Washburn Capital Management provides portfolio management for individuals and small businesses and financial planning.
Washburn Capital Management reports 188 clients. They include 113 individual clients, 67 high-net-worth individuals and 4 charitable organizations. Of its assets, 100.0% ($254M across 524 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 60% | 16% |
| High-net-worth individuals | 36% | 78% |
| Charitable organizations | 2% | 4% |
| Corporations and other businesses | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 113 | $41.7M | 16.4% | $369K |
| High-net-worth individuals | 67 | $197M | 77.6% | $2.94M |
| Charitable organizations | Fewer than 5 | $10.5M | 4.1% | $2.61M |
| Corporations and other businesses | Fewer than 5 | $4.73M | 1.9% | $1.18M |
| Total | 188 | $254M | 100% | — |
- Clients
- 113
- Regulatory AUM
- $41.7M
- AUM share
- 16.4%
- Avg. per client
- $369K
- Clients
- 67
- Regulatory AUM
- $197M
- AUM share
- 77.6%
- Avg. per client
- $2.94M
- Clients
- Fewer than 5
- Regulatory AUM
- $10.5M
- AUM share
- 4.1%
- Avg. per client
- $2.61M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.73M
- AUM share
- 1.9%
- Avg. per client
- $1.18M
Total
- Clients
- 188
- Regulatory AUM
- $254M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Washburn Capital Management charges 0.80%–1.00% a year for its Portfolio management fees. The fee is billed in arrears and is negotiable.
Fee details and sources
Robert Washburn owns 50% to 75% of Washburn Capital Management. The leadership team of Washburn Capital Management includes President Henry Habgood and Chief Compliance Officer David Washburn. It has 3 employees.
Leadership
- Henry HabgoodVice President
- David WashburnPresident
- David WashburnChief Compliance Officer
- Robert WashburnFounder
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Henry Habgood
- David James Washburn
- Robert Everett Washburn
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Washburn Capital Management Inc.
Robert Washburn
Control person · since January 1997
- Owns 25% to 50% of Washburn Capital Management Inc.
David Washburn
Control person · since January 2025
Washburn Capital Management’s regulatory assets grew from $185M (March 2021) to $254M (February 2026); clients rose from 169 to 188 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $254M | 188 | 3 | 1 |
| February 2025 | $237M | 184 | 3 | 1 |
| February 2024 | $198M | 177 | 4 | 1 |
| March 2023 | $187M | 167 | 3 | 1 |
| July 2022 | $225M | 170 | 4 | 1 |
| March 2021 | $185M | 169 | 3 | 2 |
Besides its headquarters, Washburn Capital Management has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 70 Royal Palm Pointe, Suite C, Vero BeachHQ
Contact and registration details
- Legal name
- Washburn Capital Management Inc.
- Headquarters
- 70 Royal Palm Pointe, Suite C, Vero Beach, FL 32960
- Website
- washburncapital.com
- Phone
- 772-564-7291
- SEC file
- 801-112874
- Founded
- 1997
- Structure
- Florida corporation
- Fiscal year end
- December
Washburn Capital Management uses Charles Schwab ($254M) as custodian for its separately managed accounts. Washburn Capital Management has custody of $45.9M in client assets for 44 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $254M100%
At year end, Washburn Capital Management’s separately managed accounts were mostly in funds (54%) and stocks (25%). Its reported 13F holdings for the quarter ended 30 June 2026 total $203M across 56 positions; the largest are State Str SPDR S&P 500 ETF T (22.8%), Vanguard Index Fds (18.0%) and Invesco Qqq TR (13.6%).
What the accounts hold
- Stocks25%
- Funds54%
- Bonds21%
Reported 13F holdings
- $203M
- Reported 13F value
- 56
- Positions
- 74.6%
- In the 10 largest
- +18.0%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit22.8%
- Vanguard Index Fds · Total Stk Mkt18.0%
- Invesco Qqq TR · Unit Ser 113.6%
- iShares TR · MSCI USA Mmentm5.9%
- State Str SPDR Dow Jones Ind · UT Ser 14.5%
- iShares TR · iShares Semicdtr2.3%
- GE Vernova Inc.2.2%
- Nvidia Corporation2.1%
- Apple Inc.1.7%
- Vicor Corp.1.6%
Together, the ten largest are 74.6% of reported value.
How many clients does Washburn Capital Management have?
Washburn Capital Management has 188 clients and manages $254 million for them, as of February 2026. They include 113 individual clients, 67 high-net-worth individuals and 4 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 February 2026
What services does Washburn Capital Management offer?
Washburn Capital Management provides portfolio management for individuals and small businesses and financial planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Washburn Capital Management charge?
Washburn Capital Management charges 0.80%–1.00% a year for its Portfolio management fees. The fee is billed in arrears and is negotiable.
Which custodians does Washburn Capital Management use?
Washburn Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $254M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 February 2026
How many financial advisors does Washburn Capital Management have?
Washburn Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Washburn Capital Management invest in?
At the end of its last fiscal year, Washburn Capital Management’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities and 21% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Washburn Capital Management?
Washburn Capital Management’s direct owners are Robert Washburn (50% to 75%) and David Washburn (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 12 February 2026
How does Washburn Capital Management get paid?
Washburn Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Washburn Capital Management registered with the SEC?
Yes, Washburn Capital Management has been registered with the SEC as an investment adviser since 20 April 2018. Its CRD number is 125708 and its SEC file number is 801-112874.
Source: Form ADV Part 1A, Item 1, filed 12 February 2026; IAPD firm record
How do I contact Washburn Capital Management?
Washburn Capital Management’s main office is at 70 Royal Palm Pointe, Suite C, Vero Beach, FL 32960. Its phone number is 772-564-7291. Its website is washburncapital.com.