WealthMark provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and publishing newsletters. Financial planning was provided to 11–25 clients last fiscal year.
WealthMark reports 193 clients. They include 70 high-net-worth individuals, 53 individual clients, and 35 pension and profit-sharing plans. Of its assets, 87.9% ($116M across 368 accounts) are managed with discretion; $16M across 20 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 27% | 24% |
| High-net-worth individuals | 36% | 51% |
| Pension and profit-sharing plans | 18% | 2% |
| Other investment advisers | 18% | 23% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 53 | $32M | 24.2% | $604K |
| High-net-worth individuals | 70 | $67M | 50.8% | $957K |
| Pension and profit-sharing plans | 35 | $3M | 2.3% | $85.7K |
| Other investment advisers | 35 | $30M | 22.7% | $857K |
| Total | 193 | $132M | 100% | $684K |
- Clients
- 53
- Regulatory AUM
- $32M
- AUM share
- 24.2%
- Avg. per client
- $604K
- Clients
- 70
- Regulatory AUM
- $67M
- AUM share
- 50.8%
- Avg. per client
- $957K
- Clients
- 35
- Regulatory AUM
- $3M
- AUM share
- 2.3%
- Avg. per client
- $85.7K
- Clients
- 35
- Regulatory AUM
- $30M
- AUM share
- 22.7%
- Avg. per client
- $857K
Total
- Clients
- 193
- Regulatory AUM
- $132M
- AUM share
- 100%
- Avg. per client
- $684K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
WealthMark is paid through a percentage of assets under management, fixed fees (other than subscription fees), performance-based fees and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- 529 college savings account planning
- Annual fee of $100 for balances under $25,000, $200 for $25,001 to $50,000, and $300 above $50,000; non-negotiable.
Benjamin Esget owns 75% or more of WealthMark. The leadership team of WealthMark includes Chief Compliance Officer Benjamin Esget. It has 3 employees, 2 of them in advisory roles.
Leadership
- Benjamin EsgetManaging Member/Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- 2 soliciting firms
- Owns 75% or more of Wealthmark, LLC
Benjamin Esget
Control person · since August 2007
WealthMark’s regulatory assets grew from $102M (July 2021) to $132M (March 2026); clients rose from 171 to 193 and employees from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $132M | 193 | 3 | 1 |
| March 2025 | $114M | 147 | 2 | 1 |
| March 2024 | $101M | 192 | 2 | 1 |
| May 2023 | $85.5M | 185 | 2 | 1 |
| March 2022 | $98.5M | 172 | 2 | 1 |
| July 2021 | $102M | 171 | 2 | 1 |
Besides its headquarters, WealthMark has 0 offices, with 1 listed address in Washington.
Washington · 1 listed address
- 1329 N. State St, Suite 206, BellinghamHQ
Contact and registration details
- Legal name
- Wealthmark, LLC
- Headquarters
- 1329 N. State St, Suite 206, Bellingham, WA 98225
- Website
- wealthmarkllc.com
- Phone
- 360-734-1323
- SEC file
- 801-121353
- Structure
- Washington LLC
- Fiscal year end
- December
WealthMark uses Axos Clearing ($132M) as custodian for its separately managed accounts. WealthMark does not have custody of client assets.
- Axos ClearingAxos Clearing LLC · Omaha, NE · $132M100%
At year end, WealthMark’s separately managed accounts were mostly in funds (94%).
What the accounts hold
- Stocks6%
- Funds94%
How many clients does WealthMark have?
WealthMark has 193 clients and manages $132 million for them, as of March 2026. They include 70 high-net-worth individuals, 53 individual clients, and 35 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026
What services does WealthMark offer?
WealthMark provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does WealthMark use?
WealthMark’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $132M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026
How many financial advisors does WealthMark have?
WealthMark has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does WealthMark invest in?
At the end of its last fiscal year, WealthMark’s separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs) and 6% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns WealthMark?
WealthMark’s direct owner is Benjamin Esget (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 March 2026
How does WealthMark get paid?
WealthMark is paid through a percentage of assets under management, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is WealthMark registered with the SEC?
Yes, WealthMark has been registered with the SEC as an investment adviser since 28 May 2021. Its CRD number is 144948 and its SEC file number is 801-121353.
Source: Form ADV Part 1A, Item 1, filed 3 March 2026; IAPD firm record
How do I contact WealthMark?
WealthMark’s main office is at 1329 N. State St, Suite 206, Bellingham, WA 98225. Its phone number is 360-734-1323. Its website is wealthmarkllc.com.