Triple Summit Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Triple Summit Advisors reports 172 clients. They include 133 individual clients, 36 high-net-worth individuals and 3 charitable organizations. Of its assets, 100.0% ($108M across 412 accounts) are managed with discretion. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 33% |
| High-net-worth individuals | 21% | 63% |
| Charitable organizations | 2% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 133 | $36.2M | 33.4% | $272K |
| High-net-worth individuals | 36 | $68.7M | 63.3% | $1.91M |
| Charitable organizations | 3 | $3.6M | 3.3% | $1.2M |
| Total | 172 | $108M | 100% | $631K |
- Clients
- 133
- Regulatory AUM
- $36.2M
- AUM share
- 33.4%
- Avg. per client
- $272K
- Clients
- 36
- Regulatory AUM
- $68.7M
- AUM share
- 63.3%
- Avg. per client
- $1.91M
- Clients
- 3
- Regulatory AUM
- $3.6M
- AUM share
- 3.3%
- Avg. per client
- $1.2M
Total
- Clients
- 172
- Regulatory AUM
- $108M
- AUM share
- 100%
- Avg. per client
- $631K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Triple Summit Advisors is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is a fixed fee of $1,000 to $5,000 based on scope, with a 50% deposit; follow-up planning is $400 an hour.
- Investment Consulting
- Investment consulting is a fixed fee of $5,000 to $150,000 based on scope, with a 50% deposit; ongoing consulting is $400 an hour.
Dan Kanivas owns 25% to 50% of Triple Summit Advisors. The leadership team of Triple Summit Advisors includes Chief Compliance Officer Wei Wang. It has 2 employees.
Leadership
Wei WangManaging Member/Chief Compliance Officer
Dan KanivasManaging Member- YingTing YangMember
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 25% to 50% of Triple Summit Advisors, LLC
Dan Kanivas
Control person · since December 2015
- Owns 25% to 50% of Triple Summit Advisors, LLC
Wei Wang
Control person · since September 2015
- Owns 10% to 25% of Triple Summit Advisors, LLC
YingTing Yang
since September 2015
Besides its headquarters, Triple Summit Advisors has 1 office (1 private residence, listed without an address), with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Triple Summit Advisors, LLC
- Headquarters
- Not reported
- Website
- triplesummitadvisors.com
- Phone
- 917-574-2670
- @7950941
- SEC file
- 801-135686
- Structure
- Delaware LLC
- Fiscal year end
- December
Triple Summit Advisors uses Charles Schwab ($76.1M, 73%) and Interactive Brokers ($28.5M, 27%) as custodians for its separately managed accounts. Triple Summit Advisors does not have custody of client assets.
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $28.5M27%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $76.1M73%
At year end, Triple Summit Advisors’ separately managed accounts were mostly in stocks (95%).
What the accounts hold
- Stocks95%
- Exchange-traded equities93%
- Non-exchange-traded equities2%
- Bonds5%
How many clients does Triple Summit Advisors have?
Triple Summit Advisors has 172 clients and manages $108 million for them, as of April 2026. They include 133 individual clients, 36 high-net-worth individuals and 3 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026
What services does Triple Summit Advisors offer?
Triple Summit Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Triple Summit Advisors use?
Triple Summit Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $76.1M and Interactive Brokers LLC (Greenwich, CT), with $28.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 April 2026
How many financial advisors does Triple Summit Advisors have?
Triple Summit Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Triple Summit Advisors invest in?
At the end of its last fiscal year, Triple Summit Advisors’ separately managed accounts held 93% exchange-traded equities, 5% state and local bonds and 2% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Triple Summit Advisors?
Triple Summit Advisors’ direct owners are Dan Kanivas, Wei Wang and YingTing Yang, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 7 April 2026
How does Triple Summit Advisors get paid?
Triple Summit Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Triple Summit Advisors?
Its phone number is 917-574-2670. Its website is triplesummitadvisors.com.