Joan Guccione has been an investment adviser representative at Value Investment Professionals since December 2023, and is not listed among the firm’s executive officers or direct owners.
Value Investment Professionals, LLC is a New York, NY firm with $247M under management, 158 clients and 4 advisers across 5 offices, as of its March 2026 filing.
Joan Guccione’s longest registration was 19 years at Fleetwood Asset Management LTD. (2004–2023). Before joining Value Investment Professionals in 2023, Joan Guccione was registered through Fleetwood Asset Management LTD. and Resnick Investment Advisors, LLC.
- – present · 2 yearsShelton, CT · Adviser representative · Firm CRD 164704
- Fleetwood Asset Management LTD.– · 19 yearsMilford, CT · Adviser representative · Firm CRD 132095
- Resnick Investment Advisors, LLC– · 2 yearsWestport, CT · Adviser representative · Firm CRD 105927
Investment adviser representative registrations
Joan Guccione is registered as an investment adviser representative in 3 states. The first approvals date from December 2023; the most recent is Louisiana, in November 2025.
- ConnecticutSince 4 December 2023
- LouisianaSince 24 November 2025
- TexasSince 10 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 9 April 1996 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 January 1996 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joan M Guccione
- CRD
- 2684031
- Firm
- Value Investment Professionals · CRD 164704
- Office
- Shelton, CT
- Registration
- Investment adviser registration
- In the industry since
- August 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Joan Guccione work?
Joan Guccione is an investment adviser representative registered through Value Investment Professionals, LLC since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is Joan Guccione a financial advisor?
Yes. Joan Guccione has a current investment-adviser registration in Connecticut, Louisiana and Texas, through Value Investment Professionals since December 2023.
How many years of experience does Joan Guccione have?
Joan Guccione has 24 years in the financial industry, since August 2002, across 3 adviser firms.
What exams has Joan Guccione passed?
Joan Guccione has passed 2 licensing exams: the Series 65 and Series 24. The earliest, the Series 65, was passed in January 1996.
Where did Joan Guccione work before Value Investment Professionals?
Before Value Investment Professionals, Joan Guccione was registered through Resnick Investment Advisors, LLC, August 2002 to October 2004.
Where is Joan Guccione based?
Joan Guccione’s registered office is in Shelton, CT.
Is Joan Guccione registered with FINRA?
No. Joan Guccione has no current broker registration.
How can I verify Joan Guccione’s record?
Search CRD 2684031 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joan Guccione’s full registration record.