Van Winkle Wealth Management Group provides financial planning and portfolio management for individuals and small businesses.
Van Winkle Wealth Management Group reports 392 clients. They include 381 individual clients and 11 high-net-worth individuals. Of its assets, 100.0% ($121M across 792 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 97% | 77% |
| High-net-worth individuals | 3% | 23% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 381 | $92.7M | 76.8% | $243K |
| High-net-worth individuals | 11 | $27.3M | 22.6% | $2.48M |
| Pension and profit-sharing plans | Fewer than 5 | $748K | 0.6% | — |
| Total | 392 | $121M | 100% | — |
- Clients
- 381
- Regulatory AUM
- $92.7M
- AUM share
- 76.8%
- Avg. per client
- $243K
- Clients
- 11
- Regulatory AUM
- $27.3M
- AUM share
- 22.6%
- Avg. per client
- $2.48M
- Clients
- Fewer than 5
- Regulatory AUM
- $748K
- AUM share
- 0.6%
- Avg. per client
- —
Total
- Clients
- 392
- Regulatory AUM
- $121M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Van Winkle Wealth Management Group charges 1.00% a year for its Asset management services. The fee is billed in advance and is negotiable. The brochure also prices 4 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting
- Consulting is billed at $150 an hour, or as a fixed fee generally between $500 and $5,000.
- Financial planning
- Financial planning is billed at $150 an hour, or as a fixed fee generally between $500 and $5,000.
- Retirement plan services
- Retirement plan services are billed at 1.00% a year of plan assets for sponsors, or of the account value for individual participants; negotiable.
- Variable sub-account management
- An annual fee of 1.00% of the market value of variable annuity and variable life contracts under management, billed quarterly in advance.
Brian Vanwinkle owns 75% or more of Van Winkle Wealth Management Group. The leadership team of Van Winkle Wealth Management Group includes President Brian Vanwinkle. It has 1 employee.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 broker-dealer rep
- 1 insurance agent
- Owns 75% or more of Van Winkle Wealth Management Group LLC
Brian Vanwinkle
Control person · since July 2003
Besides its headquarters, Van Winkle Wealth Management Group has 0 offices, with 1 listed address in 1 state.
Ohio · 1 listed address
- 263 Deo Drive, NewarkHQ
Contact and registration details
- Legal name
- Van Winkle Wealth Management Group LLC
- Headquarters
- 263 Deo Drive, Newark, OH 43055
- Website
- vanwinklewealth.com
- Phone
- 740-366-1110
- SEC file
- 801-136331
- Structure
- Ohio LLC
- Fiscal year end
- December
Van Winkle Wealth Management Group’s named custodians for separately managed accounts are Charles Schwab ($119M, 98%) and Nationwide Securities ($2.1M, 2%). Van Winkle Wealth Management Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $119M98%
- Nationwide SecuritiesNationwide Securities, LLC · Grandview Heights, OH · $2.1M2%
At year end, Van Winkle Wealth Management Group’s separately managed accounts were mostly in funds (64%) and stocks (33%).
What the accounts hold
- Stocks33%
- Funds64%
- Bonds1%
- Cash2%
How many clients does Van Winkle Wealth Management Group have?
Van Winkle Wealth Management Group has 392 clients and manages $121 million for them, as of June 2026. They include 381 individual clients and 11 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026
What services does Van Winkle Wealth Management Group offer?
Van Winkle Wealth Management Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Van Winkle Wealth Management Group charge?
Van Winkle Wealth Management Group charges 1.00% a year for its Asset management services. The fee is billed in advance and is negotiable.
Source: VAN WINKLE WEALTH MANGAGEMENT GROUP, LLC, filed 22 April 2026
Which custodians does Van Winkle Wealth Management Group use?
Van Winkle Wealth Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $119M and Nationwide Securities, LLC (Grandview Heights, OH), with $2.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026
How many financial advisors does Van Winkle Wealth Management Group have?
Van Winkle Wealth Management Group has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Van Winkle Wealth Management Group invest in?
At the end of its last fiscal year, Van Winkle Wealth Management Group’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 2% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Van Winkle Wealth Management Group?
Van Winkle Wealth Management Group’s direct owner is Brian Vanwinkle (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 June 2026
How does Van Winkle Wealth Management Group get paid?
Van Winkle Wealth Management Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Van Winkle Wealth Management Group?
Van Winkle Wealth Management Group’s main office is at 263 Deo Drive, Newark, OH 43055. Its phone number is 740-366-1110. Its website is vanwinklewealth.com.
