VanderPol Investments provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars. Financial planning was provided to 26–50 clients last fiscal year.
VanderPol Investments reports 131 clients. They include 99 individual clients, 25 high-net-worth individuals and 4 charitable organizations. Of its assets, 100.0% ($118M across 131 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 25% |
| High-net-worth individuals | 19% | 70% |
| Charitable organizations | 3% | 4% |
| Corporations and other businesses | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 99 | $29.4M | 24.9% | $297K |
| High-net-worth individuals | 25 | $83.2M | 70.4% | $3.33M |
| Charitable organizations | 4 | $5.12M | 4.3% | $1.28M |
| Corporations and other businesses | 3 | $355K | 0.3% | $118K |
| Total | 131 | $118M | 100% | $902K |
- Clients
- 99
- Regulatory AUM
- $29.4M
- AUM share
- 24.9%
- Avg. per client
- $297K
- Clients
- 25
- Regulatory AUM
- $83.2M
- AUM share
- 70.4%
- Avg. per client
- $3.33M
- Clients
- 4
- Regulatory AUM
- $5.12M
- AUM share
- 4.3%
- Avg. per client
- $1.28M
- Clients
- 3
- Regulatory AUM
- $355K
- AUM share
- 0.3%
- Avg. per client
- $118K
Total
- Clients
- 131
- Regulatory AUM
- $118M
- AUM share
- 100%
- Avg. per client
- $902K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
VanderPol Investments charges 0.50%–1.00% a year for its Portfolio Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices 3 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$2M | 0.75% |
| $2M–$10M | 0.625% |
| $10M and above | 0.50% |
Fee details and sources
Other fees
- Financial Planning and Consulting
- Flat fee set in Exhibit A; work beyond it is billed quarterly in arrears at $250, $350 or $450 an hour by advisor.
- Pension Consulting
- Ongoing consulting to pension or employee benefit plans; fees are negotiable and will not exceed 1.00%, paid quarterly in arrears.
- VPI Service Plans
- Flat fees of $5,000 for the Essential Plan or $25,000 for the Premium Plan, paid in arrears.
Mark Vanderpol owns 75% or more of VanderPol Investments. The leadership team of VanderPol Investments includes President Mark Vanderpol. It has 3 employees.
Leadership
Mark VanderpolPresident and Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 soliciting firms
- Owns 75% or more of Vanderpol Investments L.L.C.
Mark Vanderpol
Control person · since May 2013
VanderPol Investments’ regulatory assets went from $123M (June 2023) to $118M (March 2026); clients rose from 90 to 131 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $118M | 131 | 3 | 2 |
| May 2025 | $108M | 109 | 3 | 2 |
| March 2024 | $123M | 88 | 3 | 2 |
| June 2023 | $123M | 90 | 3 | 2 |
Besides its headquarters, VanderPol Investments has 1 office (1 private residence, listed without an address), with 1 listed address in Michigan.
Michigan · 1 listed address
- 1723 68th St. Se, Suite B, CaledoniaHQ
Contact and registration details
- Legal name
- Vanderpol Investments L.L.C.
- Headquarters
- 1723 68th St. Se, Suite B, Caledonia, MI 49316
- Website
- vanderpolinvestments.com
- Phone
- 616-315-2550
- @vanderpol-investments
- SEC file
- 801-127704
- Structure
- Michigan LLC
- Fiscal year end
- December
VanderPol Investments uses Charles Schwab ($113M) as custodian for its separately managed accounts. VanderPol Investments has custody of $75.8M in client assets for 276 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $113M100%
At year end, VanderPol Investments’ separately managed accounts were mostly in funds (60%) and stocks (20%).
What the accounts hold
- Stocks20%
- Funds60%
- Registered funds59%
- Pooled vehicles1%
- Bonds18%
- U.S. government and agency bonds13%
- Investment grade corporate bonds5%
- Cash2%
How many clients does VanderPol Investments have?
VanderPol Investments has 131 clients and manages $118 million for them, as of March 2026. They include 99 individual clients, 25 high-net-worth individuals and 4 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026
What services does VanderPol Investments offer?
VanderPol Investments provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does VanderPol Investments charge?
VanderPol Investments charges 0.50%–1.00% a year for its Portfolio Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: ADV PART 2A, filed 25 March 2026
Which custodians does VanderPol Investments use?
VanderPol Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $113M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026
How many financial advisors does VanderPol Investments have?
VanderPol Investments has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does VanderPol Investments invest in?
At the end of its last fiscal year, VanderPol Investments’ separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 13% U.S. government and agency bonds, 5% investment grade corporate bonds, 2% cash and equivalents and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns VanderPol Investments?
VanderPol Investments’ direct owner is Mark Vanderpol (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 March 2026
How does VanderPol Investments get paid?
VanderPol Investments is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact VanderPol Investments?
VanderPol Investments’ main office is at 1723 68th St. Se, Suite B, Caledonia, MI 49316. Its phone number is 616-315-2550. Its website is vanderpolinvestments.com.