Vistamark Investments provides portfolio management for individuals and small businesses and pension consulting.
Vistamark Investments reports 45 clients. They include 44 high-net-worth individuals and 1 other investment adviser. Of its assets, 100.0% ($322M across 98 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 98% | 25% |
| Other investment advisers | 2% | 75% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 44 | $80.6M | 25.0% | $1.83M |
| Other investment advisers | Fewer than 5 | $242M | 75.0% | $242M |
| Total | 45 | $322M | 100% | — |
- Clients
- 44
- Regulatory AUM
- $80.6M
- AUM share
- 25.0%
- Avg. per client
- $1.83M
- Clients
- Fewer than 5
- Regulatory AUM
- $242M
- AUM share
- 75.0%
- Avg. per client
- $242M
Total
- Clients
- 45
- Regulatory AUM
- $322M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Vistamark Investments is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Matthew Rice owns 25% to 50% of Vistamark Investments. It has 4 employees.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 25% to 50% of Vistamark Investments LLC
Matthew Rice
Control person · since February 2025
- Owns 25% to 50% of Vistamark Investments LLC
Sean McEvilly
Control person · since September 2025
Besides its headquarters, Vistamark Investments has 1 office, with 2 listed addresses across 2 states.
Arizona · 1 listed address
- 2801 E Camelback Road Suite 200, Phoenix
Illinois · 1 listed address
- 333 West Chestnut Street, HinsdaleHQ
Other business names
Vistamark Investments has reported 2 other business names to the SEC.
- Vistamark
- Vistamark Investments
Contact and registration details
- Legal name
- Vistamark Investments LLC
- Headquarters
- 333 West Chestnut Street, Hinsdale, IL 60521
- Website
- vistamark.com
- Phone
- 312-498-5703
- SEC file
- 801-136204
- Structure
- Illinois LLC
- Fiscal year end
- December
Vistamark Investments does not have custody of client assets.
At year end, Vistamark Investments’ separately managed accounts were mostly in stocks (99%).
What the accounts hold
- Stocks99%
- Cash1%
How many clients does Vistamark Investments have?
Vistamark Investments has 45 clients and manages $322 million for them, as of July 2026. They include 44 high-net-worth individuals and 1 other investment adviser.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 July 2026
What services does Vistamark Investments offer?
Vistamark Investments provides portfolio management for individuals and small businesses and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Vistamark Investments have?
Vistamark Investments has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vistamark Investments invest in?
At the end of its last fiscal year, Vistamark Investments’ separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Vistamark Investments?
Vistamark Investments’ direct owners are Matthew Rice and Sean McEvilly, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 15 July 2026
How does Vistamark Investments get paid?
Vistamark Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Vistamark Investments?
Vistamark Investments’ main office is at 333 West Chestnut Street, Hinsdale, IL 60521. Its phone number is 312-498-5703. Its website is vistamark.com.