Elizabeth Ward has been Vice-President, Secretary, & Chief Compliance Officer of Walsky Investment Management since April 2000, is a control person of the firm and directly owns under 5% of it.
Walsky Investment Management Inc is a Wyomissing, PA firm with $130M under management, 107 clients and 2 advisers in one office, as of its March 2026 filing.
- – present · 26 yearsWyomissing, PA · Adviser representative · Firm CRD 106991
Investment adviser representative registrations
Elizabeth Ward is registered as an investment adviser representative in 2 states. The first approvals date from May 2000; the most recent is Texas, in June 2024.
- PennsylvaniaSince 25 May 2000
- TexasSince 21 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 April 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Elizabeth Ann Ward
- CRD
- 4362541
- Firm
- Walsky Investment Management · CRD 106991
- Role
- Vice-President, Secretary, & Chief Compliance Officer
- Office
- 2650 WESTVIEW DR., Wyomissing, PA 19610
- Registration
- Investment adviser registration
- In the industry since
- May 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Elizabeth Ward work?
Elizabeth Ward has been Vice-President, Secretary, & Chief Compliance Officer of Walsky Investment Management Inc since April 2000, and is a control person of the firm.
Is Elizabeth Ward a financial advisor?
Yes. Elizabeth Ward has a current investment-adviser registration in Pennsylvania and Texas, through Walsky Investment Management since May 2000.
How many years of experience does Elizabeth Ward have?
Elizabeth Ward has 26 years in the financial industry, since May 2000, across 1 adviser firm.
What exams has Elizabeth Ward passed?
Elizabeth Ward passed the Series 65 in April 2000.
Where is Elizabeth Ward based?
Elizabeth Ward’s registered office is in Wyomissing, PA.
Is Elizabeth Ward registered with FINRA?
No. Elizabeth Ward has no current broker registration.
How can I verify Elizabeth Ward’s record?
Search CRD 4362541 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Elizabeth Ward’s full registration record.