{"url":"https://nivawealth.com/firms/vanderpol-investments-168174","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/168174","regulatoryAum":118125821,"crd":"168174","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7621023","suffix":null,"lastName":"Hoekstra","firstName":"Noah","middleName":"Frederick"},{"crd":"7351130","suffix":null,"lastName":"TOTH","firstName":"RICHARD","middleName":null},{"crd":"6242445","suffix":null,"lastName":"VANDERPOL","firstName":"MARK","middleName":"ADAM"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-06-13","regulatoryAum":122656065,"clients":90,"employees":3,"offices":2},{"filedOn":"2024-03-25","regulatoryAum":123126425,"clients":88,"employees":3,"offices":2},{"filedOn":"2025-05-23","regulatoryAum":108235157,"clients":109,"employees":3,"offices":2},{"filedOn":"2026-03-25","regulatoryAum":118125821,"clients":131,"employees":3,"offices":2}],"secFileNumber":"801-127704","legalName":"Vanderpol Investments L.L.C.","displayName":"VanderPol Investments","slug":"vanderpol-investments-168174","website":"https://vanderpolinvestments.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/168174/b3425dc804c48ec5-r1.webp","tone":"light","width":238,"height":200,"sourceUrl":"https://www.vanderpolinvestments.com/","sourceLabel":"Vanderpol Investments L.l.c., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/vanderpol-investments","founded":null,"organization":"Michigan limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1723 68th St. Se, Suite B","city":"Caledonia","state":"MI","stateName":"Michigan","country":"United States","postalCode":"49316"},"tradeNames":[],"registration":{"secApproved":"20 April 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":908444.7580645161,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":118125821,"discretionary":118125821,"discretionaryAccounts":131,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":99,"regulatoryAum":29440174},{"label":"High-net-worth individuals","clients":25,"regulatoryAum":83206976},{"label":"Charitable organizations","clients":4,"regulatoryAum":5123185},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":355486}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1,"from":0},{"to":2000000,"pct":0.75,"from":1000000},{"to":10000000,"pct":0.625,"from":2000000},{"to":null,"pct":0.5,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025661","versionId":1025661,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-25","documentName":"ADV PART 2A","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Flat fee set in Exhibit A; work beyond it is billed quarterly in arrears at $250, $350 or $450 an hour by advisor.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025661","versionId":1025661,"submittedOn":"2026-03-25","documentName":"ADV PART 2A"},{"role":"other","program":"Pension Consulting","summary":"Ongoing consulting to pension or employee benefit plans; fees are negotiable and will not exceed 1.00%, paid quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025661","versionId":1025661,"submittedOn":"2026-03-25","documentName":"ADV PART 2A"},{"role":"other","program":"VPI Service Plans","summary":"Flat fees of $5,000 for the Essential Plan or $25,000 for the Premium Plan, paid in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025661","versionId":1025661,"submittedOn":"2026-03-25","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:44:25.777042+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025661","versionId":1025661,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":112748185}],"custodyNote":"VanderPol Investments has custody of $75.8M in client assets for 276 clients.","otherCustodians":[],"leadership":[{"name":"Mark Vanderpol","title":"President and Chief Compliance Officer","crd":"6242445"}],"ownership":[{"label":"Mark Vanderpol","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since May 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Michigan","offices":1,"addresses":[{"street":"1723 68th St. Se, Suite B","city":"Caledonia","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"616-315-2550","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":20},{"label":"U.S. government/agency bonds","percent":13},{"label":"Investment grade corporate bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":59},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/168174/PDF/168174.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025661","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does VanderPol Investments have?","answer":"VanderPol Investments has 131 clients and manages $118 million for them, as of March 2026. They include 99 individual clients, 25 high-net-worth individuals and 4 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does VanderPol Investments offer?","answer":"VanderPol Investments provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does VanderPol Investments charge?","answer":"VanderPol Investments charges 0.50%–1.00% a year for its Portfolio Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A, filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does VanderPol Investments use?","answer":"VanderPol Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $113M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does VanderPol Investments have?","answer":"VanderPol Investments has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does VanderPol Investments invest in?","answer":"At the end of its last fiscal year, VanderPol Investments’ separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 13% U.S. government and agency bonds, 5% investment grade corporate bonds, 2% cash and equivalents and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns VanderPol Investments?","answer":"VanderPol Investments’ direct owner is Mark Vanderpol (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does VanderPol Investments get paid?","answer":"VanderPol Investments is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact VanderPol Investments?","answer":"VanderPol Investments’ main office is at 1723 68th St. Se, Suite B, Caledonia, MI 49316. Its phone number is 616-315-2550. Its website is vanderpolinvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}