{"url":"https://nivawealth.com/firms/vincimus-capital-321865","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/321865","regulatoryAum":183679557,"crd":"321865","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5843776","suffix":null,"lastName":"ARCHER","firstName":"SARAH","middleName":"JHALEH"},{"crd":"6375607","suffix":null,"lastName":"HOLMES","firstName":"LOCKWOOD","middleName":"POOL"},{"crd":"7769042","suffix":null,"lastName":"LOPATA","firstName":"JOEL","middleName":null},{"crd":"5384141","suffix":null,"lastName":"PHILLIPS","firstName":"MORGAN","middleName":"CAMPBELL"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-07-05","regulatoryAum":0,"clients":0,"employees":1,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":146964721,"clients":45,"employees":3,"offices":2},{"filedOn":"2024-03-29","regulatoryAum":126499168,"clients":48,"employees":3,"offices":2},{"filedOn":"2025-03-29","regulatoryAum":167753123,"clients":52,"employees":3,"offices":2},{"filedOn":"2026-05-04","regulatoryAum":183679557,"clients":61,"employees":4,"offices":3}],"secFileNumber":"801-125872","legalName":"Vincimus Capital, LLC","displayName":"Vincimus Capital","slug":"vincimus-capital-321865","website":"https://vincimus.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/vincimus-capital","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"29160 Heathercliff RD, Suite 203","city":"Malibu","state":"CA","stateName":"California","country":"United States","postalCode":"90265"},"tradeNames":["Vincimus"],"registration":{"secApproved":"9 June 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3280262.586956522,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":183679557,"discretionary":75887458,"discretionaryAccounts":125,"nonDiscretionary":107792099,"nonDiscretionaryAccounts":227,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":17,"regulatoryAum":2434364},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":148457715},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":9282649},{"label":"Corporations and other businesses","clients":7,"regulatoryAum":23504829}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034668","versionId":1034668,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"FORM ADV PART 2A","fee_rate_low":1,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"401(k) Plan Management","summary":"Annual fee of 1.00% on assets up to $3,000,000, 0.75% from $3,000,001 to $4,000,000, 0.50% from $4,000,001 to $5,000,000, and negotiable above $5,000,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034668","versionId":1034668,"submittedOn":"2026-03-31","documentName":"FORM ADV PART 2A"},{"role":"other","program":"Financial Planning and Consulting","summary":"Fixed fee, generally not to exceed $20,000, for a written financial plan and consultation, payable at the initial consultation.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034668","versionId":1034668,"submittedOn":"2026-03-31","documentName":"FORM ADV PART 2A"},{"role":"other","program":"Investment Consulting to Family Offices","summary":"Fixed fee of $5,000 to $50,000 or hourly fee of $250 to $500; ongoing consulting may carry an annual fee on assets advised not to exceed 1.5%.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034668","versionId":1034668,"submittedOn":"2026-03-31","documentName":"FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:15:59.009057+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034668","versionId":1034668,"submittedOn":"2026-03-31"}]},"custodians":[],"custodyNote":"Vincimus Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Morgan Phillips","title":"President and COO","crd":"5384141"},{"name":"Sarah Archer","title":"Chief Investment Officer","crd":"5843776"},{"name":"Lockwood Holmes","title":"Owner/CEO","crd":"6375607"},{"name":"Austin Holmes","title":"Member","crd":"8263177"},{"name":"Lockwood Holmes","title":"Member","crd":"8263181"},{"name":"Joel Lopata","title":"Counsel and CCO","crd":"7769042"}],"ownership":[{"label":"Lockwood Holmes","detail":"Owner/ceo in the 75% or more ownership band and a control person, since May 2022. Also member in the 5% to 10% ownership band, since April 2026."},{"label":"Austin Holmes","detail":"Member in the 5% to 10% ownership band, since April 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"29160 Heathercliff RD, Suite 203","city":"Malibu","headquarters":true}]},{"state":"Washington","offices":1,"addresses":[{"street":"312 Central Way","city":"Kirkland"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"904-226-4946","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":30},{"label":"Non-exchange-traded equity securities","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":25},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":20},{"label":"Cash and cash equivalents","percent":15}],"privateFunds":0},"sources":{"adv1FilingDate":"4 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/321865/PDF/321865.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034668","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Vincimus Capital have?","answer":"Vincimus Capital has 61 clients and manages $184 million for them, as of May 2026. They include 29 high-net-worth individuals, 17 individual clients, and 8 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Vincimus Capital offer?","answer":"Vincimus Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Vincimus Capital charge?","answer":"Vincimus Capital charges 1.00%–1.50% a year for its Investment Advisory Services. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"FORM ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Vincimus Capital have?","answer":"Vincimus Capital has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vincimus Capital invest in?","answer":"At the end of its last fiscal year, Vincimus Capital’s separately managed accounts held 30% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 20% pooled vehicles (private funds and similar), 15% cash and equivalents and 10% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Vincimus Capital have a minimum investment?","answer":"Yes, Vincimus Capital’s minimum account size for its Investment Advisory Services is $1M.","source":"FORM ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Vincimus Capital?","answer":"Vincimus Capital’s direct owners are Lockwood Holmes (75% or more) and Austin Holmes (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vincimus Capital get paid?","answer":"Vincimus Capital is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Vincimus Capital?","answer":"Vincimus Capital’s main office is at 29160 Heathercliff RD, Suite 203, Malibu, CA 90265. Its phone number is 904-226-4946. Its website is vincimus.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}