Trivium Point Advisory provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax preparation. Financial planning was provided to 1–10 clients last fiscal year.
Trivium Point Advisory reports 850 clients. They include 467 individual clients, 319 high-net-worth individuals, and 62 pension and profit-sharing plans. Of its assets, 89.5% ($1.46B across 2,284 accounts) are managed with discretion; $171M across 64 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 55% | 9% |
| High-net-worth individuals | 38% | 80% |
| Pension and profit-sharing plans | 7% | 11% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 467 | $147M | 9.0% | $314K |
| High-net-worth individuals | 319 | $1.3B | 79.8% | $4.07M |
| Pension and profit-sharing plans | 62 | $171M | 10.5% | $2.76M |
| Charitable organizations | 2 | $4.68M | 0.3% | $2.34M |
| Corporations and other businesses | Fewer than 5 | $6.33M | 0.4% | — |
| Total | 850 | $1.63B | 100% | — |
- Clients
- 467
- Regulatory AUM
- $147M
- AUM share
- 9.0%
- Avg. per client
- $314K
- Clients
- 319
- Regulatory AUM
- $1.3B
- AUM share
- 79.8%
- Avg. per client
- $4.07M
- Clients
- 62
- Regulatory AUM
- $171M
- AUM share
- 10.5%
- Avg. per client
- $2.76M
- Clients
- 2
- Regulatory AUM
- $4.68M
- AUM share
- 0.3%
- Avg. per client
- $2.34M
- Clients
- Fewer than 5
- Regulatory AUM
- $6.33M
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 850
- Regulatory AUM
- $1.63B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Trivium Point Advisory charges 0.10%–1.25% a year for its Investment Management Services. The fee is billed in advance or in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Separate from the annual advisory fee, negotiable, billed at $250 to $500 an hour or an agreed flat fee.
- Retirement Plan Advisory Services
- An annual asset-based fee of up to 1.00%, billed quarterly in arrears and possibly negotiable depending on the plan's size and complexity.
Trivium Point Financial Holdings, LLC owns 75% or more of Trivium Point Advisory and is in turn owned by TWD, LLC (50–75%). The leadership team of Trivium Point Advisory includes Chief Compliance Officer George Gerhard. It has 38 employees, 12 of them in advisory roles.
Leadership
- George GerhardManaging Partner, Chief Compliance Officer
- Ron PacManaging Partner
Investment adviser representatives
16 representatives listed in the SEC register as of 9 October 2026.
- Ervin Braun
- Michael Anthony Cirone
- Cole Conrad
- Ziyah Ruth Esbenshade
- George Robert Gerhard III
- Stephen Thomas Haeckel
- David Grad Halper
- Ron Andrew Pac
- Lee Scott Rawiszer
- Greg Re
- James A Salerno
- Traci Leigh Saxon
- Edward J Schechter
- Bianca J Schuman
- James Allen Thompson
- Paul Robert Volpe
Staff
- 38 employees
- 12 in advisory functions
- 12 state-registered reps
- 13 broker-dealer reps
- 13 insurance agents
- 2 soliciting firms
- Owns 75% or more of Trivium Point Advisory, LLC
Trivium Point Financial Holdings, LLC
Control person · since December 2023
- Owns 50% to 75% of Trivium Point Financial Holdings, LLC
TWD, LLC
Control person · since December 2023
- Owns 50% to 75% of TWD, LLC
Ron Pac
Control person · since December 2023
- Owns 50% to 75% of TWD, LLC
George Gerhard
Control person · since December 2023
- Owns 75% or more of Trivium Point Advisory, LLC
Trivium Point Financial Holdings,
Control person · since December 2023
Trivium Point Advisory’s regulatory assets grew 2.5× from $660M (March 2021) to $1.63B (March 2026); clients rose from 426 to 850 and employees from 22 to 38. In 2024, 3 advisory firms joined it. The most recent was James VanMetter and Associates, in June 2024.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.63B | 850 | 38 | 3 |
| March 2025 | $1.49B | 1,112 | 35 | 6 |
| April 2024 | $716M | 323 | 39 | 4 |
| March 2023 | $614M | 313 | 17 | 1 |
| March 2022 | $797M | 467 | 24 | 1 |
| March 2021 | $660M | 426 | 22 | 1 |
Firms that joined
20243 joined
- James VanMetter and AssociatesNo filed AUM
- Paradigm Financial PartnersNo filed AUM
- Lyons & Lyons, CPAsNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Trivium Point Advisory has 2 offices, with 3 listed addresses in Connecticut and New York.
New York · 2 listed addresses
- 175 Broadhollow Road, Melville
- 711 Westchester Ave, White Plains
Connecticut · 1 listed address
- 40 Danbury Road, Suite 301, WiltonHQ
Contact and registration details
- Legal name
- Trivium Point Advisory, LLC
- Headquarters
- 40 Danbury Road, Suite 301, Wilton, CT 06897
- Website
- triviumpoint.com
- Phone
- 203-221-3085
- @trivium-point-advisory
- SEC file
- 801-112426
- Structure
- Delaware LLC
- Fiscal year end
- December
Trivium Point Advisory uses Charles Schwab ($837M, 60%), LPL Financial ($343M, 25%) and BNY Mellon Securities ($207M, 15%) as custodians for its separately managed accounts. Trivium Point Advisory has custody of $155M in client assets for 146 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $837M60%
- LPL FinancialLPL Financial LLC · Jersey City, NJ · $343M25%
- BNY Mellon SecuritiesBNY Mellon Securities Corporation · New York, NY · $207M15%
At year end, Trivium Point Advisory’s separately managed accounts were mostly in stocks (64%) and funds (19%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.1B across 354 positions; the largest are Nvidia Corporation (4.5%), Spotify Technology S A (4.1%) and SPDR Series Trust (3.8%).
What the accounts hold
- Stocks64%
- Funds19%
- Registered funds17%
- Pooled vehicles2%
- Bonds10%
- State and local bonds5%
- Investment grade corporate bonds4%
- U.S. government and agency bonds1%
- Cash7%
Reported 13F holdings
- $1.1B
- Reported 13F value
- 354
- Positions
- 26.9%
- In the 10 largest
- +99.3%
- Value vs. prior quarter
- Nvidia Corporation4.5%
- Spotify Technology S A4.1%
- SPDR Series Trust · ST Str Blo 1 ETF3.8%
- Alphabet Inc. · Cap Stk CL A2.7%
- Apple Inc.2.6%
- Microsoft Corp.2.2%
- Micron Technology Inc.2.1%
- Alps ETF TR · Alerian Mlp1.8%
- Alphabet Inc. · Cap Stk CL C1.6%
- Amazon Com Inc.1.6%
Together, the ten largest are 26.9% of reported value.
How many clients does Trivium Point Advisory have?
Trivium Point Advisory has 850 clients and manages $1.63 billion for them, as of March 2026. They include 467 individual clients, 319 high-net-worth individuals, and 62 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026
What services does Trivium Point Advisory offer?
Trivium Point Advisory provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Trivium Point Advisory charge?
Trivium Point Advisory charges 0.10%–1.25% a year for its Investment Management Services. The fee is billed in advance or in arrears and is negotiable.
Source: PARADIGM FINANCIAL PARTNERS, LLC PART 2A DISCLOSURE BROCHURE, filed 6 March 2026
Which custodians does Trivium Point Advisory use?
Trivium Point Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $837M, LPL Financial LLC (Jersey City, NJ), with $343M and BNY Mellon Securities Corporation (New York, NY), with $207M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026
How many financial advisors does Trivium Point Advisory have?
Trivium Point Advisory has 12 investment adviser representatives registered with state securities authorities, out of 38 employees, and 12 perform investment advisory functions. 13 employees are registered representatives of a broker-dealer and 13 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Trivium Point Advisory invest in?
At the end of its last fiscal year, Trivium Point Advisory’s separately managed accounts held 64% exchange-traded equities, 17% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 5% state and local bonds, 4% investment grade corporate bonds, 2% pooled vehicles (private funds and similar) and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Trivium Point Advisory?
Trivium Point Advisory is owned through a chain of holding companies by Ron Pac and George Gerhard. Its direct owners are Trivium Point Financial Holdings, LLC (75% or more) and Trivium Point Financial Holdings (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 6 March 2026
How does Trivium Point Advisory get paid?
Trivium Point Advisory is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Trivium Point Advisory registered with the SEC?
Yes, Trivium Point Advisory has been registered with the SEC as an investment adviser since 9 February 2018. Its CRD number is 292182 and its SEC file number is 801-112426.
Source: Form ADV Part 1A, Item 1, filed 6 March 2026; IAPD firm record
How do I contact Trivium Point Advisory?
Trivium Point Advisory’s main office is at 40 Danbury Road, Suite 301, Wilton, CT 06897. Its phone number is 203-221-3085. Its website is triviumpoint.com.