{"url":"https://nivawealth.com/firms/vistamark-investments-335309","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/335309","regulatoryAum":322418864,"crd":"335309","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6760943","suffix":null,"lastName":"McEvilly","firstName":"Sean","middleName":"Paul"},{"crd":"2946351","suffix":null,"lastName":"RICE","firstName":"MATTHEW","middleName":"RAYMON"},{"crd":"6921144","suffix":null,"lastName":"SEYFARTH","firstName":"WILLIAM","middleName":null},{"crd":"5066998","suffix":null,"lastName":"WALTER","firstName":"RYAN","middleName":"MARSHALL"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136204","legalName":"Vistamark Investments LLC","displayName":"Vistamark Investments","slug":"vistamark-investments-335309","website":"https://vistamark.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"333 West Chestnut Street","city":"Hinsdale","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60521"},"tradeNames":["Vistamark","Vistamark Investments"],"registration":{"secApproved":"7 May 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1832461.3636363635,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":322418864,"discretionary":322418864,"discretionaryAccounts":98,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":44,"regulatoryAum":80628300},{"label":"Other investment advisers","clients":1,"fewerThan5":true,"regulatoryAum":241790564}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Vistamark Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Sean McEvilly","title":"Managing Partner","crd":"6760943"},{"name":"Matthew Rice","title":"CCO and Managing Partner","crd":"2946351"},{"name":"William Seyfarth","title":"Partner","crd":"6921144"}],"ownership":[{"label":"Matthew Rice","detail":"Cco and managing partner in the 25% to 50% ownership band and a control person, since February 2025."},{"label":"Sean McEvilly","detail":"Managing partner in the 25% to 50% ownership band and a control person, since September 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"2801 E Camelback Road Suite 200","city":"Phoenix"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"333 West Chestnut Street","city":"Hinsdale","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-498-5703","stateRegisteredReps":4,"otherAdviserReps":4,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"15 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/335309/PDF/335309.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Vistamark Investments have?","answer":"Vistamark Investments has 45 clients and manages $322 million for them, as of July 2026. They include 44 high-net-worth individuals and 1 other investment adviser.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Vistamark Investments offer?","answer":"Vistamark Investments provides portfolio management for individuals and small businesses and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Vistamark Investments have?","answer":"Vistamark Investments has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vistamark Investments invest in?","answer":"At the end of its last fiscal year, Vistamark Investments’ separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Vistamark Investments?","answer":"Vistamark Investments’ direct owners are Matthew Rice and Sean McEvilly, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 15 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vistamark Investments get paid?","answer":"Vistamark Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Vistamark Investments?","answer":"Vistamark Investments’ main office is at 333 West Chestnut Street, Hinsdale, IL 60521. Its phone number is 312-498-5703. Its website is vistamark.com.","source":"Form ADV Part 1A, Item 1.F, filed 15 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}