Wallick Investments provides portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.
Wallick Investments reports 304 clients. They include 244 individual clients, 53 high-net-worth individuals and 6 charitable organizations. Of its assets, 100.0% ($168M across 517 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 38% |
| High-net-worth individuals | 17% | 60% |
| Charitable organizations | 2% | 3% |
| State or municipal government entities | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 244 | $63.4M | 37.7% | $260K |
| High-net-worth individuals | 53 | $101M | 59.7% | $1.9M |
| Charitable organizations | 6 | $4.27M | 2.5% | $712K |
| State or municipal government entities | Fewer than 5 | $60.2K | 0.0% | $60.2K |
| Total | 304 | $168M | 100% | — |
- Clients
- 244
- Regulatory AUM
- $63.4M
- AUM share
- 37.7%
- Avg. per client
- $260K
- Clients
- 53
- Regulatory AUM
- $101M
- AUM share
- 59.7%
- Avg. per client
- $1.9M
- Clients
- 6
- Regulatory AUM
- $4.27M
- AUM share
- 2.5%
- Avg. per client
- $712K
- Clients
- Fewer than 5
- Regulatory AUM
- $60.2K
- AUM share
- 0.0%
- Avg. per client
- $60.2K
Total
- Clients
- 304
- Regulatory AUM
- $168M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Wallick Investments is paid through a percentage of assets under management and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- 401(k) plan accounts
- 401(k) plan accounts are charged 0.60% for portfolios of funds or ETFs and 0.35% for an individual fund or ETF.
- Investment advisement
- Advice-only investment advisement is a maximum of 0.75% of investable assets, with a $500 minimum fee, one-time or ongoing.
Daniel Wallick owns 50% to 75% of Wallick Investments. The leadership team of Wallick Investments includes Chief Investment Officer Daniel Wallick. It has 5 employees, 3 of them in advisory roles.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Wallick Investments, LLC
Daniel Wallick
Control person · since June 2005
- Owns 10% to 25% of Wallick Investments, LLC
Jesse Stinnette
Control person · since March 2015
- Owns 10% to 25% of Wallick Investments, LLC
Susan Wallick
Control person · since January 2017
- Owns 5% to 10% of Wallick Investments, LLC
Patricia Stoner
since August 2013
Wallick Investments’ regulatory assets grew from $112M (July 2025) to $168M (August 2026); clients rose from 231 to 304 and employees from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $168M | 304 | 5 | 1 |
| Jul 2025July 2025 | $112M | 231 | 3 | 1 |
Besides its headquarters, Wallick Investments has 0 offices, with 1 listed address in 1 state.
South Carolina · 1 listed address
- 2118 Lincoln Street, ColumbiaHQ
Contact and registration details
- Legal name
- Wallick Investments, LLC
- Headquarters
- 2118 Lincoln Street, Columbia, SC 29201
- Website
- wallickinvestments.com
- Phone
- 803-699-9400
- @wallickinvestments
- SEC file
- 801-133719
- Structure
- South Carolina LLC
- Fiscal year end
- December
Wallick Investments’ named custodians for separately managed accounts are Folio Investments ($124M, 74%) and Charles Schwab ($44.3M, 26%). Wallick Investments does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $44.3M26%
- Folio InvestmentsFolio Investments, Inc. · McLean, VA · $124M74%
At year end, Wallick Investments’ separately managed accounts were mostly in funds (54%) and stocks (25%).
What the accounts hold
- Stocks25%
- Funds54%
- Bonds15%
- U.S. government and agency bonds8%
- Investment grade corporate bonds6%
- State and local bonds1%
- Cash6%
How many clients does Wallick Investments have?
Wallick Investments has 304 clients and manages $168 million for them, as of August 2026. They include 244 individual clients, 53 high-net-worth individuals and 6 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does Wallick Investments offer?
Wallick Investments provides portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Wallick Investments use?
Wallick Investments’ separately managed account assets are held at Folio Investments, Inc. (McLean, VA), with $124M and Charles Schwab & Co., Inc. (Westlake, TX), with $44.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does Wallick Investments have?
Wallick Investments has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wallick Investments invest in?
At the end of its last fiscal year, Wallick Investments’ separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 8% U.S. government and agency bonds, 6% investment grade corporate bonds, 6% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wallick Investments?
Wallick Investments’ direct owners are Daniel Wallick (50% to 75%), Patricia Stoner (5% to 10%), Jesse Stinnette (10% to 25%) and Susan Wallick (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does Wallick Investments get paid?
Wallick Investments is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wallick Investments?
Wallick Investments’ main office is at 2118 Lincoln Street, Columbia, SC 29201. Its phone number is 803-699-9400. Its website is wallickinvestments.com.
