Tulsa Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning.
Tulsa Wealth Advisors reports 1,763 clients. They include 1,560 individual clients, 175 high-net-worth individuals, and 23 corporations and other businesses. Of its assets, 87.6% ($1.35B across 3,569 accounts) are managed with discretion; $190M across 1,862 accounts are not. A wrap fee program the firm both sponsors and manages holds $1.54B.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 51% |
| High-net-worth individuals | 10% | 45% |
| Banking or thrift institutions | <1% | <1% |
| Pension and profit-sharing plans | <1% | <1% |
| Insurance companies | <1% | <1% |
| Other client typesCorporations and other businesses; Other | 1% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,560 | $778M | 50.6% | $499K |
| High-net-worth individuals | 175 | $684M | 44.5% | $3.91M |
| Banking or thrift institutions | Fewer than 5 | $924K | 0.1% | $924K |
| Pension and profit-sharing plans | Fewer than 5 | $128K | 0.0% | $128K |
| Insurance companies | Fewer than 5 | $7.82M | 0.5% | $7.82M |
| Corporations and other businesses | 23 | $65M | 4.2% | $2.83M |
| Other | Fewer than 5 | $386K | 0.0% | $193K |
| Total | 1,763 | $1.54B | 100% | — |
- Clients
- 1,560
- Regulatory AUM
- $778M
- AUM share
- 50.6%
- Avg. per client
- $499K
- Clients
- 175
- Regulatory AUM
- $684M
- AUM share
- 44.5%
- Avg. per client
- $3.91M
- Clients
- Fewer than 5
- Regulatory AUM
- $924K
- AUM share
- 0.1%
- Avg. per client
- $924K
- Clients
- Fewer than 5
- Regulatory AUM
- $128K
- AUM share
- 0.0%
- Avg. per client
- $128K
- Clients
- Fewer than 5
- Regulatory AUM
- $7.82M
- AUM share
- 0.5%
- Avg. per client
- $7.82M
- Clients
- 23
- Regulatory AUM
- $65M
- AUM share
- 4.2%
- Avg. per client
- $2.83M
- Clients
- Fewer than 5
- Regulatory AUM
- $386K
- AUM share
- 0.0%
- Avg. per client
- $193K
Total
- Clients
- 1,763
- Regulatory AUM
- $1.54B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Tulsa Wealth Advisors charges up to 1.75% a year for its Wrap Fee Program investment management services. The fee is billed in advance, is negotiable and requires an account of at least $25,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning services
- Clients receiving financial planning services only are charged a fixed fee ranging up to $15,000, depending on the complexity of the plan.
Michael Mazzei owns 50% to 75% of Tulsa Wealth Advisors. The leadership team of Tulsa Wealth Advisors includes President Andrew Steinmetz and Chief Compliance Officer Andy Armstrong. It has 27 employees, 16 of them in advisory roles.
Leadership
- Andrew SteinmetzVice President and CIO
- Keith VandykePresident and COO
Andy ArmstrongChief Compliance Officer- Jeremy LottDirector
- John MooreDirector
- Derrick SandsDirector
- Dennis ZeimetDirector
- Michael MazzeiChairman and CEO
Investment adviser representatives
17 representatives listed in the SEC register as of 9 October 2026.
- Taylor James Bennett
- Carson Dean Chambers
- Allison Kate Fletcher
- Ian Douglas Kiefer
- Andrew Kirk Locke
- Jeremy Dean Lott
- Caleb James Mazzei
- Jackson Paul Mazzei
- Michael Paul Mazzei
- John David Moore
- Callum Maurice Raymick
- Derrick Alan Sands
- Jeffrey R Small
- Andrew Kurt Steinmetz
- Karig Gene Stoup
- Keith Allen Van Dyke
- Dennis Allen Zeimet
Staff
- 27 employees
- 16 in advisory functions
- 16 state-registered reps
- 11 broker-dealer reps
- 13 insurance agents
- Owns 50% to 75% of Tulsa Wealth Advisors, Inc.
Michael Mazzei
Control person · since June 2001
- Owns 10% to 25% of Tulsa Wealth Advisors, Inc.
Keith Vandyke
Control person · since August 2001
- Owns 5% to 10% of Tulsa Wealth Advisors, Inc.
John Moore
Control person · since August 2001
- Owns 5% to 10% of Tulsa Wealth Advisors, Inc.
Andrew Steinmetz
Control person · since August 2022
Besides its headquarters, Tulsa Wealth Advisors has 1 office, with 2 listed addresses in Oklahoma.
Oklahoma · 2 listed addresses
- 1375 E. 71st Street, TulsaHQ
- 302 N. Independence St., Enid
Contact and registration details
- Legal name
- Tulsa Wealth Advisors, Inc.
- Headquarters
- 1375 E. 71st Street, Tulsa, OK 74136
- Website
- trinitystrategicwealth.com
- Phone
- 918-492-2150
- @trinity-strategic-wealth
- SEC file
- 801-134209
- Structure
- Oklahoma corporation
- Fiscal year end
- December
Tulsa Wealth Advisors uses Raymond James ($1.54B) as custodian for its separately managed accounts. Tulsa Wealth Advisors has custody of $3.28M in client assets for 2 clients.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $1.54B100%
At year end, Tulsa Wealth Advisors’ separately managed accounts were largely in stocks (49%) and funds (41%). Its reported 13F holdings for the quarter ended 30 June 2026 total $710M across 166 positions; the largest are iShares TR Core S&P Ttl Stk (8.9%), iShares U.S. Equity Factor Rotation Acti (7.7%) and Invesco S&P 500 Quality ETF (7.4%).
What the accounts hold
- Stocks49%
- Exchange-traded equities33%
- Non-exchange-traded equities16%
- Funds41%
- Cash6%
- Other4%
- U.s. government/agency bonds u.s. state and local bonds investment grade corporate bonds non-investment grade corporate bonds securities issued by pooled investment vehicles4%
Reported 13F holdings
- $710M
- Reported 13F value
- 166
- Positions
- 52.2%
- In the 10 largest
- +24.5%
- Value vs. prior quarter
- iShares TR Core S&P Ttl Stk · Core S&P Ttl Stk8.9%
- iShares U.S. Equity Factor Rotation Acti · iShares US Equit7.7%
- Invesco S&P 500 Quality ETF · S&P500 Quality7.4%
- Avantis US Large Cap Value ETF · US Large Cap Vlu6.1%
- Federated Hermes Mdt Large Cap Core ETF · Mdt Large Cap4.6%
- Vanguard Growth ETF · Growth ETF4.4%
- Touchstone Dynamic International ETF · Dynamic Intl ETF3.6%
- iShares TR 7-10 YR Trsy BD · 7-10 YR Trsy BD3.5%
- AB Disruptors ETF · Disruptors ETF3.0%
- Invesco S&P 500 Top 50 ETF · S&P 500 Top 502.8%
Together, the ten largest are 52.2% of reported value.
How many clients does Tulsa Wealth Advisors have?
Tulsa Wealth Advisors has 1,763 clients and manages $1.54 billion for them, as of July 2026. They include 1,560 individual clients, 175 high-net-worth individuals, and 23 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 July 2026
What services does Tulsa Wealth Advisors offer?
Tulsa Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Tulsa Wealth Advisors charge?
Tulsa Wealth Advisors charges up to 1.75% a year for its Wrap Fee Program investment management services. The fee is billed in advance, is negotiable and requires an account of at least $25,000.
Source: TRINITY STRATEGIC WEALTH FORM ADV PART 2A, filed 9 March 2026
Which custodians does Tulsa Wealth Advisors use?
Tulsa Wealth Advisors’ separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $1.54B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 July 2026
How many financial advisors does Tulsa Wealth Advisors have?
Tulsa Wealth Advisors has 16 investment adviser representatives registered with state securities authorities, out of 27 employees, and 16 perform investment advisory functions. 11 employees are registered representatives of a broker-dealer and 13 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Tulsa Wealth Advisors invest in?
At the end of its last fiscal year, Tulsa Wealth Advisors’ separately managed accounts held 41% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 16% non-exchange-traded equities, 6% cash and equivalents and 4% other. The 4% other category is described as: U.S. Government/Agency Bonds U.S. State and Local Bonds Investment Grade Corporate Bonds Non-Investment Grade Corporate Bonds Securities Issued by Pooled Investment Vehicles.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Tulsa Wealth Advisors have a minimum investment?
Yes, Tulsa Wealth Advisors’ minimum account size for its Wrap Fee Program investment management services is $25K.
Source: TRINITY STRATEGIC WEALTH FORM ADV PART 2A, filed 9 March 2026
Who owns Tulsa Wealth Advisors?
Tulsa Wealth Advisors’ direct owners are Michael Mazzei (50% to 75%), Keith Vandyke (10% to 25%), John Moore (5% to 10%) and Andrew Steinmetz (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 July 2026
How does Tulsa Wealth Advisors get paid?
Tulsa Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Tulsa Wealth Advisors registered with the SEC?
Yes, Tulsa Wealth Advisors has been registered with the SEC as an investment adviser since 27 August 2025. Its CRD number is 337956 and its SEC file number is 801-134209.
Source: Form ADV Part 1A, Item 1, filed 23 July 2026; IAPD firm record
How do I contact Tulsa Wealth Advisors?
Tulsa Wealth Advisors’ main office is at 1375 E. 71st Street, Tulsa, OK 74136. Its phone number is 918-492-2150. Its website is trinitystrategicwealth.com.