{"url":"https://nivawealth.com/firms/westwood-advisors-132162","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132162","regulatoryAum":749503536,"crd":"132162","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5571033","suffix":null,"lastName":"BORDELON","firstName":"JESSICA","middleName":"NOELLE GRIGSBY"},{"crd":"6646350","suffix":null,"lastName":"BRAUN","firstName":"DANIEL","middleName":null},{"crd":"3116608","suffix":null,"lastName":"CONLEY","firstName":"SUSAN","middleName":"VIGNOLO"},{"crd":"6364047","suffix":null,"lastName":"COWART","firstName":"JORDAN","middleName":null},{"crd":"7876961","suffix":null,"lastName":"Dominguez","firstName":"Karla","middleName":"Alvarez"},{"crd":"6446113","suffix":null,"lastName":"LAKHANI","firstName":"KARIM","middleName":null},{"crd":"4578692","suffix":null,"lastName":"Wedelich","firstName":"SUSAN","middleName":"W"},{"crd":"5931671","suffix":null,"lastName":"YAN","firstName":"MICHAEL","middleName":"HALL"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":122627051,"clients":277,"employees":48,"offices":2},{"filedOn":"2022-03-31","regulatoryAum":106326023,"clients":301,"employees":50,"offices":2},{"filedOn":"2023-06-28","regulatoryAum":306086796,"clients":331,"employees":48,"offices":2},{"filedOn":"2024-03-29","regulatoryAum":433271448,"clients":384,"employees":68,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":638234293,"clients":502,"employees":66,"offices":2},{"filedOn":"2026-04-02","regulatoryAum":749503536,"clients":452,"employees":62,"offices":2}],"secFileNumber":"801-63410","legalName":"Westwood Advisors, L.L.C","displayName":"Westwood Advisors","slug":"westwood-advisors-132162","website":"https://westwoodwealthcoach.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Nebraska limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 Crescent Court, Suite 1200","city":"Dallas","state":"TX","stateName":"Texas","country":"United States","postalCode":"75201"},"tradeNames":["Westwood Wealth Management"],"registration":{"secApproved":"1 July 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":679768.7123893806,"staff":{"employees":62,"advisory":14,"brokerDealerReps":7,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":749503536,"discretionary":739644300,"discretionaryAccounts":445,"nonDiscretionary":9859236,"nonDiscretionaryAccounts":22,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":35},"clientTypes":[{"label":"Individuals (other than HNW)","clients":181,"regulatoryAum":55305477},{"label":"High-net-worth individuals","clients":45,"regulatoryAum":98322252},{"label":"Pooled investment vehicles","clients":14,"regulatoryAum":516417159},{"label":"Pension and profit-sharing plans","clients":40,"regulatoryAum":5628347},{"label":"Charitable organizations","clients":6,"regulatoryAum":5778453},{"label":"Corporations and other businesses","clients":166,"regulatoryAum":68051848}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Dallas, TX","smaAssets":307710388},{"name":"Fidelity Distributors Company LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":24768682},{"name":"TD Ameritrade, Inc.","shortName":"TD Ameritrade","location":"Omaha, NE","smaAssets":20917},{"name":"US Bank National Association","shortName":"US Bank National Association","location":"Minneapolis, MN","smaAssets":213676911}],"custodyNote":"Westwood Advisors has custody of $315M in client assets for 12 clients.","otherCustodians":[],"leadership":[{"name":"Brian Casey","title":"Chief Executive Officer","crd":"1409741"},{"name":"Fabian Gomez","title":"President","crd":"2457988"},{"name":"Murray Forbes","title":"SVP, Chief Financial Officer, Treasurer","crd":"7091298"},{"name":"Askari Foy","title":"Chief Compliance Officer","crd":"7650814"},{"name":"Susan Conley","title":"SVP, Private Wealth Advisor Lead","crd":"3116608"},{"name":"John Ehinger","title":"Head of Legal and Compliance","crd":"4870414"},{"name":"Timothy Rogers","title":"Chief Wealth Administrative Officer","crd":"7696985"}],"ownership":[{"label":"Westwood Holdings Group, Inc.","detail":"Owner in the 75% or more ownership band and a control person, since November 2010."},{"label":"Brian Casey","detail":"Chief executive officer in the 5% to 10% ownership band and a control person, since December 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":2,"addresses":[{"street":"200 Crescent Court, Suite 1200","city":"Dallas","headquarters":true},{"street":"10000 Memorial DR.","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"214-756-6900","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Commissions","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":72},{"label":"Non-exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":13},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":1,"detail":"Non-Discretionary"}],"privateFunds":14},"sources":{"adv1FilingDate":"2 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132162/PDF/132162.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Westwood Advisors have?","answer":"Westwood Advisors has 452 clients and manages $750 million for them, as of April 2026. They include 181 individual clients, 166 corporations and other businesses, and 45 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Westwood Advisors offer?","answer":"Westwood Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Westwood Advisors use?","answer":"Westwood Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Dallas, TX), with $308M, US Bank National Association (Minneapolis, MN), with $214M, Fidelity Distributors Company LLC (Boston, MA), with $24.8M and TD Ameritrade, Inc. (Omaha, NE), with $20.9K. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Westwood Advisors have?","answer":"Westwood Advisors has 6 investment adviser representatives registered with state securities authorities, out of 62 employees, and 14 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Westwood Advisors invest in?","answer":"At the end of its last fiscal year, Westwood Advisors’ separately managed accounts held 72% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs), 3% non-exchange-traded equities, 3% investment grade corporate bonds, 3% pooled vehicles (private funds and similar), 2% U.S. government and agency bonds, 2% cash and equivalents, 1% state and local bonds and 1% other. The 1% other category is described as: Non-Discretionary. It advises 14 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Westwood Advisors?","answer":"Westwood Advisors’ direct owners are Westwood Holdings Group, Inc. (75% or more) and Brian Casey (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 2 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Westwood Advisors get paid?","answer":"Westwood Advisors is paid through a percentage of assets under management, fixed fees, commissions and performance-based fees.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Westwood Advisors?","answer":"Westwood Advisors’ main office is at 200 Crescent Court, Suite 1200, Dallas, TX 75201. Its phone number is 214-756-6900. Its website is westwoodwealthcoach.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}