{"url":"https://nivawealth.com/firms/warburton-capital-management-141969","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/141969","regulatoryAum":786622276,"crd":"141969","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7983861","suffix":null,"lastName":"Cottman","firstName":"Noah","middleName":"James"},{"crd":"7395417","suffix":null,"lastName":"Grant","firstName":"Brian","middleName":"James"},{"crd":"6239013","suffix":null,"lastName":"HALL","firstName":"JONATHAN","middleName":"MARK"},{"crd":"6795346","suffix":null,"lastName":"HICKS","firstName":"MADISON","middleName":"PAIGE"},{"crd":"6424198","suffix":null,"lastName":"HUTCHINS","firstName":"ISAAC","middleName":"EDWIN"},{"crd":"7490180","suffix":null,"lastName":"Jakubovitz","firstName":"Joshua","middleName":"Martin"},{"crd":"7157628","suffix":null,"lastName":"Jaquis","firstName":"Brandon","middleName":"John"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-11","regulatoryAum":391706000,"clients":364,"employees":6,"offices":1},{"filedOn":"2022-02-10","regulatoryAum":491916221,"clients":401,"employees":7,"offices":1},{"filedOn":"2023-02-21","regulatoryAum":498629087,"clients":414,"employees":9,"offices":1},{"filedOn":"2024-07-19","regulatoryAum":582159711,"clients":424,"employees":7,"offices":1},{"filedOn":"2025-02-26","regulatoryAum":701084221,"clients":443,"employees":7,"offices":1},{"filedOn":"2026-02-09","regulatoryAum":786622276,"clients":437,"employees":7,"offices":1}],"secFileNumber":"801-78149","legalName":"Warburton Capital Management, LLC","displayName":"Warburton Capital Management","slug":"warburton-capital-management-141969","website":"https://warburtoncapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/141969/779e87243a88bf14-r1.webp","tone":"light","width":771,"height":200,"sourceUrl":"https://warburtoncapital.com/","sourceLabel":"Warburton Capital Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"http://www.linkedin.com/company/warburton-capital-management","founded":"2006","organization":"Oklahoma limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6120 S Yale Avenue, Suite 1010","city":"Tulsa","state":"OK","stateName":"Oklahoma","country":"United States","postalCode":"74136"},"tradeNames":[],"registration":{"secApproved":"14 June 2013","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1602831.5865384615,"staff":{"employees":7,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":786622276,"discretionary":783079258,"discretionaryAccounts":1260,"nonDiscretionary":3543018,"nonDiscretionaryAccounts":5,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":7},"clientTypes":[{"label":"Individuals (other than HNW)","clients":258,"regulatoryAum":103204895},{"label":"High-net-worth individuals","clients":158,"regulatoryAum":563573045},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":3543018},{"label":"Charitable organizations","clients":7,"regulatoryAum":74252017},{"label":"Corporations and other businesses","clients":9,"regulatoryAum":42049301}],"feePrograms":[{"role":"main","program":"Asset Management Services","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.25,"from":0},{"to":2500000,"pct":0.9,"from":1000000},{"to":5000000,"pct":0.7,"from":2500000},{"to":15000000,"pct":0.5,"from":5000000},{"to":50000000,"pct":0.4,"from":15000000},{"to":null,"pct":0.3,"from":50000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007316","versionId":1007316,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-09","documentName":"2026 ADV PART 2","fee_rate_low":0.3,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:38:40.543009+00:00","documents":[{"name":"2026 ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007316","versionId":1007316,"submittedOn":"2026-02-09"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":759789724}],"custodyNote":"Warburton Capital Management has custody of $387M in client assets for 228 clients.","leadership":[{"name":"Jonathan Hall","title":"President","crd":"6239013"},{"name":"Isaac Hutchins","title":"Chief Compliance Officer","crd":"6424198"},{"name":"Thomas Warburton","title":"Managing Member/Founding Principal","crd":"4802930"}],"ownership":[{"label":"Isaac Hutchins Services, LLC","detail":"Owner in the 5% to 10% ownership band, since January 2018."},{"label":"Hall Services, LLC","detail":"Owner in the 10% to 25% ownership band, since January 2018."},{"label":"Warburton Services, LLC","detail":"Owner in the 25% to 50% ownership band, since April 2001."},{"label":"Blue Sky Bank","detail":"Owner in the 10% to 25% ownership band, since September 2017."},{"label":"Thomas Warburton","detail":"Indirect owner: a owner of Warburton Services, LLC in the 75% or more band and a control person, since April 2015.","parent":"Warburton Services, LLC"},{"label":"Jonathan Hall","detail":"Indirect owner: a owner of Hall Services, LLC in the 75% or more band and a control person, since January 2018.","parent":"Hall Services, LLC"},{"label":"Isaac Hutchins","detail":"Indirect owner: a owner of Isaac Hutchins Services, LLC in the 75% or more band and a control person, since January 2018.","parent":"Isaac Hutchins Services, LLC"},{"label":"Gentner Drummond","detail":"Indirect owner: a owner of Blue Sky Bank in the 75% or more band, since April 2008.","parent":"Blue Sky Bank"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oklahoma","offices":1,"addresses":[{"street":"6120 S Yale Avenue, Suite 1010","city":"Tulsa","headquarters":true}]}],"brochureServices":["estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"918-794-3000","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":27},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":68},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"9 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/141969/PDF/141969.pdf","brochureDate":"9 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007316","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Warburton Capital Management have?","answer":"Warburton Capital Management has 437 clients and manages $787 million for them, as of February 2026. They include 258 individual clients, 158 high-net-worth individuals, and 9 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Warburton Capital Management offer?","answer":"Warburton Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Warburton Capital Management charge?","answer":"Warburton Capital Management charges 0.30%–1.25% a year for its Asset Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"2026 ADV PART 2, filed 9 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Warburton Capital Management use?","answer":"Warburton Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $760M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Warburton Capital Management have?","answer":"Warburton Capital Management has 6 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Warburton Capital Management invest in?","answer":"At the end of its last fiscal year, Warburton Capital Management’s separately managed accounts held 68% registered funds (mutual funds, ETFs, BDCs), 27% exchange-traded equities, 4% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Warburton Capital Management?","answer":"Warburton Capital Management is owned through holding companies by Thomas Warburton, Jonathan Hall, Isaac Hutchins and Gentner Drummond. Its direct owners are Isaac Hutchins Services, LLC, Hall Services, LLC, Warburton Services, LLC and Blue Sky Bank, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 9 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Warburton Capital Management get paid?","answer":"Warburton Capital Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Warburton Capital Management registered with the SEC?","answer":"Yes, Warburton Capital Management has been registered with the SEC as an investment adviser since 14 June 2013. Its CRD number is 141969 and its SEC file number is 801-78149.","source":"Form ADV Part 1A, Item 1, filed 9 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Warburton Capital Management?","answer":"Warburton Capital Management’s main office is at 6120 S Yale Avenue, Suite 1010, Tulsa, OK 74136. Its phone number is 918-794-3000. Its website is warburtoncapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/warburton-capital-management-141969/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-03","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2054795/000205479526000003/0002054795-26-000003-index.html","totalValue":245870,"positionCount":75,"top10Share":0.8314597144832635,"top10":[{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US CORE EQUITY 2","cusip":"25434V708","value":91184,"shares":2055556,"shareType":"SH","priorValue":82518,"priorShares":2031981},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"WORLD EX US CORE","cusip":"25434V880","value":47805,"shares":1297654,"shareType":"SH","priorValue":44271,"priorShares":1236646},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US EQUITY MARKET","cusip":"25434V401","value":30113,"shares":367506,"shareType":"SH","priorValue":16404,"priorShares":221320},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US HIGH PROFITAB","cusip":"25434V831","value":10701,"shares":256447,"shareType":"SH","priorValue":8075,"priorShares":212017},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US SMALL CAP VAL","cusip":"25434V815","value":4941,"shares":127403,"shareType":"SH","priorValue":2461,"priorShares":67723},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US REAL ESTATE E","cusip":"25434V823","value":4723,"shares":180576,"shareType":"SH","priorValue":3964,"priorShares":159795},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"INTL CORE EQUITY","cusip":"25434V799","value":4425,"shares":118772,"shareType":"SH","priorValue":4390,"priorShares":117933},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"INTL CORE EQT MK","cusip":"25434V203","value":4166,"shares":101006,"shareType":"SH","priorValue":1769,"priorShares":43361},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"WORLD EQUITY ETF","cusip":"25434V617","value":3342,"shares":40371,"shareType":"SH","priorValue":2948,"priorShares":38224},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":3031,"shares":15148,"shareType":"SH","priorValue":2791,"priorShares":15181}],"positionsListed":75,"positions":[{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US CORE EQUITY 2","cusip":"25434V708","value":91184,"shares":2055556,"shareType":"SH","priorValue":82518,"priorShares":2031981},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"WORLD EX US CORE","cusip":"25434V880","value":47805,"shares":1297654,"shareType":"SH","priorValue":44271,"priorShares":1236646},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US EQUITY MARKET","cusip":"25434V401","value":30113,"shares":367506,"shareType":"SH","priorValue":16404,"priorShares":221320},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US HIGH PROFITAB","cusip":"25434V831","value":10701,"shares":256447,"shareType":"SH","priorValue":8075,"priorShares":212017},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US SMALL CAP VAL","cusip":"25434V815","value":4941,"shares":127403,"shareType":"SH","priorValue":2461,"priorShares":67723},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US REAL ESTATE E","cusip":"25434V823","value":4723,"shares":180576,"shareType":"SH","priorValue":3964,"priorShares":159795},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"INTL CORE EQUITY","cusip":"25434V799","value":4425,"shares":118772,"shareType":"SH","priorValue":4390,"priorShares":117933},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"INTL CORE EQT MK","cusip":"25434V203","value":4166,"shares":101006,"shareType":"SH","priorValue":1769,"priorShares":43361},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"WORLD EQUITY ETF","cusip":"25434V617","value":3342,"shares":40371,"shareType":"SH","priorValue":2948,"priorShares":38224},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":3031,"shares":15148,"shareType":"SH","priorValue":2791,"priorShares":15181},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":2913,"shares":10069,"shareType":"SH","priorValue":2443,"priorShares":9382},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"EMERGING MKTS CO","cusip":"25434V732","value":2376,"shares":58475,"shareType":"SH","priorValue":2085,"priorShares":56933},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"NATL MUN BD ETF","cusip":"25434V849","value":2134,"shares":44170,"shareType":"SH","priorValue":2093,"priorShares":43369},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":2091,"shares":2801,"shareType":"SH","priorValue":1904,"priorShares":2801},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":2082,"shares":5584,"shareType":"SH","priorValue":1659,"priorShares":4447},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":1549,"shares":4337,"shareType":"SH","priorValue":1369,"priorShares":4299},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":1540,"shares":6463,"shareType":"SH","priorValue":1412,"priorShares":6045},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":1455,"shares":4120,"shareType":"SH","priorValue":1294,"priorShares":4092},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":1441,"shares":12356,"shareType":"SH","priorValue":1642,"priorShares":12588},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":1424,"shares":2846,"shareType":"SH","priorValue":1376,"priorShares":2838},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":1314,"shares":1139,"shareType":"SH","priorValue":459,"priorShares":1090},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US CORE EQT MKT","cusip":"25434V104","value":1127,"shares":21816,"shareType":"SH","priorValue":984,"priorShares":20902},{"issuer":"BANK AMERICA CORP","titleOfClass":"COM","cusip":"060505104","value":967,"shares":16973,"shareType":"SH","priorValue":887,"priorShares":16835},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL A","cusip":"084670108","value":748,"shares":1,"shareType":"SH","priorValue":727,"priorShares":1},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":721,"shares":5278,"shareType":"SH","priorValue":837,"priorShares":5403},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"SHORT DURATION F","cusip":"25434V864","value":718,"shares":15057,"shareType":"SH","priorValue":704,"priorShares":14668},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":683,"shares":1214,"shareType":"SH","priorValue":810,"priorShares":1290},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":644,"shares":5490,"shareType":"SH","priorValue":446,"priorShares":5363},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":640,"shares":5653,"shareType":"SH","priorValue":727,"priorShares":5631},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":608,"shares":2017,"shareType":"SH","priorValue":354,"priorShares":205},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":587,"shares":1795,"shareType":"SH","priorValue":538,"priorShares":1736},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":566,"shares":472,"shareType":"SH","priorValue":417,"priorShares":437},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":547,"shares":797,"shareType":"SH","priorValue":497,"priorShares":796},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US SUSTAINABILTY","cusip":"25434V716","value":518,"shares":11117,"shareType":"SH","priorValue":477,"priorShares":11091},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":514,"shares":1362,"shareType":"SH","priorValue":460,"priorShares":1298},{"issuer":"WESTERN DIGITAL CORP","titleOfClass":"COM","cusip":"958102105","value":509,"shares":797,"shareType":"SH","priorValue":267,"priorShares":793},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":503,"shares":1162,"shareType":"SH","priorValue":294,"priorShares":1137},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US MKTWIDE VALUE","cusip":"25434V724","value":463,"shares":8427,"shareType":"SH","priorValue":421,"priorShares":8399},{"issuer":"AMPHENOL CORP","titleOfClass":"CL A","cusip":"032095101","value":449,"shares":2550,"shareType":"SH","priorValue":345,"priorShares":2511},{"issuer":"WILLIAMS COS INC","titleOfClass":"COM","cusip":"969457100","value":448,"shares":6030,"shareType":"SH","priorValue":457,"priorShares":6286},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":356,"shares":335,"shareType":"SH","priorValue":253,"priorShares":322},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":347,"shares":4031,"shareType":"SH","priorValue":265,"priorShares":577},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":346,"shares":1009,"shareType":"SH","priorValue":250,"priorShares":812},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":341,"shares":813,"shareType":"SH","priorValue":276,"priorShares":801},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":336,"shares":953,"shareType":"SH","priorValue":374,"priorShares":1103},{"issuer":"SANDISK CORP","titleOfClass":"COM","cusip":"80004C200","value":334,"shares":147,"shareType":"SH"},{"issuer":"CSX CORP","titleOfClass":"COM","cusip":"126408103","value":326,"shares":6868,"shareType":"SH","priorValue":289,"priorShares":6814},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":324,"shares":2327,"shareType":"SH"},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":322,"shares":556,"shareType":"SH"},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":318,"shares":1132,"shareType":"SH","priorValue":272,"priorShares":1151},{"issuer":"COMMERCE BANCSHARES INC","titleOfClass":"COM","cusip":"200525103","value":304,"shares":5269,"shareType":"SH","priorValue":267,"priorShares":5221},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":283,"shares":385,"shareType":"SH","priorValue":234,"priorShares":385},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":282,"shares":391,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"MSCI ACWI ETF","cusip":"464288257","value":280,"shares":1789,"shareType":"SH","priorValue":300,"priorShares":2074},{"issuer":"UNION PAC CORP","titleOfClass":"COM","cusip":"907818108","value":262,"shares":964,"shareType":"SH","priorValue":237,"priorShares":945},{"issuer":"VERIZON COMMUNICATIONS INC","titleOfClass":"COM","cusip":"92343V104","value":260,"shares":6153,"shareType":"SH","priorValue":300,"priorShares":6291},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":259,"shares":702,"shareType":"SH","priorValue":235,"priorShares":702},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":255,"shares":1006,"shareType":"SH","priorValue":301,"priorShares":1249},{"issuer":"ISHARES TR","titleOfClass":"RUS MID CAP ETF","cusip":"464287499","value":250,"shares":2272,"shareType":"SH","priorValue":229,"priorShares":2272},{"issuer":"UNITED RENTALS INC","titleOfClass":"COM","cusip":"911363109","value":243,"shares":215,"shareType":"SH"},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":237,"shares":2100,"shareType":"SH","putCall":"Put"},{"issuer":"AMERICAN EXPRESS CO","titleOfClass":"COM","cusip":"025816109","value":231,"shares":684,"shareType":"SH","priorValue":209,"priorShares":660},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":225,"shares":897,"shareType":"SH"},{"issuer":"MASTERCARD INCORPORATED","titleOfClass":"CL A","cusip":"57636Q104","value":224,"shares":437,"shareType":"SH","priorValue":220,"priorShares":438},{"issuer":"MORGAN STANLEY","titleOfClass":"COM NEW","cusip":"617446448","value":223,"shares":1069,"shareType":"SH"},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":221,"shares":869,"shareType":"SH"},{"issuer":"GILEAD SCIENCES INC","titleOfClass":"COM","cusip":"375558103","value":219,"shares":1740,"shareType":"SH","priorValue":267,"priorShares":1884},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET TEC","cusip":"81369Y803","value":212,"shares":1114,"shareType":"SH"},{"issuer":"ONEOK INC NEW","titleOfClass":"COM","cusip":"682680103","value":211,"shares":2435,"shareType":"SH","priorValue":215,"priorShares":2506},{"issuer":"MERCK & CO INC","titleOfClass":"COM","cusip":"58933Y105","value":207,"shares":1611,"shareType":"SH"},{"issuer":"ORACLE CORP","titleOfClass":"COM","cusip":"68389X105","value":207,"shares":1417,"shareType":"SH"},{"issuer":"MANULIFE FINL CORP","titleOfClass":"COM","cusip":"56501R106","value":201,"shares":4980,"shareType":"SH"},{"issuer":"CITIGROUP INC","titleOfClass":"COM NEW","cusip":"172967424","value":200,"shares":1432,"shareType":"SH"},{"issuer":"COMFORT SYS USA INC","titleOfClass":"COM","cusip":"199908104","value":200,"shares":101,"shareType":"SH"},{"issuer":"OUTDOOR HOLDING CO","titleOfClass":"COM","cusip":"00175J107","value":114,"shares":50000,"shareType":"SH","priorValue":103,"priorShares":50000}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}