United Brokerage Services provides portfolio management for individuals and small businesses and portfolio management for institutions.
United Brokerage Services reports 1,390 clients. They include 1,319 individual clients, 49 high-net-worth individuals, and 22 corporations and other businesses. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $372M across 1,390 accounts are not. It advised 1,391 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 95% | 77% |
| High-net-worth individuals | 4% | 17% |
| Pension and profit-sharing plans | Fewer than 5 | 0% |
| Corporations and other businesses | 2% | 7% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,319 | $286M | 76.9% | $217K |
| High-net-worth individuals | 49 | $61.5M | 16.5% | $1.26M |
| Pension and profit-sharing plans | Fewer than 5 | $0 | 0.0% | — |
| Corporations and other businesses | 22 | $24.4M | 6.6% | $1.11M |
| Total | 1,390 | $372M | 100% | — |
- Clients
- 1,319
- Regulatory AUM
- $286M
- AUM share
- 76.9%
- Avg. per client
- $217K
- Clients
- 49
- Regulatory AUM
- $61.5M
- AUM share
- 16.5%
- Avg. per client
- $1.26M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 22
- Regulatory AUM
- $24.4M
- AUM share
- 6.6%
- Avg. per client
- $1.11M
Total
- Clients
- 1,390
- Regulatory AUM
- $372M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1,391
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
United Brokerage Services is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
United Asset Management Corp. owns 75% or more of United Brokerage Services and is in turn owned by United Bank (75% or more). Matthew Lee Humphrey is CEO; the leadership team includes Chief Compliance Officer Micheal Len Earl. It has 95 employees, 55 of them in advisory roles.
Leadership
- Matthew Lee HumphreyChief Executive Officer/Director
- Micheal Len EarlChief Compliance Officer
- Richard Matthew Jr AdamsChairman of the Board/Director
- Angie Marie BoardFINOP
- Julie Ritchie GurtisDirector
- Donald Frederick MockDirector
- Thomas James MudlaffChief Operations Officer
- Frank Kevin ReynoldsDirector
- Ami Lee ShaverDirector
Investment adviser representatives
57 representatives listed in the SEC register as of 9 October 2026.
- Matthew E. Ambrosio
- Michael Fillers Bolen
- Robert Jerry Brewster II
- Corey Adam Browning
- Jody David Bruce
- Nathaniel A Butler
- Patricia Caprarese
- Joseph Vincent Carter III
- John Richard Currier
- Brian Patrick Dean
- Carlos Delgado-Mejia
- Gregory Allen Dennis
- Nicholas DiGiorgio
- David Anthony Dutton
- Micheal Len Earl
- Anis Anthony Eghterafi
- Benjamin Bradstreet Frazier
- Rossitsa V Getskova MRS
- Amanda D. V. Giangola
- Lindsay Diehl Green
- Michael A Gullis
- John Andrew Hawkins
- Tristan William Hawkins
- Samuel Dyk Hershberger
- Eric Spencer Humphrey
- Matthew Lee Humphrey
- Todd William Jorgenson
- Joseph William Kantakevich
- Brian William Karg
- Todd Edward Loyal
- Ivan Edwin Magalit
- Shane Andrew Marrone
- Nicholas Masih
- Shania Mason
- Jonathan David Matuszkiewicz
- Joshua Lee McBride
- Andrew John McCully
- Jonathan Brian McDougald
- William Wright Miller
- Manuel Martin Moral
- Shuron Morton
- Thomas James Mudlaff
- Stephen Craig Nelson
- Lori Milner Pointer
- Eric Scott Pritt
- Bilal Qaiser
- Robin Biddy Radovich
- William Rainwater
- Melanie Roberts
- Ebony Lakeisha Robinson
- Omid Heidar Sanie
- Jonathan Eric Schnell
- Ami Lee Shaver
- John Brewster Stevens III
- Adam Kyle Stewart
- Peter Trageser Warren
- Christopher Neil Williams
Staff
- 95 employees
- 55 in advisory functions
- 55 state-registered reps
- 70 broker-dealer reps
- 72 insurance agents
- Owns 75% or more of United Brokerage Services, Inc
United Asset Management Corp.
since August 2011
- Owns 75% or more of United Asset Management Corp.
United Bank
Control person · since December 2001
- Owns 75% or more of United Bank
United Bankshares, Inc.
Control person · since April 1995
United Brokerage Services’ regulatory assets grew 1.8× from $203M (March 2021) to $372M (April 2026); clients rose from 1,214 to 1,390 and employees were 95 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $372M | 1,390 | 95 | 81 |
| April 2025 | $389M | 1,904 | 101 | 80 |
| March 2024 | $250M | 790 | 101 | 80 |
| March 2023 | $229M | 953 | 100 | 80 |
| July 2022 | $286M | 1,477 | 108 | 73 |
| March 2021 | $203M | 1,214 | 95 | 73 |
Besides its headquarters, United Brokerage Services has 80 offices, with 26 listed addresses across 5 states.
West Virginia · 15 listed addresses
- 514 Market Street, ParkersburgHQ
- 1200 Grosscup Ave, Dunbar
- 2004 West Webster Road, Summersville
- 900 Elmer Prince DR, Morgantown
- 109 Three Springs DR, Weirton
- 1219 Mount Aetna RD, Hagerstown
- 129 Main St, Beckley
- 621 Seventh St, Moundsville
- 4901 Maccorkle Avenue, Charleston
- 450 Foxcroft Avenue, Martinsburg
- 113 North Street, Ripley
- 106 W Washington Street, Charles Town
- 2650 Grand Central Avenue, Vienna
- 21 Twelfth Street, Wheeling
- 500 Virginia Street E, Charleston
Virginia · 6 listed addresses
- 1265 Seminole Trail, Charlottesville
- 2071 Chain Bridge Road, Vienna
- 1320 Old Chain Bridge Road, McLean
- 374 Maple Ave E, Vienna
- 11185 Fairfax BLVD, Fairfax
- 5350 Langston BLVD, Arlington
Maryland · 2 listed addresses
- 12127 Rockville Pike, Rockville
- 7845 Wisconsin Avenue, Bethesda
Pennsylvania · 2 listed addresses
- 81 West Main St, Uniontown
- 100 Walnut Hill RD, Uniontown
District of Columbia · 1 listed address
- 1100 Connecticut NW, Washiington
Contact and registration details
- Legal name
- United Brokerage Services, Inc
- Headquarters
- 514 Market Street, Parkersburg, WV 26101
- Website
- united-brokerage.com
- Phone
- 888-424-6158
- SEC file
- 801-80804
- Structure
- West Virginia corporation
- Fiscal year end
- December
United Brokerage Services uses Wells Fargo Clearing Services ($152M) as custodian for its separately managed accounts. United Brokerage Services does not have custody of client assets.
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · St. Louis, MO · $152M100%
At year end, United Brokerage Services’ separately managed accounts were mostly in stocks (100%).
What the accounts hold
- Stocks100%
- Cash6%
How many clients does United Brokerage Services have?
United Brokerage Services has 1,390 clients and manages $372 million for them, as of April 2026. They include 1,319 individual clients, 49 high-net-worth individuals, and 22 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 April 2026
What services does United Brokerage Services offer?
United Brokerage Services provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does United Brokerage Services use?
United Brokerage Services’ separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $152M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 April 2026
How many financial advisors does United Brokerage Services have?
United Brokerage Services has 55 investment adviser representatives registered with state securities authorities, out of 95 employees, and 55 perform investment advisory functions. 70 employees are registered representatives of a broker-dealer and 72 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does United Brokerage Services invest in?
At the end of its last fiscal year, United Brokerage Services’ separately managed accounts held 100% exchange-traded equities and 6% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns United Brokerage Services?
United Brokerage Services is owned through a chain of holding companies by United Bankshares, Inc. Its direct owner is United Asset Management Corp. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 April 2026
How does United Brokerage Services get paid?
United Brokerage Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is United Brokerage Services registered with the SEC?
Yes, United Brokerage Services has been registered with the SEC as an investment adviser since 9 January 2015. Its CRD number is 39062 and its SEC file number is 801-80804.
Source: Form ADV Part 1A, Item 1, filed 10 April 2026; IAPD firm record
How do I contact United Brokerage Services?
United Brokerage Services’ main office is at 514 Market Street, Parkersburg, WV 26101. Its phone number is 888-424-6158. Its website is united-brokerage.com.