Value Investment Professionals provides portfolio management for individuals and small businesses, pension consulting, and financial planning.
Value Investment Professionals reports 158 clients. They include 90 individual clients, 66 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 100.0% ($247M across 158 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 10% |
| High-net-worth individuals | 42% | 89% |
| Pension and profit-sharing plans | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 90 | $25.8M | 10.5% | $287K |
| High-net-worth individuals | 66 | $219M | 88.6% | $3.31M |
| Pension and profit-sharing plans | Fewer than 5 | $2.34M | 0.9% | $1.17M |
| Total | 158 | $247M | 100% | — |
- Clients
- 90
- Regulatory AUM
- $25.8M
- AUM share
- 10.5%
- Avg. per client
- $287K
- Clients
- 66
- Regulatory AUM
- $219M
- AUM share
- 88.6%
- Avg. per client
- $3.31M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.34M
- AUM share
- 0.9%
- Avg. per client
- $1.17M
Total
- Clients
- 158
- Regulatory AUM
- $247M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Value Investment Professionals is paid through a percentage of assets under management, hourly charges and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- ERISA plan services
- ERISA plan services carry an annual fee on included plan assets that will not exceed 1%, negotiable.
- Financial consulting
- Financial consulting services are charged at $325 per hour and invoiced on completion of services.
Andrew Hodges owns 75% or more of Value Investment Professionals. The leadership team of Value Investment Professionals includes Chief Compliance Officer Andrew Hodges. It has 4 employees.
Leadership
- Andrew HodgesManaging Member, Chief Compliance Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Value Investment Professionals, LLC
Andrew Hodges
Control person · since June 2012
Value Investment Professionals’ regulatory assets grew 6.0× from $41.4M (April 2023) to $247M (March 2026); clients rose from 34 to 158 and employees from 2 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $247M | 158 | 4 | 5 |
| February 2025 | $142M | 83 | 4 | 5 |
| February 2024 | $126M | 75 | 3 | 4 |
| April 2023 | $41.4M | 34 | 2 | 3 |
Besides its headquarters, Value Investment Professionals has 4 offices (4 private residences, listed without an address), with 1 listed address in New York.
New York · 1 listed address
- 125 Park Avenue, 25th Floor, New YorkHQ
Other business names
Value Investment Professionals has reported 1 other business name to the SEC.
- Value Investment Professionals
Contact and registration details
- Legal name
- Value Investment Professionals, LLC
- Headquarters
- 125 Park Avenue, 25th Floor, New York, NY 10017
- Phone
- 646-383-7757
- SEC file
- 801-126351
- Founded
- 2012
- Structure
- Delaware LLC
- Fiscal year end
- December
Value Investment Professionals uses Charles Schwab ($234M) as custodian for its separately managed accounts. Value Investment Professionals does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $234M100%
At year end, Value Investment Professionals’ separately managed accounts were mostly in funds (68%) and stocks (16%). Its reported 13F holdings for the quarter ended 30 June 2026 total $119M across 97 positions; the largest are Wisdomtree TR (9.4%), Vanguard Index Fds (5.2%) and Vanguard Intl Equity Index F (5.1%).
What the accounts hold
- Stocks16%
- Funds68%
- Bonds5%
- Cash7%
- Other4%
- Private fixed income.4%
Reported 13F holdings
- $119M
- Reported 13F value
- 97
- Positions
- 43.2%
- In the 10 largest
- +9.0%
- Value vs. prior quarter
- Wisdomtree TR · Floatng Rat Trea9.4%
- Vanguard Index Fds · Total Stk Mkt5.2%
- Vanguard Intl Equity Index F · Allwrld EX US5.1%
- Invesco Exch Traded FD TR II · S&P500 Low Vol4.7%
- Select Sector SPDR TR · ST Str Indl ETF3.4%
- Invesco Qqq TR · Unit Ser 13.1%
- Vanguard Intl Equity Index F · Glb EX US ETF3.1%
- Janus Detroit Str TR · Hendrson Aaa CL3.1%
- Apple Inc.3.0%
- State Str SPDR S&P 500 ETF T · TR Unit3.0%
Together, the ten largest are 43.2% of reported value.
How many clients does Value Investment Professionals have?
Value Investment Professionals has 158 clients and manages $247 million for them, as of March 2026. They include 90 individual clients, 66 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026
What services does Value Investment Professionals offer?
Value Investment Professionals provides portfolio management for individuals and small businesses, pension consulting, and financial planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Value Investment Professionals use?
Value Investment Professionals’ separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $234M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026
How many financial advisors does Value Investment Professionals have?
Value Investment Professionals has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Value Investment Professionals invest in?
At the end of its last fiscal year, Value Investment Professionals’ separately managed accounts held 68% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities, 7% cash and equivalents, 5% U.S. government and agency bonds and 4% other. The 4% other category is described as: Private Fixed Income.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Value Investment Professionals?
Value Investment Professionals’ direct owner is Andrew Hodges (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 March 2026
How does Value Investment Professionals get paid?
Value Investment Professionals is paid through a percentage of assets under management, hourly charges and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Value Investment Professionals?
Value Investment Professionals’ main office is at 125 Park Avenue, 25th Floor, New York, NY 10017. Its phone number is 646-383-7757. Its website is valueinvestmentprofessionals.com.