Dorothy Vines has been an investment adviser representative at Vines Capital Management since July 2021, and is not listed among the firm’s executive officers or direct owners.
Vines Capital Management, LLC is a Monroe, LA firm with $192M under management, 230 clients and 3 advisers across 2 offices, as of its May 2026 filing.
- – present · 5 yearsMonroe, LA · Adviser representative · Firm CRD 298727
Investment adviser representative registrations
Dorothy Vines is registered as an investment adviser representative in 2 states. Each was approved in July 2021.
- LouisianaSince 12 July 2021
- TexasSince 12 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 July 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Dorothy Ann Johnston Vines
- CRD
- 7348520
- Firm
- Vines Capital Management · CRD 298727
- Office
- 1896 HUDSON CIRCLE, SUITE 3, Monroe, LA 71201
- Registration
- Investment adviser registration
- In the industry since
- July 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Dorothy Vines work?
Dorothy Vines is an investment adviser representative registered through Vines Capital Management, LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Dorothy Vines a financial advisor?
Yes. Dorothy Vines has a current investment-adviser registration in Louisiana and Texas, through Vines Capital Management since July 2021.
How many years of experience does Dorothy Vines have?
Dorothy Vines has 5 years in the financial industry, since July 2021, across 1 adviser firm.
What exams has Dorothy Vines passed?
Dorothy Vines passed the Series 65 in July 2021.
Where is Dorothy Vines based?
Dorothy Vines’ registered office is in Monroe, LA.
Is Dorothy Vines registered with FINRA?
No. Dorothy Vines has no current broker registration.
How can I verify Dorothy Vines’ record?
Search CRD 7348520 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dorothy Vines’ full registration record.
