Walsky Investment Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and publishing newsletters.
Walsky Investment Management reports 107 clients. They include 61 individual clients, 40 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 100.0% ($130M across 234 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 17% |
| High-net-worth individuals | 37% | 76% |
| Pension and profit-sharing plans | 2% | 5% |
| Charitable organizations | 2% | 1% |
| Corporations and other businesses | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 61 | $22.2M | 17.1% | $364K |
| High-net-worth individuals | 40 | $99M | 76.1% | $2.48M |
| Pension and profit-sharing plans | Fewer than 5 | $6.12M | 4.7% | $3.06M |
| Charitable organizations | Fewer than 5 | $1.74M | 1.3% | $872K |
| Corporations and other businesses | Fewer than 5 | $1.07M | 0.8% | $535K |
| Total | 107 | $130M | 100% | — |
- Clients
- 61
- Regulatory AUM
- $22.2M
- AUM share
- 17.1%
- Avg. per client
- $364K
- Clients
- 40
- Regulatory AUM
- $99M
- AUM share
- 76.1%
- Avg. per client
- $2.48M
- Clients
- Fewer than 5
- Regulatory AUM
- $6.12M
- AUM share
- 4.7%
- Avg. per client
- $3.06M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.74M
- AUM share
- 1.3%
- Avg. per client
- $872K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.07M
- AUM share
- 0.8%
- Avg. per client
- $535K
Total
- Clients
- 107
- Regulatory AUM
- $130M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Walsky Investment Management charges 0.80%–1.40% a year for its Investment Supervisory Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $250,000.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.40% |
| $250K–$500K | 1.00% |
| $500K and above | 0.80% |
Fee details and sources
Craig Hafer owns 75% or more of Walsky Investment Management. The leadership team of Walsky Investment Management includes President Craig Hafer and Chief Compliance Officer Elizabeth Ward. It has 2 employees.
Leadership
- Craig HaferChairman, President & Treasurer
- Elizabeth WardVice-President, Secretary, & Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Walsky Investment Management Inc
Craig Hafer
Control person · since January 2012
Walsky Investment Management’s regulatory assets grew from $120M (April 2022) to $130M (March 2026); clients rose from 98 to 107 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $130M | 107 | 2 | 1 |
| March 2025 | $122M | 96 | 2 | 1 |
| March 2024 | $117M | 97 | 2 | 1 |
| March 2023 | $111M | 104 | 2 | 1 |
| April 2022 | $120M | 98 | 2 | 1 |
Besides its headquarters, Walsky Investment Management has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 2650 Westview Drive, WyomissingHQ
Contact and registration details
- Legal name
- Walsky Investment Management Inc
- Headquarters
- 2650 Westview Drive, Wyomissing, PA 19610-1187
- Website
- walsky.com
- Phone
- 610-670-6918
- SEC file
- 801-124822
- Structure
- Pennsylvania corporation
- Fiscal year end
- December
Walsky Investment Management uses Charles Schwab ($130M) as custodian for its separately managed accounts. Walsky Investment Management has custody of $39.9M in client assets for 31 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $130M100%
At year end, Walsky Investment Management’s separately managed accounts were mostly in stocks (77%) and cash (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $108M across 52 positions; the largest are Eli Lilly And CO (6.0%), Visa Inc. Class A (5.3%) and Microsoft Corp. (5.1%).
What the accounts hold
- Stocks77%
- Funds1%
- Cash22%
Reported 13F holdings
- $108M
- Reported 13F value
- 52
- Positions
- 42.7%
- In the 10 largest
- +9.9%
- Value vs. prior quarter
- Eli Lilly And CO6.0%
- Visa Inc. Class A5.3%
- Microsoft Corp.5.1%
- Texas Instrs Inc.4.4%
- Bank New York Mellon Cor4.2%
- Taiwan Semiconductor M Fsponsored ADR 1 ADR Reps 5 Ord Shs · American Depository3.8%
- Johnson & Johnson3.8%
- Union Pac Corp.3.4%
- Air Prods & Chems Inc.3.3%
- PNC Finl Services3.3%
Together, the ten largest are 42.7% of reported value.
How many clients does Walsky Investment Management have?
Walsky Investment Management has 107 clients and manages $130 million for them, as of March 2026. They include 61 individual clients, 40 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026
What services does Walsky Investment Management offer?
Walsky Investment Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Walsky Investment Management charge?
Walsky Investment Management charges 0.80%–1.40% a year for its Investment Supervisory Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $250,000.
Source: WALSKY INVESTMENT MANAGEMENT - FORM ADV PART 2A, filed 12 March 2026
Which custodians does Walsky Investment Management use?
Walsky Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $130M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026
How many financial advisors does Walsky Investment Management have?
Walsky Investment Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Walsky Investment Management invest in?
At the end of its last fiscal year, Walsky Investment Management’s separately managed accounts held 77% exchange-traded equities, 22% cash and equivalents and 1% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Walsky Investment Management have a minimum investment?
Yes, Walsky Investment Management’s minimum account size for its Investment Supervisory Services is $250K.
Source: WALSKY INVESTMENT MANAGEMENT - FORM ADV PART 2A, filed 12 March 2026
Who owns Walsky Investment Management?
Walsky Investment Management’s direct owner is Craig Hafer (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 12 March 2026
How does Walsky Investment Management get paid?
Walsky Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Walsky Investment Management?
Walsky Investment Management’s main office is at 2650 Westview Drive, Wyomissing, PA 19610-1187. Its phone number is 610-670-6918. Its website is walsky.com.