employees from 48 to 62.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $750M | 452 | 62 | 2 |
| Mar 2025March 2025 | $638M | 502 | 66 | 2 |
| Mar 2024March 2024 | $433M | 384 | 68 | 2 |
| Jun 2023June 2023 | $306M | 331 | 48 | 2 |
| Mar 2022March 2022 | $106M | 301 | 50 | 2 |
| Mar 2021March 2021 | $123M | 277 | 48 | 2 |
Besides its headquarters, Westwood Advisors has 1 office, with 2 listed addresses in 1 state.
Texas · 2 listed addresses
- 200 Crescent Court, Suite 1200, DallasHQ
- 10000 Memorial DR., Houston
Other business names
Westwood Advisors has reported 1 other business name to the SEC.
- Westwood Wealth Management
Contact and registration details
- Legal name
- Westwood Advisors, L.L.C
- Headquarters
- 200 Crescent Court, Suite 1200, Dallas, TX 75201
- Website
- westwoodwealthcoach.com
- Phone
- 214-756-6900
- SEC file
- 801-63410
- Structure
- Nebraska LLC
- Fiscal year end
- December
Westwood Advisors’ named custodians for separately managed accounts include Charles Schwab ($308M, 56%), US Bank National Association ($214M, 39%) and Fidelity ($24.8M, 5%). Westwood Advisors has custody of $315M for 12 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Dallas, TX · $308M56%
- FidelityFidelity Distributors Company LLC · Boston, MA · $24.8M5%
- US Bank National AssociationUS Bank National Association · Minneapolis, MN · $214M39%
- TD AmeritradeTD Ameritrade, Inc. · Omaha, NE · $20.9K0%
At year end, Westwood Advisors’ separately managed accounts were mostly in stocks (75%) and funds (16%).
What the accounts hold
- Stocks75%
- Exchange-traded equities72%
- Non-exchange-traded equities3%
- Funds16%
- Registered funds13%
- Pooled vehicles3%
- Bonds6%
- Investment grade corporate bonds3%
- U.S. government and agency bonds2%
- State and local bonds1%
- Cash2%
- Other1%
- Non-discretionary1%
How many clients does Westwood Advisors have?
Westwood Advisors has 452 clients and manages $750 million for them, as of April 2026. They include 181 individual clients, 166 corporations and other businesses, and 45 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 April 2026
What services does Westwood Advisors offer?
Westwood Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Westwood Advisors use?
Westwood Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Dallas, TX), with $308M, US Bank National Association (Minneapolis, MN), with $214M, Fidelity Distributors Company LLC (Boston, MA), with $24.8M and TD Ameritrade, Inc. (Omaha, NE), with $20.9K. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 April 2026
How many financial advisors does Westwood Advisors have?
Westwood Advisors has 6 investment adviser representatives registered with state securities authorities, out of 62 employees, and 14 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Westwood Advisors invest in?
At the end of its last fiscal year, Westwood Advisors’ separately managed accounts held 72% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs), 3% non-exchange-traded equities, 3% investment grade corporate bonds, 3% pooled vehicles (private funds and similar), 2% U.S. government and agency bonds, 2% cash and equivalents, 1% state and local bonds and 1% other. The 1% other category is described as: Non-Discretionary. It advises 14 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Westwood Advisors?
Westwood Advisors’ direct owners are Westwood Holdings Group, Inc. (75% or more) and Brian Casey (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 2 April 2026
How does Westwood Advisors get paid?
Westwood Advisors is paid through a percentage of assets under management, fixed fees, commissions and performance-based fees.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Westwood Advisors?
Westwood Advisors’ main office is at 200 Crescent Court, Suite 1200, Dallas, TX 75201. Its phone number is 214-756-6900. Its website is westwoodwealthcoach.com.