Wakefield Wealth Management, LLLP provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Wakefield Wealth Management, LLLP reports 157 clients. They include 77 high-net-worth individuals, 70 individual clients, and 7 corporations and other businesses. Of its assets, 76.7% ($393M across 514 accounts) are managed with discretion; $120M across 111 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 45% | 6% |
| High-net-worth individuals | 49% | 55% |
| Pension and profit-sharing plans | 1% | 1% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 4% | 37% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 70 | $33.1M | 6.4% | $473K |
| High-net-worth individuals | 77 | $284M | 55.4% | $3.69M |
| Pension and profit-sharing plans | 2 | $6.95M | 1.4% | $3.48M |
| Charitable organizations | 1 | $701K | 0.1% | $701K |
| Corporations and other businesses | 7 | $188M | 36.7% | $26.9M |
| Total | 157 | $513M | 100% | $3.27M |
- Clients
- 70
- Regulatory AUM
- $33.1M
- AUM share
- 6.4%
- Avg. per client
- $473K
- Clients
- 77
- Regulatory AUM
- $284M
- AUM share
- 55.4%
- Avg. per client
- $3.69M
- Clients
- 2
- Regulatory AUM
- $6.95M
- AUM share
- 1.4%
- Avg. per client
- $3.48M
- Clients
- 1
- Regulatory AUM
- $701K
- AUM share
- 0.1%
- Avg. per client
- $701K
- Clients
- 7
- Regulatory AUM
- $188M
- AUM share
- 36.7%
- Avg. per client
- $26.9M
Total
- Clients
- 157
- Regulatory AUM
- $513M
- AUM share
- 100%
- Avg. per client
- $3.27M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Wakefield Wealth Management, LLLP is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Geoffrey Gervasini owns 75% or more of Wakefield Wealth Management, LLLP. The leadership team of Wakefield Wealth Management, LLLP includes Chief Compliance Officer Gregory Brittain. It has 10 employees, 2 of them in advisory roles.
Staff
- 10 employees
- 2 in advisory functions
- 3 state-registered reps
- 3 soliciting firms
- Owns 75% or more of Wakefield Wealth Management, LLLP
Geoffrey Gervasini
Control person · since November 2014
- Owns 5% to 10% of Wakefield Wealth Management, LLLP
Gregory Brittain
since March 2021
Wakefield Wealth Management, LLLP’s regulatory assets grew 1.6× from $325M (March 2021) to $513M (March 2026); clients rose from 145 to 157 and employees from 7 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $513M | 157 | 10 | 1 |
| Apr 2025April 2025 | $388M | 151 | 9 | 1 |
| Mar 2024March 2024 | $369M | 147 | 10 | 1 |
| Jul 2023July 2023 | $343M | 137 | 10 | 1 |
| Mar 2022March 2022 | $376M | 162 | 8 | 1 |
| Mar 2021March 2021 | $325M | 145 | 7 | 1 |
Besides its headquarters, Wakefield Wealth Management, LLLP has 0 offices, with 1 listed address in 1 state.
Colorado · 1 listed address
- 7887 E. Belleview Ave, Suite 800, EnglewoodHQ
Contact and registration details
- Legal name
- Wakefield Wealth Management, LLLP
- Headquarters
- 7887 E. Belleview Ave, Suite 800, Englewood, CO 80111
- Website
- wakefieldwealth.com
- Phone
- 303-771-0630
- SEC file
- 801-80693
- Structure
- Colorado other (specify)
- Fiscal year end
- December
Wakefield Wealth Management, LLLP’s named custodians for separately managed accounts are Charles Schwab ($393M, 77%) and Fidelity ($119M, 23%). Wakefield Wealth Management, LLLP does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $393M77%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $119M23%
At year end, Wakefield Wealth Management, LLLP’s separately managed accounts were mostly in stocks (77%) and bonds (11%).
What the accounts hold
- Stocks77%
- Funds9%
- Bonds11%
- U.S. government and agency bonds8%
- State and local bonds3%
- Cash3%
How many clients does Wakefield Wealth Management, LLLP have?
Wakefield Wealth Management, LLLP has 157 clients and manages $513 million for them, as of March 2026. They include 77 high-net-worth individuals, 70 individual clients, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Wakefield Wealth Management, LLLP offer?
Wakefield Wealth Management, LLLP provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Wakefield Wealth Management, LLLP use?
Wakefield Wealth Management, LLLP’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $393M and Fidelity Brokerage Services LLC (Smithfield, RI), with $119M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Wakefield Wealth Management, LLLP have?
Wakefield Wealth Management, LLLP has 3 investment adviser representatives registered with state securities authorities, out of 10 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wakefield Wealth Management, LLLP invest in?
At the end of its last fiscal year, Wakefield Wealth Management, LLLP’s separately managed accounts held 77% exchange-traded equities, 9% registered funds (mutual funds, ETFs, BDCs), 8% U.S. government and agency bonds, 3% state and local bonds and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wakefield Wealth Management, LLLP?
Wakefield Wealth Management, LLLP’s direct owners are Geoffrey Gervasini (75% or more) and Gregory Brittain (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Wakefield Wealth Management, LLLP get paid?
Wakefield Wealth Management, LLLP is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wakefield Wealth Management, LLLP?
Wakefield Wealth Management, LLLP’s main office is at 7887 E. Belleview Ave, Suite 800, Englewood, CO 80111. Its phone number is 303-771-0630. Its website is wakefieldwealth.com.