{"url":"https://nivawealth.com/firms/urban-investment-advisors-inc-222524","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/222524","regulatoryAum":2451701456,"crd":"222524","history":[{"filedOn":"2021-03-31","regulatoryAum":605021057,"clients":5,"employees":3,"offices":1},{"filedOn":"2022-01-14","regulatoryAum":598600209,"clients":5,"employees":3,"offices":2},{"filedOn":"2023-02-10","regulatoryAum":1741304804,"clients":5,"employees":3,"offices":2},{"filedOn":"2024-03-04","regulatoryAum":2453514026,"clients":4,"employees":3,"offices":2},{"filedOn":"2025-02-24","regulatoryAum":2557404871,"clients":0,"employees":3,"offices":2},{"filedOn":"2026-06-30","regulatoryAum":2451701456,"clients":0,"employees":3,"offices":2}],"secFileNumber":"801-103474","legalName":"Urban Investment Advisors, Inc.,","displayName":"Urban Investment Advisors, Inc.,","slug":"urban-investment-advisors-inc-222524","website":"https://urbaninv.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/222524/fd1159698eb20eff-r1.webp","tone":"light","width":656,"height":200,"sourceUrl":"https://www.urbaninv.com/","sourceLabel":"Urban Investment Advisors, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"retirement_plan_adviser","typeLabel":"Retirement plans","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/59673623","founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"1 Belvedere Place, Suite 200","city":"Mill Valley","state":"CA","stateName":"California","country":"United States","postalCode":"94941"},"tradeNames":[],"registration":{"secApproved":"24 July 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2451701456,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":2451701456,"nonDiscretionaryAccounts":12,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":null,"fewerThan5":true,"regulatoryAum":117266245},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":918095055},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":346720859},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":1069619297}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Urban Investment Advisors, Inc., does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Rachel Urban","title":"Chief Compliance Officer","crd":"7491557"},{"name":"Dana Urban","title":"Sole Owner","crd":"6046065"}],"ownership":[{"label":"Dana Urban","detail":"Sole owner in the 75% or more ownership band and a control person, since January 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1 Belvedere Place, Suite 200","city":"Mill Valley","headquarters":true}]},{"state":"Washington","offices":1,"addresses":[{"street":"1448 NW Market St","city":"Seattle"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-461-8600","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"30 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/222524/PDF/222524.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"What services does Urban Investment Advisors, Inc., offer?","answer":"Urban Investment Advisors, Inc., provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Urban Investment Advisors, Inc., have?","answer":"Urban Investment Advisors, Inc., has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Urban Investment Advisors, Inc., invest in?","answer":"At the end of its last fiscal year, Urban Investment Advisors, Inc.,’s separately managed accounts held 100% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Urban Investment Advisors, Inc.,?","answer":"Urban Investment Advisors, Inc.,’s direct owner is Dana Urban (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Urban Investment Advisors, Inc., get paid?","answer":"Urban Investment Advisors, Inc., is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Urban Investment Advisors, Inc.,?","answer":"Urban Investment Advisors, Inc.,’s main office is at 1 Belvedere Place, Suite 200, Mill Valley, CA 94941. Its phone number is 415-461-8600. Its website is urbaninv.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}