{"url":"https://nivawealth.com/firms/triple-summit-advisors-282764","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282764","regulatoryAum":108473568,"crd":"282764","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6614568","suffix":null,"lastName":"Kanivas","firstName":"Dan","middleName":null},{"crd":"4833881","suffix":null,"lastName":"WANG","firstName":"WEI","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135686","legalName":"Triple Summit Advisors, LLC","displayName":"Triple Summit Advisors","slug":"triple-summit-advisors-282764","website":"https://triplesummitadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/7950941/","xUrl":"https://twitter.com/triplesummit","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"26 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":620531.9467455621,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":108473568,"discretionary":108473568,"discretionaryAccounts":412,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":133,"regulatoryAum":36187444},{"label":"High-net-worth individuals","clients":36,"regulatoryAum":68682455},{"label":"Charitable organizations","clients":3,"regulatoryAum":3603669}],"feePrograms":[{"role":"other","program":"Financial Planning","summary":"Financial planning is a fixed fee of $1,000 to $5,000 based on scope, with a 50% deposit; follow-up planning is $400 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040585","versionId":1040585,"submittedOn":"2026-04-07","documentName":"DISCLOSURE DOCUMENT FOR ALL CLIENTS"},{"role":"other","program":"Investment Consulting","summary":"Investment consulting is a fixed fee of $5,000 to $150,000 based on scope, with a 50% deposit; ongoing consulting is $400 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040585","versionId":1040585,"submittedOn":"2026-04-07","documentName":"DISCLOSURE DOCUMENT FOR ALL CLIENTS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:22:28.064472+00:00","documents":[{"name":"DISCLOSURE DOCUMENT FOR ALL CLIENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040585","versionId":1040585,"submittedOn":"2026-04-07"}]},"custodians":[{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":28520161},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":76090942}],"custodyNote":"Triple Summit Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Wei Wang","title":"Managing Member/Chief Compliance Officer","crd":"4833881"},{"name":"Dan Kanivas","title":"Managing Member","crd":"6614568"},{"name":"YingTing Yang","title":"Member","crd":"6614569"}],"ownership":[{"label":"Dan Kanivas","detail":"Managing member in the 25% to 50% ownership band and a control person, since December 2015."},{"label":"Wei Wang","detail":"Managing member/chief compliance officer in the 25% to 50% ownership band and a control person, since September 2015."},{"label":"YingTing Yang","detail":"Member in the 10% to 25% ownership band, since September 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"917-574-2670","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":93},{"label":"Non-exchange-traded equity securities","percent":2},{"label":"U.S. state and local bonds","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"7 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282764/PDF/282764.pdf","brochureDate":"7 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040585","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Triple Summit Advisors have?","answer":"Triple Summit Advisors has 172 clients and manages $108 million for them, as of April 2026. They include 133 individual clients, 36 high-net-worth individuals and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Triple Summit Advisors offer?","answer":"Triple Summit Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Triple Summit Advisors use?","answer":"Triple Summit Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $76.1M and Interactive Brokers LLC (Greenwich, CT), with $28.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Triple Summit Advisors have?","answer":"Triple Summit Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Triple Summit Advisors invest in?","answer":"At the end of its last fiscal year, Triple Summit Advisors’ separately managed accounts held 93% exchange-traded equities, 5% state and local bonds and 2% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Triple Summit Advisors?","answer":"Triple Summit Advisors’ direct owners are Dan Kanivas, Wei Wang and YingTing Yang, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Triple Summit Advisors get paid?","answer":"Triple Summit Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Triple Summit Advisors?","answer":"Its phone number is 917-574-2670. Its website is triplesummitadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}