{"url":"https://nivawealth.com/firms/van-winkle-wealth-management-group-134813","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/134813","regulatoryAum":120793535,"crd":"134813","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2316075","suffix":null,"lastName":"VANWINKLE","firstName":"BRIAN","middleName":"EDWARD"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136331","legalName":"Van Winkle Wealth Management Group LLC","displayName":"Van Winkle Wealth Management Group","slug":"van-winkle-wealth-management-group-134813","website":"https://vanwinklewealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"263 Deo Drive","city":"Newark","state":"OH","stateName":"Ohio","country":"United States","postalCode":"43055"},"tradeNames":[],"registration":{"secApproved":"4 June 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":306238.85204081633,"staff":{"employees":1,"advisory":1,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":120793535,"discretionary":120793535,"discretionaryAccounts":792,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":381,"regulatoryAum":92746292},{"label":"High-net-worth individuals","clients":11,"regulatoryAum":27299338},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":747905}],"feePrograms":[{"role":"main","program":"Asset management services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042385","versionId":1042385,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-22","documentName":"VAN WINKLE WEALTH MANGAGEMENT GROUP, LLC","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting","summary":"Consulting is billed at $150 an hour, or as a fixed fee generally between $500 and $5,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042385","versionId":1042385,"submittedOn":"2026-04-22","documentName":"VAN WINKLE WEALTH MANGAGEMENT GROUP, LLC"},{"role":"other","program":"Financial planning","summary":"Financial planning is billed at $150 an hour, or as a fixed fee generally between $500 and $5,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042385","versionId":1042385,"submittedOn":"2026-04-22","documentName":"VAN WINKLE WEALTH MANGAGEMENT GROUP, LLC"},{"role":"other","program":"Retirement plan services","summary":"Retirement plan services are billed at 1.00% a year of plan assets for sponsors, or of the account value for individual participants; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042385","versionId":1042385,"submittedOn":"2026-04-22","documentName":"VAN WINKLE WEALTH MANGAGEMENT GROUP, LLC"},{"role":"other","program":"Variable sub-account management","summary":"An annual fee of 1.00% of the market value of variable annuity and variable life contracts under management, billed quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042385","versionId":1042385,"submittedOn":"2026-04-22","documentName":"VAN WINKLE WEALTH MANGAGEMENT GROUP, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:14:56.450498+00:00","documents":[{"name":"VAN WINKLE WEALTH MANGAGEMENT GROUP, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042385","versionId":1042385,"submittedOn":"2026-04-22"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":118692879},{"name":"Nationwide Securities, LLC","shortName":"Nationwide Securities","location":"Grandview Heights, OH","smaAssets":2100656}],"custodyNote":"Van Winkle Wealth Management Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brian Vanwinkle","title":"President/CEO/CCO","crd":"2316075"}],"ownership":[{"label":"Brian Vanwinkle","detail":"President/ceo/cco in the 75% or more ownership band and a control person, since July 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"263 Deo Drive","city":"Newark","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"740-366-1110","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":33},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":64},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"29 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/134813/PDF/134813.pdf","brochureDate":"22 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042385","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Van Winkle Wealth Management Group have?","answer":"Van Winkle Wealth Management Group has 392 clients and manages $121 million for them, as of June 2026. They include 381 individual clients and 11 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Van Winkle Wealth Management Group offer?","answer":"Van Winkle Wealth Management Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Van Winkle Wealth Management Group charge?","answer":"Van Winkle Wealth Management Group charges 1.00% a year for its Asset management services. The fee is billed in advance and is negotiable.","source":"VAN WINKLE WEALTH MANGAGEMENT GROUP, LLC, filed 22 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Van Winkle Wealth Management Group use?","answer":"Van Winkle Wealth Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $119M and Nationwide Securities, LLC (Grandview Heights, OH), with $2.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Van Winkle Wealth Management Group have?","answer":"Van Winkle Wealth Management Group has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Van Winkle Wealth Management Group invest in?","answer":"At the end of its last fiscal year, Van Winkle Wealth Management Group’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 2% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Van Winkle Wealth Management Group?","answer":"Van Winkle Wealth Management Group’s direct owner is Brian Vanwinkle (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Van Winkle Wealth Management Group get paid?","answer":"Van Winkle Wealth Management Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Van Winkle Wealth Management Group?","answer":"Van Winkle Wealth Management Group’s main office is at 263 Deo Drive, Newark, OH 43055. Its phone number is 740-366-1110. Its website is vanwinklewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}