{"url":"https://nivawealth.com/firms/uhy-wealth-management-ria-317608","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/317608","regulatoryAum":102590862,"crd":"317608","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6538718","suffix":null,"lastName":"COPE","firstName":"TREVOR","middleName":"DOUGLAS"},{"crd":"6297883","suffix":null,"lastName":"DI PISA","firstName":"FELICITY","middleName":null},{"crd":"7332672","suffix":null,"lastName":"Edusada","firstName":"Shaun","middleName":null},{"crd":"6330461","suffix":null,"lastName":"Hagisufi","firstName":"Amal","middleName":null},{"crd":"6033703","suffix":null,"lastName":"HOWARTH","firstName":"RYAN","middleName":"ANDREW"},{"crd":"3055560","suffix":null,"lastName":"LAGINESS","firstName":"DANIEL","middleName":"JAMES"},{"crd":"6267049","suffix":"III","lastName":"MARTZ","firstName":"NORBERT","middleName":"CHARLES"},{"crd":"2889637","suffix":null,"lastName":"MEGENITY","firstName":"BRIAN","middleName":"MCDONALD"},{"crd":"7942280","suffix":null,"lastName":"SHERMAN","firstName":"MICHAEL","middleName":"IAN"},{"crd":"3257901","suffix":null,"lastName":"STEMPIN","firstName":"KEVIN","middleName":"SCOTT"},{"crd":"7008411","suffix":null,"lastName":"Teeple","firstName":"Lydia","middleName":null}],"total":11,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135711","legalName":"Uhy Wealth Management RIA LLC","displayName":"Uhy Wealth Management RIA","slug":"uhy-wealth-management-ria-317608","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"27725 Stansbury BLVD, Suite 385","city":"Farmington Hills","state":"MI","stateName":"Michigan","country":"United States","postalCode":"48334"},"tradeNames":[],"registration":{"secApproved":"26 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":505923.42696629214,"staff":{"employees":6,"advisory":1,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":102590862,"discretionary":45027185,"discretionaryAccounts":89,"nonDiscretionary":57563677,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":8,"regulatoryAum":1277233},{"label":"High-net-worth individuals","clients":81,"regulatoryAum":43749952},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":57563677}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":45027185},{"name":"Empower Financial Services, Inc.","shortName":"Empower","location":"Greenwood Village, CO","smaAssets":57563677}],"custodyNote":"Uhy Wealth Management RIA does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Daniel Laginess","title":"President, COO, Managing Director","crd":"3055560"},{"name":"Brian Megenity","title":"Chief Compliance Officer","crd":"2889637"},{"name":"Thomas Bomberski","title":"Secretary, Director","crd":"8051234"},{"name":"Laura Lapeer","title":"Treasurer, CFO, Director","crd":"7642517"}],"ownership":[{"label":"Uhy Advisors, Inc","detail":"Owner in the 75% or more ownership band and a control person, since October 2021."},{"label":"Legacy Holdings Topco, LP","detail":"Indirect owner: a parent company of Uhy Advisors, Inc in the 75% or more band and a control person, since November 2024.","parent":"Uhy Advisors, Inc"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Michigan","offices":1,"addresses":[{"street":"27725 Stansbury BLVD, Suite 385","city":"Farmington Hills","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"248-609-1610","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":90},{"label":"U.S. government/agency bonds","percent":5},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"20 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/317608/PDF/317608.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Uhy Wealth Management RIA have?","answer":"Uhy Wealth Management RIA has 89 clients and manages $103 million for them, as of April 2026. They include 81 high-net-worth individuals and 8 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Uhy Wealth Management RIA offer?","answer":"Uhy Wealth Management RIA provides portfolio management for individuals and small businesses, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Uhy Wealth Management RIA use?","answer":"Uhy Wealth Management RIA’s separately managed account assets are held at Empower Financial Services, Inc. (Greenwood Village, CO), with $57.6M and Charles Schwab & Co., Inc. (Westlake, TX), with $45M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Uhy Wealth Management RIA have?","answer":"Uhy Wealth Management RIA has 1 investment adviser representative registered with state securities authorities, out of 6 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Uhy Wealth Management RIA invest in?","answer":"At the end of its last fiscal year, Uhy Wealth Management RIA’s separately managed accounts held 90% exchange-traded equities, 5% U.S. government and agency bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Uhy Wealth Management RIA?","answer":"Uhy Wealth Management RIA is owned through a holding company by Legacy Holdings Topco, LP. Its direct owner is Uhy Advisors, Inc (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Uhy Wealth Management RIA get paid?","answer":"Uhy Wealth Management RIA is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Uhy Wealth Management RIA?","answer":"Uhy Wealth Management RIA’s main office is at 27725 Stansbury BLVD, Suite 385, Farmington Hills, MI 48334. Its phone number is 248-609-1610.","source":"Form ADV Part 1A, Item 1.F, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}