Uhy Wealth Management RIA provides portfolio management for individuals and small businesses, pension consulting, and educational seminars. Financial planning was provided to 51–100 clients last fiscal year.
Uhy Wealth Management RIA reports 89 clients. They include 81 high-net-worth individuals and 8 individual clients. Of its assets, 43.9% ($45M across 89 accounts) are managed with discretion; $57.6M across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 9% | 1% |
| High-net-worth individuals | 91% | 43% |
| Pension and profit-sharing plans | Fewer than 5 | 56% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 8 | $1.28M | 1.2% | $160K |
| High-net-worth individuals | 81 | $43.7M | 42.6% | $540K |
| Pension and profit-sharing plans | Fewer than 5 | $57.6M | 56.1% | — |
| Total | 89 | $103M | 100% | — |
- Clients
- 8
- Regulatory AUM
- $1.28M
- AUM share
- 1.2%
- Avg. per client
- $160K
- Clients
- 81
- Regulatory AUM
- $43.7M
- AUM share
- 42.6%
- Avg. per client
- $540K
- Clients
- Fewer than 5
- Regulatory AUM
- $57.6M
- AUM share
- 56.1%
- Avg. per client
- —
Total
- Clients
- 89
- Regulatory AUM
- $103M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Uhy Wealth Management RIA is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Uhy Advisors, Inc owns 75% or more of Uhy Wealth Management RIA and is in turn owned by Legacy Holdings Topco, LP (75% or more). The leadership team of Uhy Wealth Management RIA includes President Daniel Laginess and Chief Compliance Officer Brian Megenity. It has 6 employees, 1 of them in advisory roles.
Leadership
- Daniel LaginessPresident, COO, Managing Director
- Brian MegenityChief Compliance Officer
- Thomas BomberskiSecretary, Director
- Laura LapeerTreasurer, CFO, Director
Investment adviser representatives
11 representatives listed in the SEC register as of 9 October 2026.
- Trevor Douglas Cope
- Felicity Di Pisa
- Shaun Edusada
- Amal Hagisufi
- Ryan Andrew Howarth
- Daniel James Laginess
- Norbert Charles Martz III
- Brian McDonald Megenity
- Michael Ian Sherman
- Kevin Scott Stempin
- Lydia Teeple
Staff
- 6 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 broker-dealer rep
- 1 insurance agent
- Owns 75% or more of Uhy Wealth Management RIA LLC
Uhy Advisors, Inc
Control person · since October 2021
- Owns 75% or more of Uhy Advisors, Inc
Legacy Holdings Topco, LP
Control person · since November 2024
Besides its headquarters, Uhy Wealth Management RIA has 0 offices, with 1 listed address in Michigan.
Michigan · 1 listed address
- 27725 Stansbury BLVD, Suite 385, Farmington HillsHQ
Contact and registration details
- Legal name
- Uhy Wealth Management RIA LLC
- Headquarters
- 27725 Stansbury BLVD, Suite 385, Farmington Hills, MI 48334
- Website
- Not reported
- Phone
- 248-609-1610
- SEC file
- 801-135711
- Structure
- Delaware LLC
- Fiscal year end
- December
Uhy Wealth Management RIA uses Empower ($57.6M, 56%) and Charles Schwab ($45M, 44%) as custodians for its separately managed accounts. Uhy Wealth Management RIA does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $45M44%
- EmpowerEmpower Financial Services, Inc. · Greenwood Village, CO · $57.6M56%
At year end, Uhy Wealth Management RIA’s separately managed accounts were mostly in stocks (90%).
What the accounts hold
- Stocks90%
- Bonds5%
- Cash5%
How many clients does Uhy Wealth Management RIA have?
Uhy Wealth Management RIA has 89 clients and manages $103 million for them, as of April 2026. They include 81 high-net-worth individuals and 8 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 April 2026
What services does Uhy Wealth Management RIA offer?
Uhy Wealth Management RIA provides portfolio management for individuals and small businesses, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Uhy Wealth Management RIA use?
Uhy Wealth Management RIA’s separately managed account assets are held at Empower Financial Services, Inc. (Greenwood Village, CO), with $57.6M and Charles Schwab & Co., Inc. (Westlake, TX), with $45M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 April 2026
How many financial advisors does Uhy Wealth Management RIA have?
Uhy Wealth Management RIA has 1 investment adviser representative registered with state securities authorities, out of 6 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Uhy Wealth Management RIA invest in?
At the end of its last fiscal year, Uhy Wealth Management RIA’s separately managed accounts held 90% exchange-traded equities, 5% U.S. government and agency bonds and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Uhy Wealth Management RIA?
Uhy Wealth Management RIA is owned through a holding company by Legacy Holdings Topco, LP. Its direct owner is Uhy Advisors, Inc (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 April 2026
How does Uhy Wealth Management RIA get paid?
Uhy Wealth Management RIA is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Uhy Wealth Management RIA?
Uhy Wealth Management RIA’s main office is at 27725 Stansbury BLVD, Suite 385, Farmington Hills, MI 48334. Its phone number is 248-609-1610.