Urban Investment Advisors, Inc., provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Urban Investment Advisors, Inc., lists high-net-worth individuals, pension and profit-sharing plans, other investment advisers, and corporations and other businesses as clients. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $2.45B across 12 accounts are not.
Share breakdown unavailable
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | Fewer than 5 | 5% |
| Pension and profit-sharing plans | Fewer than 5 | 37% |
| Other investment advisers | Fewer than 5 | 14% |
| Corporations and other businesses | Fewer than 5 | 44% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client shares are unavailable because no positive client counts were reported.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | Fewer than 5 | $117M | 4.8% | — |
| Pension and profit-sharing plans | Fewer than 5 | $918M | 37.4% | — |
| Other investment advisers | Fewer than 5 | $347M | 14.1% | — |
| Corporations and other businesses | Fewer than 5 | $1.07B | 43.6% | — |
| Total | Not reported | $2.45B | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $117M
- AUM share
- 4.8%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $918M
- AUM share
- 37.4%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $347M
- AUM share
- 14.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.07B
- AUM share
- 43.6%
- Avg. per client
- —
Total
- Clients
- Not reported
- Regulatory AUM
- $2.45B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Urban Investment Advisors, Inc., is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Dana Urban owns 75% or more of Urban Investment Advisors, Inc.,. The leadership team of Urban Investment Advisors, Inc., includes Chief Compliance Officer Rachel Urban. It has 3 employees, 2 of them in advisory roles.
Leadership
- Rachel UrbanChief Compliance Officer
- Dana UrbanSole Owner
Staff
- 3 employees
- 2 in advisory functions
- Owns 75% or more of Urban Investment Advisors, Inc.,
Dana Urban
Control person · since January 2015
Urban Investment Advisors, Inc.,’s regulatory assets grew 4.1× from $605M (March 2021) to $2.45B (June 2026); clients fell from 5 to 0 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $2.45B | 0 | 3 | 2 |
| February 2025 | $2.56B | 0 | 3 | 2 |
| March 2024 | $2.45B | 4 | 3 | 2 |
| February 2023 | $1.74B | 5 | 3 | 2 |
| January 2022 | $599M | 5 | 3 | 2 |
| March 2021 | $605M | 5 | 3 | 1 |
Besides its headquarters, Urban Investment Advisors, Inc., has 1 office, with 2 listed addresses in California and Washington.
California · 1 listed address
- 1 Belvedere Place, Suite 200, Mill ValleyHQ
Washington · 1 listed address
- 1448 NW Market St, Seattle
Contact and registration details
- Legal name
- Urban Investment Advisors, Inc.,
- Headquarters
- 1 Belvedere Place, Suite 200, Mill Valley, CA 94941
- Website
- urbaninv.com
- Phone
- 415-461-8600
- @59673623
- SEC file
- 801-103474
- Structure
- California corporation
- Fiscal year end
- December
Urban Investment Advisors, Inc., does not have custody of client assets.
At year end, Urban Investment Advisors, Inc.,’s separately managed accounts were mostly in funds (100%).
What the accounts hold
- Funds100%
What services does Urban Investment Advisors, Inc., offer?
Urban Investment Advisors, Inc., provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Urban Investment Advisors, Inc., have?
Urban Investment Advisors, Inc., has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Urban Investment Advisors, Inc., invest in?
At the end of its last fiscal year, Urban Investment Advisors, Inc.,’s separately managed accounts held 100% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Urban Investment Advisors, Inc.,?
Urban Investment Advisors, Inc.,’s direct owner is Dana Urban (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 June 2026
How does Urban Investment Advisors, Inc., get paid?
Urban Investment Advisors, Inc., is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Urban Investment Advisors, Inc.,?
Urban Investment Advisors, Inc.,’s main office is at 1 Belvedere Place, Suite 200, Mill Valley, CA 94941. Its phone number is 415-461-8600. Its website is urbaninv.com.