Vanderbilt Avenue Asset Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Vanderbilt Avenue Asset Management reports 10 clients. They include 6 corporations and other businesses and 4 high-net-worth individuals. Of its assets, 80.9% ($196M across 12 accounts) are managed with discretion; $46.3M across 11 accounts are not. Of its clients, 6% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 40% | 5% |
| Pension and profit-sharing plans | Fewer than 5 | 4% |
| State or municipal government entities | Fewer than 5 | 36% |
| Insurance companies | Fewer than 5 | 10% |
| Corporations and other businesses | 60% | 45% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 4 | $12.2M | 5.1% | $3.06M |
| Pension and profit-sharing plans | Fewer than 5 | $10.3M | 4.3% | — |
| State or municipal government entities | Fewer than 5 | $86.3M | 35.7% | — |
| Insurance companies | Fewer than 5 | $24.8M | 10.2% | — |
| Corporations and other businesses | 6 | $108M | 44.8% | $18M |
| Total | 10 | $242M | 100% | — |
- Clients
- 4
- Regulatory AUM
- $12.2M
- AUM share
- 5.1%
- Avg. per client
- $3.06M
- Clients
- Fewer than 5
- Regulatory AUM
- $10.3M
- AUM share
- 4.3%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $86.3M
- AUM share
- 35.7%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $24.8M
- AUM share
- 10.2%
- Avg. per client
- —
- Clients
- 6
- Regulatory AUM
- $108M
- AUM share
- 44.8%
- Avg. per client
- $18M
Total
- Clients
- 10
- Regulatory AUM
- $242M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 6%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Vanderbilt Avenue Asset Management is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Emad Zikry owns 75% or more of Vanderbilt Avenue Asset Management. The leadership team of Vanderbilt Avenue Asset Management includes Chief Compliance Officer Fuad (NMN) Hageb. It has 6 employees.
Leadership
- Fuad (NMN) HagebChief Compliance Officer
- Marc KonheiserHead of Trade Operations
- William MaloneyPortfolio Manager
- John PankratzChief Administrative Officer
- Suzanne SaurackSenior Portfolio Manager
- Emad ZikryManaging Member
Staff
- 6 employees
- 6 in advisory functions
- Owns 75% or more of Vanderbilt Avenue Asset Management LLC
Emad Zikry
Control person · since April 2008
Vanderbilt Avenue Asset Management’s regulatory assets fell from $570M (May 2021) to $242M (March 2026); clients fell from 21 to 10 and employees from 7 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $242M | 10 | 6 | 1 |
| March 2025 | $247M | 11 | 6 | 1 |
| March 2024 | $242M | 13 | 6 | 1 |
| June 2023 | $307M | 17 | 7 | 1 |
| March 2022 | $399M | 21 | 8 | 1 |
| May 2021 | $570M | 21 | 7 | 1 |
Besides its headquarters, Vanderbilt Avenue Asset Management has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 745 Fifth Avenue, 5th Floor, New YorkHQ
Contact and registration details
- Legal name
- Vanderbilt Avenue Asset Management LLC
- Headquarters
- 745 Fifth Avenue, 5th Floor, New York, NY 10151
- Website
- vaamllc.com
- Phone
- 212-973-2200
- SEC file
- 801-68702
- Structure
- Delaware LLC
- Fiscal year end
- December
Vanderbilt Avenue Asset Management uses US Bank ($118M, 80%) and Principal ($30.1M, 20%) as custodians for its separately managed accounts. Vanderbilt Avenue Asset Management does not have custody of client assets.
- US BankUS Bank · Cincinnati, OH · $118M80%
- PrincipalPrincipal · Waco, TX · $30.1M20%
At year end, Vanderbilt Avenue Asset Management’s separately managed accounts were mostly in bonds (67%) and cash (19%).
What the accounts hold
- Stocks9%
- Bonds67%
- U.S. government and agency bonds53%
- Investment grade corporate bonds14%
- Cash19%
- Other5%
- Mbs5%
How many clients does Vanderbilt Avenue Asset Management have?
Vanderbilt Avenue Asset Management has 10 clients and manages $242 million for them, as of March 2026. They include 6 corporations and other businesses and 4 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Vanderbilt Avenue Asset Management offer?
Vanderbilt Avenue Asset Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Vanderbilt Avenue Asset Management use?
Vanderbilt Avenue Asset Management’s separately managed account assets are held at US Bank (Cincinnati, OH), with $118M and Principal (Waco, TX), with $30.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Vanderbilt Avenue Asset Management have?
Vanderbilt Avenue Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vanderbilt Avenue Asset Management invest in?
At the end of its last fiscal year, Vanderbilt Avenue Asset Management’s separately managed accounts held 53% U.S. government and agency bonds, 19% cash and equivalents, 14% investment grade corporate bonds, 9% exchange-traded equities and 5% other. The 5% other category is described as: MBS.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Vanderbilt Avenue Asset Management?
Vanderbilt Avenue Asset Management’s direct owner is Emad Zikry (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Vanderbilt Avenue Asset Management get paid?
Vanderbilt Avenue Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Vanderbilt Avenue Asset Management?
Vanderbilt Avenue Asset Management’s main office is at 745 Fifth Avenue, 5th Floor, New York, NY 10151. Its phone number is 212-973-2200. Its website is vaamllc.com.