Daniel Wallick has been Managing Partner, Chief Compliance Officer, Chief Investments Officer of Wallick Investments since June 2005, is a control person of the firm and directly owns between 50% and 75% of it. Daniel Wallick holds a Bachelor of Science in finance and business economics from the University of South Carolina.
Wallick Investments, LLC is a Columbia, SC firm with $168M under management, 304 clients and 3 advisers in one office, as of its August 2026 filing.
Daniel Wallick is Managing Partner and Chief Investment Officer of Wallick Investments. He launched Wallick Investments, LLC in June 2005 in Camden, SC, moving in 2006 to Wildewood Business Park in Northeast Columbia and in 2018 to downtown Columbia. His career experience includes accounting and management at Blue Cross and Blue Shield of South Carolina, and brokerage at Merrill Lynch and South Carolina Bank and Trust.
Daniel Wallick’s longest registration is the current one, 21 years at Wallick Investments since 2005. Before joining Wallick Investments in 2005, Daniel Wallick was registered through Compass Capital Asset Management.
- Wallick Investments, LLCCurrent– present · 21 yearsColumbia, SC · Adviser representative · Firm CRD 162976
- Compass Capital Asset Management– · under a yearColumbia, SC · Adviser representative · Firm CRD 13787
Investment adviser representative registrations
Daniel Wallick is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2005; the most recent is Texas, in July 2025.
- South CarolinaSince 20 June 2005
- TexasResidentSince 2 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 30 March 2001 |
| Series 7 | General Securities Representative Examination | 9 March 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel T Wallick
- CRD
- 4334083
- Firm
- Wallick Investments · CRD 162976
- Role
- Managing Partner, Chief Compliance Officer, Chief Investments Officer
- Office
- 2118 LINCOLN STREET, Columbia, SC 29201
- Registration
- Investment adviser registration
- In the industry since
- April 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wallickinvestments.com
Where does Daniel Wallick work?
Daniel Wallick has been Managing Partner, Chief Compliance Officer, Chief Investments Officer of Wallick Investments, LLC since June 2005, and is a control person of the firm.
Is Daniel Wallick a financial advisor?
Yes. Daniel Wallick has a current investment-adviser registration in South Carolina and Texas, through Wallick Investments since June 2005.
How many years of experience does Daniel Wallick have?
Daniel Wallick has 21 years in the financial industry, since April 2005, across 2 adviser firms.
What exams has Daniel Wallick passed?
Daniel Wallick has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2001.
Where did Daniel Wallick work before Wallick Investments?
Before Wallick Investments, Daniel Wallick was registered through Compass Capital Asset Management, March 2005 to June 2005.
Where is Daniel Wallick based?
Daniel Wallick’s registered office is in Columbia, SC.
Is Daniel Wallick registered with FINRA?
No. Daniel Wallick has no current broker registration.
How can I verify Daniel Wallick’s record?
Search CRD 4334083 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Wallick’s full registration record.
