Gregory Brittain has been Partner, Chief Compliance Officer of Wakefield Asset Management, LLLP since January 2021, is not listed as a control person, but directly owns between 5% and 10% of the firm. Gregory Brittain holds a B.S. Business from Ferris State University and an MBA in Finance from the University of Denver Daniels College of Business.
Wakefield Asset Management, LLLP is an Englewood, CO firm with $454M under management, 201 clients and 3 advisers in one office, as of its March 2026 filing.
Greg Brittain is Partner of Wakefield Asset Management, LLLP and a member of its investment team. He assists the Managing Partner in maintaining the firm's investment portfolios, conducting trade meetings and conducting broad market research. He joined Wakefield in May 2012 as an investment analyst and later became senior analyst. Before joining Wakefield, he worked as an Operations Manager for the PGA Tour.
Gregory Brittain’s longest registration is the current one, 11 years at Wakefield Asset Management, LLLP since 2015.
- – present · 11 yearsEnglewood, CO · Adviser representative · Firm CRD 143720
- Wakefield Wealth Management, LLLPAlso current– present · 11 yearsEnglewood, CO · Adviser representative · Firm CRD 173997
Investment adviser representative registrations
Gregory Brittain is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2015; the most recent is Texas, in March 2024.
- ColoradoSince 29 May 2015
- TexasResidentSince 27 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 May 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Gregory J Brittain
- CRD
- 6438047
- Firm
- Wakefield Asset Management, LLLP · CRD 143720
- Role
- Partner, Chief Compliance Officer
- Office
- 7887 EAST BELLEVIEW AVE, SUITE #800, Englewood, CO 80111
- Registration
- Investment adviser registration
- In the industry since
- May 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wakefieldasset.com
Where does Gregory Brittain work?
Gregory Brittain has been Partner, Chief Compliance Officer of Wakefield Asset Management, LLLP since January 2021.
Is Gregory Brittain a financial advisor?
Yes. Gregory Brittain has a current investment-adviser registration in Colorado and Texas, through Wakefield Asset Management, LLLP since May 2015.
How many years of experience does Gregory Brittain have?
Gregory Brittain has 11 years in the financial industry, since May 2015, across 2 adviser firms.
What exams has Gregory Brittain passed?
Gregory Brittain passed the Series 65 in May 2015.
Where is Gregory Brittain based?
Gregory Brittain’s registered office is in Englewood, CO.
Is Gregory Brittain registered with FINRA?
No. Gregory Brittain has no current broker registration.
How can I verify Gregory Brittain’s record?
Search CRD 6438047 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Brittain’s full registration record.