John Trotta has been Sole Proprietor of Trotta, John (NMN) since June 1992, is a control person of the firm and directly owns 75% or more of it.
Trotta, John (NMN) is a Farmingdale, NY firm with $135M under management, 158 clients and 2 advisers in one office, as of its February 2026 filing.
- – present · 5 yearsFarmingdale, NY · Adviser representative · Firm CRD 125537
Investment adviser representative registrations
John Trotta is registered as an investment adviser representative in New York, since July 2021.
- New YorkSince 29 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 21 September 1988 |
| Series 7 | General Securities Representative Examination | 20 August 1988 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 1853327
- Firm
- Trotta, John (NMN) · CRD 125537
- Role
- Sole Proprietor
- Office
- 1111 ROUTE 110, SUITE 359, Farmingdale, NY 11735
- Registration
- Investment adviser registration
- In the industry since
- July 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does John Trotta work?
John Trotta has been Sole Proprietor of Trotta, John (NMN) since June 1992, and is a control person of the firm.
Is John Trotta a financial advisor?
Yes. John Trotta has a current investment-adviser registration in New York, through Trotta, John (NMN) since July 2021.
How many years of experience does John Trotta have?
John Trotta has 5 years in the financial industry, since July 2021, across 1 adviser firm.
What exams has John Trotta passed?
John Trotta has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 1988.
Where is John Trotta based?
John Trotta’s registered office is in Farmingdale, NY.
Is John Trotta registered with FINRA?
No. John Trotta has no current broker registration.
How can I verify John Trotta’s record?
Search CRD 1853327 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Trotta’s full registration record.