Warburton Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, estate planning, insurance, philanthropic planning, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Warburton Capital Management reports 437 clients. They include 258 individual clients, 158 high-net-worth individuals, and 9 corporations and other businesses. Of its assets, 99.5% ($783M across 1,260 accounts) are managed with discretion; $3.54M across 5 accounts are not. It advised 7 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 59% | 13% |
| High-net-worth individuals | 36% | 72% |
| Pension and profit-sharing plans | 1% | <1% |
| Charitable organizations | 2% | 9% |
| Corporations and other businesses | 2% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 258 | $103M | 13.1% | $400K |
| High-net-worth individuals | 158 | $564M | 71.6% | $3.57M |
| Pension and profit-sharing plans | 5 | $3.54M | 0.5% | $709K |
| Charitable organizations | 7 | $74.3M | 9.4% | $10.6M |
| Corporations and other businesses | 9 | $42M | 5.3% | $4.67M |
| Total | 437 | $787M | 100% | $1.8M |
- Clients
- 258
- Regulatory AUM
- $103M
- AUM share
- 13.1%
- Avg. per client
- $400K
- Clients
- 158
- Regulatory AUM
- $564M
- AUM share
- 71.6%
- Avg. per client
- $3.57M
- Clients
- 5
- Regulatory AUM
- $3.54M
- AUM share
- 0.5%
- Avg. per client
- $709K
- Clients
- 7
- Regulatory AUM
- $74.3M
- AUM share
- 9.4%
- Avg. per client
- $10.6M
- Clients
- 9
- Regulatory AUM
- $42M
- AUM share
- 5.3%
- Avg. per client
- $4.67M
Total
- Clients
- 437
- Regulatory AUM
- $787M
- AUM share
- 100%
- Avg. per client
- $1.8M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 7
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Warburton Capital Management charges 0.30%–1.25% a year for its Asset Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.25% |
| $1M–$2.5M | 0.90% |
| $2.5M–$5M | 0.70% |
| $5M–$15M | 0.50% |
| $15M–$50M | 0.40% |
| $50M and above | 0.30% |
Fee details and sources
Warburton Services, LLC owns 25% to 50% of Warburton Capital Management and is in turn owned by Thomas Warburton (75% or more). The leadership team of Warburton Capital Management includes President Jonathan Hall and Chief Compliance Officer Isaac Hutchins. It has 7 employees, 6 of them in advisory roles.
Leadership
Jonathan HallPresident
Isaac HutchinsChief Compliance Officer- Thomas WarburtonManaging Member/Founding Principal
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 6 in advisory functions
- 6 state-registered reps
- 1 soliciting firm
- Owns 25% to 50% of Warburton Capital Management, LLC
Warburton Services, LLC
since April 2001
- Owns 75% or more of Warburton Services, LLC
Thomas Warburton
Control person · since April 2015
- Owns 10% to 25% of Warburton Capital Management, LLC
Hall Services, LLC
since January 2018
- Owns 75% or more of Hall Services, LLC
Jonathan Hall
Control person · since January 2018
- Owns 10% to 25% of Warburton Capital Management, LLC
Blue Sky Bank
since September 2017
- Owns 75% or more of Blue Sky Bank
Gentner Drummond
since April 2008
- Owns 5% to 10% of Warburton Capital Management, LLC
Isaac Hutchins Services, LLC
since January 2018
- Owns 75% or more of Isaac Hutchins Services, LLC
Isaac Hutchins
Control person · since January 2018
Warburton Capital Management’s regulatory assets grew 2.0× from $392M (May 2021) to $787M (February 2026); clients rose from 364 to 437 and employees from 6 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $787M | 437 | 7 | 1 |
| February 2025 | $701M | 443 | 7 | 1 |
| July 2024 | $582M | 424 | 7 | 1 |
| February 2023 | $499M | 414 | 9 | 1 |
| February 2022 | $492M | 401 | 7 | 1 |
| May 2021 | $392M | 364 | 6 | 1 |
Besides its headquarters, Warburton Capital Management has 0 offices, with 1 listed address in Oklahoma.
Oklahoma · 1 listed address
- 6120 S Yale Avenue, Suite 1010, TulsaHQ
Contact and registration details
- Legal name
- Warburton Capital Management, LLC
- Headquarters
- 6120 S Yale Avenue, Suite 1010, Tulsa, OK 74136
- Website
- warburtoncapital.com
- Phone
- 918-794-3000
- @warburton-capital-management
- SEC file
- 801-78149
- Founded
- 2006
- Structure
- Oklahoma LLC
- Fiscal year end
- December
Warburton Capital Management uses Charles Schwab ($760M) as custodian for its separately managed accounts. Warburton Capital Management has custody of $387M in client assets for 228 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $760M100%
At year end, Warburton Capital Management’s separately managed accounts were mostly in funds (68%) and stocks (27%). Its reported 13F holdings for the quarter ended 30 June 2026 total $246K across 75 positions; the largest are Dimensional ETF Trust (37.1%), Dimensional ETF Trust (19.4%) and Dimensional ETF Trust (12.2%).
What the accounts hold
- Stocks27%
- Funds68%
- Bonds1%
- Cash4%
Reported 13F holdings
- $246K
- Reported 13F value
- 75
- Positions
- 83.1%
- In the 10 largest
- +19.9%
- Value vs. prior quarter
- Dimensional ETF Trust · US Core Equity 237.1%
- Dimensional ETF Trust · World EX US Core19.4%
- Dimensional ETF Trust · US Equity Market12.2%
- Dimensional ETF Trust · US High Profitab4.4%
- Dimensional ETF Trust · US Small Cap Val2.0%
- Dimensional ETF Trust · US Real Estate E1.9%
- Dimensional ETF Trust · Intl Core Equity1.8%
- Dimensional ETF Trust · Intl Core EQT MK1.7%
- Dimensional ETF Trust · World Equity ETF1.4%
- Nvidia Corporation1.2%
Together, the ten largest are 83.1% of reported value.
How many clients does Warburton Capital Management have?
Warburton Capital Management has 437 clients and manages $787 million for them, as of February 2026. They include 258 individual clients, 158 high-net-worth individuals, and 9 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 February 2026
What services does Warburton Capital Management offer?
Warburton Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Warburton Capital Management charge?
Warburton Capital Management charges 0.30%–1.25% a year for its Asset Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Warburton Capital Management use?
Warburton Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $760M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 February 2026
How many financial advisors does Warburton Capital Management have?
Warburton Capital Management has 6 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Warburton Capital Management invest in?
At the end of its last fiscal year, Warburton Capital Management’s separately managed accounts held 68% registered funds (mutual funds, ETFs, BDCs), 27% exchange-traded equities, 4% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Warburton Capital Management?
Warburton Capital Management is owned through holding companies by Thomas Warburton, Jonathan Hall, Isaac Hutchins and Gentner Drummond. Its direct owners are Isaac Hutchins Services, LLC, Hall Services, LLC, Warburton Services, LLC and Blue Sky Bank, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 9 February 2026
How does Warburton Capital Management get paid?
Warburton Capital Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Warburton Capital Management registered with the SEC?
Yes, Warburton Capital Management has been registered with the SEC as an investment adviser since 14 June 2013. Its CRD number is 141969 and its SEC file number is 801-78149.
Source: Form ADV Part 1A, Item 1, filed 9 February 2026; IAPD firm record
How do I contact Warburton Capital Management?
Warburton Capital Management’s main office is at 6120 S Yale Avenue, Suite 1010, Tulsa, OK 74136. Its phone number is 918-794-3000. Its website is warburtoncapital.com.