Vincimus Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.
Vincimus Capital reports 61 clients. They include 29 high-net-worth individuals, 17 individual clients, and 8 pension and profit-sharing plans. Of its assets, 41.3% ($75.9M across 125 accounts) are managed with discretion; $108M across 227 accounts are not. Of its clients, 2% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 28% | 1% |
| High-net-worth individuals | 48% | 81% |
| Pension and profit-sharing plans | 13% | 5% |
| Corporations and other businesses | 11% | 13% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 17 | $2.43M | 1.3% | $143K |
| High-net-worth individuals | 29 | $148M | 80.8% | $5.12M |
| Pension and profit-sharing plans | 8 | $9.28M | 5.1% | $1.16M |
| Corporations and other businesses | 7 | $23.5M | 12.8% | $3.36M |
| Total | 61 | $184M | 100% | $3.01M |
- Clients
- 17
- Regulatory AUM
- $2.43M
- AUM share
- 1.3%
- Avg. per client
- $143K
- Clients
- 29
- Regulatory AUM
- $148M
- AUM share
- 80.8%
- Avg. per client
- $5.12M
- Clients
- 8
- Regulatory AUM
- $9.28M
- AUM share
- 5.1%
- Avg. per client
- $1.16M
- Clients
- 7
- Regulatory AUM
- $23.5M
- AUM share
- 12.8%
- Avg. per client
- $3.36M
Total
- Clients
- 61
- Regulatory AUM
- $184M
- AUM share
- 100%
- Avg. per client
- $3.01M
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Vincimus Capital charges 1.00%–1.50% a year for its Investment Advisory Services. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- 401(k) Plan Management
- Annual fee of 1.00% on assets up to $3,000,000, 0.75% from $3,000,001 to $4,000,000, 0.50% from $4,000,001 to $5,000,000, and negotiable above $5,000,000.
- Financial Planning and Consulting
- Fixed fee, generally not to exceed $20,000, for a written financial plan and consultation, payable at the initial consultation.
- Investment Consulting to Family Offices
- Fixed fee of $5,000 to $50,000 or hourly fee of $250 to $500; ongoing consulting may carry an annual fee on assets advised not to exceed 1.5%.
Lockwood Holmes owns 75% or more of Vincimus Capital. The leadership team of Vincimus Capital includes President Morgan Phillips and Chief Investment Officer Sarah Archer. It has 4 employees.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- Owns 75% or more of Vincimus Capital, LLC
Lockwood Holmes
Control person · since May 2022
- Owns 5% to 10% of Vincimus Capital, LLC
Austin Holmes
since April 2026
Vincimus Capital’s regulatory assets grew Infinity× from $0 (July 2022) to $184M (May 2026); employees rose from 1 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $184M | 61 | 4 | 3 |
| Mar 2025March 2025 | $168M | 52 | 3 | 2 |
| Mar 2024March 2024 | $126M | 48 | 3 | 2 |
| Mar 2023March 2023 | $147M | 45 | 3 | 2 |
| Jul 2022July 2022 | $0 | 0 | 1 | 1 |
Besides its headquarters, Vincimus Capital has 2 offices (1 private residence, listed without an address), with 2 listed addresses across 2 states.
California · 1 listed address
- 29160 Heathercliff RD, Suite 203, MalibuHQ
Washington · 1 listed address
- 312 Central Way, Kirkland
Other business names
Vincimus Capital has reported 1 other business name to the SEC.
- Vincimus
Contact and registration details
- Legal name
- Vincimus Capital, LLC
- Headquarters
- 29160 Heathercliff RD, Suite 203, Malibu, CA 90265
- Website
- vincimus.com
- Phone
- 904-226-4946
- @vincimus-capital
- SEC file
- 801-125872
- Structure
- Delaware LLC
- Fiscal year end
- December
Vincimus Capital does not have custody of client assets.
At year end, Vincimus Capital’s separately managed accounts were largely in funds (45%) and stocks (40%).
What the accounts hold
- Stocks40%
- Exchange-traded equities30%
- Non-exchange-traded equities10%
- Funds45%
- Registered funds25%
- Pooled vehicles20%
- Cash15%
How many clients does Vincimus Capital have?
Vincimus Capital has 61 clients and manages $184 million for them, as of May 2026. They include 29 high-net-worth individuals, 17 individual clients, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026
What services does Vincimus Capital offer?
Vincimus Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Vincimus Capital charge?
Vincimus Capital charges 1.00%–1.50% a year for its Investment Advisory Services. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.
How many financial advisors does Vincimus Capital have?
Vincimus Capital has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vincimus Capital invest in?
At the end of its last fiscal year, Vincimus Capital’s separately managed accounts held 30% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 20% pooled vehicles (private funds and similar), 15% cash and equivalents and 10% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Vincimus Capital have a minimum investment?
Yes, Vincimus Capital’s minimum account size for its Investment Advisory Services is $1M.
Who owns Vincimus Capital?
Vincimus Capital’s direct owners are Lockwood Holmes (75% or more) and Austin Holmes (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 May 2026
How does Vincimus Capital get paid?
Vincimus Capital is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Vincimus Capital?
Vincimus Capital’s main office is at 29160 Heathercliff RD, Suite 203, Malibu, CA 90265. Its phone number is 904-226-4946. Its website is vincimus.com.
