Vines Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Vines Capital Management reports 230 clients. They include 157 individual clients, 30 corporations and other businesses, and 25 high-net-worth individuals. Of its assets, 100.0% ($192M across 441 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 17% |
| High-net-worth individuals | 11% | 57% |
| Pension and profit-sharing plans | 5% | 6% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 13% | 14% |
| Other client typesOther | 3% | 5% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 157 | $33.6M | 17.5% | $214K |
| High-net-worth individuals | 25 | $110M | 57.2% | $4.4M |
| Pension and profit-sharing plans | 11 | $11.4M | 6.0% | $1.04M |
| Charitable organizations | Fewer than 5 | $1.04M | 0.5% | — |
| Corporations and other businesses | 30 | $27.4M | 14.2% | $913K |
| Other | 7 | $8.74M | 4.5% | $1.25M |
| Total | 230 | $192M | 100% | — |
- Clients
- 157
- Regulatory AUM
- $33.6M
- AUM share
- 17.5%
- Avg. per client
- $214K
- Clients
- 25
- Regulatory AUM
- $110M
- AUM share
- 57.2%
- Avg. per client
- $4.4M
- Clients
- 11
- Regulatory AUM
- $11.4M
- AUM share
- 6.0%
- Avg. per client
- $1.04M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.04M
- AUM share
- 0.5%
- Avg. per client
- —
- Clients
- 30
- Regulatory AUM
- $27.4M
- AUM share
- 14.2%
- Avg. per client
- $913K
- Clients
- 7
- Regulatory AUM
- $8.74M
- AUM share
- 4.5%
- Avg. per client
- $1.25M
Total
- Clients
- 230
- Regulatory AUM
- $192M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Vines Capital Management charges 0.75%–1.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Fixed financial planning fee, generally between $1,000 and $10,000, negotiable depending on scope and complexity.
Kenneth G. Vines, Inc. owns 75% or more of Vines Capital Management and is in turn owned by Kenneth Vines (75% or more). The leadership team of Vines Capital Management includes Chief Compliance Officer Kenneth Vines. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Vines Capital Management, LLC
Kenneth G. Vines, Inc.
Control person · since August 2018
- Owns 75% or more of Kenneth G. Vines, Inc.
Kenneth Vines
Control person · since June 2002
Vines Capital Management’s regulatory assets grew 1.7× from $111M (February 2022) to $192M (May 2026); clients rose from 140 to 230 and employees from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $192M | 230 | 3 | 2 |
| Mar 2025March 2025 | $168M | 189 | 3 | 1 |
| Mar 2024March 2024 | $123M | 154 | 3 | 1 |
| Feb 2023February 2023 | $105M | 150 | 2 | 1 |
| Feb 2022February 2022 | $111M | 140 | 2 | 1 |
Besides its headquarters, Vines Capital Management has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Louisiana · 1 listed address
- 1896 Hudson Circle, Suite 3, MonroeHQ
Contact and registration details
- Legal name
- Vines Capital Management, LLC
- Headquarters
- 1896 Hudson Circle, Suite 3, Monroe, LA 71201
- Website
- vinescapital.com
- Phone
- 318-450-4664
- SEC file
- 801-123516
- Structure
- Louisiana LLC
- Fiscal year end
- December
Vines Capital Management’s named custodian for separately managed accounts is Charles Schwab ($179M). Vines Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $179M100%
At year end, Vines Capital Management’s separately managed accounts were largely in stocks (47%) and funds (40%). Its reported 13F holdings for the quarter ended 30 June 2026 total $122M across 90 positions; the largest are Berkshire Hathaway Inc. Del (14.9%), Nvidia Corporation (10.5%) and Apple Inc. (8.2%).
What the accounts hold
- Stocks47%
- Funds40%
- Registered funds39%
- Pooled vehicles1%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash10%
- Other1%
- Us state and local securities1%
How many clients does Vines Capital Management have?
Vines Capital Management has 230 clients and manages $192 million for them, as of May 2026. They include 157 individual clients, 30 corporations and other businesses, and 25 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 May 2026
What services does Vines Capital Management offer?
Vines Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Vines Capital Management charge?
Vines Capital Management charges 0.75%–1.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.
Source: VINES CAPITAL MANAGEMENT, LLC ADV PART 2 BROCHURE, filed 23 March 2026
Which custodians does Vines Capital Management use?
Vines Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $179M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 May 2026
How many financial advisors does Vines Capital Management have?
Vines Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vines Capital Management invest in?
At the end of its last fiscal year, Vines Capital Management’s separately managed accounts held 47% exchange-traded equities, 39% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 1% state and local bonds, 1% investment grade corporate bonds, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: US State and Local Securities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Vines Capital Management?
Vines Capital Management is owned through a holding company by Kenneth Vines. Its direct owner is Kenneth G. Vines, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 May 2026
How does Vines Capital Management get paid?
Vines Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Vines Capital Management?
Vines Capital Management’s main office is at 1896 Hudson Circle, Suite 3, Monroe, LA 71201. Its phone number is 318-450-4664. Its website is vinescapital.com.
