Trotta, John (NMN) provides portfolio management for individuals and small businesses.
Trotta, John (NMN) reports 158 clients. They include 111 individual clients and 47 high-net-worth individuals. Of its assets, 100.0% ($135M across 315 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 33% |
| High-net-worth individuals | 30% | 67% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 111 | $45M | 33.3% | $405K |
| High-net-worth individuals | 47 | $90M | 66.7% | $1.91M |
| Total | 158 | $135M | 100% | $854K |
- Clients
- 111
- Regulatory AUM
- $45M
- AUM share
- 33.3%
- Avg. per client
- $405K
- Clients
- 47
- Regulatory AUM
- $90M
- AUM share
- 66.7%
- Avg. per client
- $1.91M
Total
- Clients
- 158
- Regulatory AUM
- $135M
- AUM share
- 100%
- Avg. per client
- $854K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Trotta, John (NMN) charges 0.50%–1.25% a year for its Investment Supervisory Service. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $250,000. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.25% |
| $250K–$1M | 0.90% |
| $1M–$2M | 0.75% |
| $2M and above | 0.50% |
Fee details and sources
Other fees
- Other service fees
- Other services are charged at $300 per hour, payable upon completion of services.
John Trotta owns 75% or more of Trotta, John (NMN). The leadership team of Trotta, John (NMN) includes Chief Compliance Officer Sandra D'Andrea. It has 4 employees, 2 of them in advisory roles.
Leadership
- Sandra D'AndreaChief Compliance Officer
- John TrottaSole Proprietor
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Trotta, John (NMN)
John Trotta
Control person · since June 1992
Trotta, John (NMN)’s regulatory assets grew from $113M (March 2021) to $135M (February 2026); clients fell from 229 to 158 and employees from 5 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $135M | 158 | 4 | 1 |
| Feb 2025February 2025 | $146M | 176 | 5 | 1 |
| Feb 2024February 2024 | $140M | 184 | 5 | 1 |
| Feb 2023February 2023 | $135M | 186 | 5 | 1 |
| Feb 2022February 2022 | $130M | 170 | 5 | 1 |
| Mar 2021March 2021 | $113M | 229 | 5 | 1 |
Besides its headquarters, Trotta, John (NMN) has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 1111 Route 110, Suite 359, FarmingdaleHQ
Other business names
Trotta, John (NMN) has reported 1 other business name to the SEC.
- Financial Advisor Network, Inc.
Contact and registration details
- Legal name
- Trotta, John (NMN)
- Headquarters
- 1111 Route 110, Suite 359, Farmingdale, NY 11735
- Website
- Not reported
- Phone
- 631-226-9046
- SEC file
- 801-79944
- Structure
- New York sole proprietorship
- Fiscal year end
- December
Trotta, John (NMN) does not have custody of client assets.
At year end, Trotta, John (NMN)’s separately managed accounts were mostly in stocks (63%) and bonds (27%).
What the accounts hold
- Stocks63%
- Funds1%
- Bonds27%
- Investment grade corporate bonds22%
- State and local bonds5%
- Cash9%
How many clients does Trotta, John (NMN) have?
Trotta, John (NMN) has 158 clients and manages $135 million for them, as of February 2026. They include 111 individual clients and 47 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 February 2026
What services does Trotta, John (NMN) offer?
Trotta, John (NMN) provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Trotta, John (NMN) charge?
Trotta, John (NMN) charges 0.50%–1.25% a year for its Investment Supervisory Service. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $250,000.
Source: PART 2A: FIRM BROCHURE & PART 2B BROCHURE SUPPLEMENTS 2026, filed 16 February 2026
How many financial advisors does Trotta, John (NMN) have?
Trotta, John (NMN) has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Trotta, John (NMN) invest in?
At the end of its last fiscal year, Trotta, John (NMN)’s separately managed accounts held 63% exchange-traded equities, 22% investment grade corporate bonds, 9% cash and equivalents, 5% state and local bonds and 1% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Trotta, John (NMN) have a minimum investment?
Yes, Trotta, John (NMN)’s minimum account size for its Investment Supervisory Service is $250K.
Source: PART 2A: FIRM BROCHURE & PART 2B BROCHURE SUPPLEMENTS 2026, filed 16 February 2026
Who owns Trotta, John (NMN)?
Trotta, John (NMN)’s direct owner is John Trotta (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 February 2026
How does Trotta, John (NMN) get paid?
Trotta, John (NMN) is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Trotta, John (NMN)?
Trotta, John (NMN)’s main office is at 1111 Route 110, Suite 359, Farmingdale, NY 11735. Its phone number is 631-226-9046.