Tiptree Advisors provides portfolio management for pooled vehicles and portfolio management for institutions. The firm advises 4 private funds.
Tiptree Advisors reports 19 clients. They include 17 insurance companies and 2 pooled investment vehicles. Of its assets, 100.0% ($2.31B across 20 accounts) are managed with discretion. Of its clients, 25% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 11% | 22% |
| Insurance companies | 89% | 78% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 2 | $513M | 22.2% | $257M |
| Insurance companies | 17 | $1.8B | 77.8% | $106M |
| Total | 19 | $2.31B | 100% | $122M |
- Clients
- 2
- Regulatory AUM
- $513M
- AUM share
- 22.2%
- Avg. per client
- $257M
- Clients
- 17
- Regulatory AUM
- $1.8B
- AUM share
- 77.8%
- Avg. per client
- $106M
Total
- Clients
- 19
- Regulatory AUM
- $2.31B
- AUM share
- 100%
- Avg. per client
- $122M
- Clients outside the U.S.
- 25%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 4
Tiptree Advisors is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Tiptree Advisors Holdings, L.P. owns 75% or more of Tiptree Advisors. The leadership team of Tiptree Advisors includes Chief Investment Officer Mark Black, Chief Financial Officer Gregory Fabiano and Chief Compliance Officer Siew Kwok. It has 13 employees.
Leadership
- Gregory FabianoChief Financial Officer
- Siew KwokChief Compliance Officer
- Michael BarnesPrincipal
- Mark BlackChief Investment Officer
Staff
- 13 employees
- 13 in advisory functions
- Owns 75% or more of Tiptree Advisors, LLC
Tiptree Advisors Holdings, L.P.
Control person · since July 2007
Tiptree Holdings GP, LLC
General partner of tiptree advisors holdings, l.p. · Control person · since July 2007
- Owns 50% to 75% of Tiptree Holdings GP, LLC
Tiptree Asset Management Company, LLC
Control person · since February 2019
- Owns 75% or more of Tiptree Asset Management Company, LLC
Tiptree Holdings LLC
Control person · since July 2020
- Owns 75% or more of Tiptree Holdings LLC
Tiptree Inc.
Control person · since July 2020
Tiptree Advisors’ regulatory assets grew 18.0× from $129M (March 2021) to $2.31B (March 2026); clients rose from 2 to 19 and employees from 6 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $2.31B | 19 | 13 | 1 |
| March 2025 | $2.02B | 19 | 13 | 1 |
| March 2024 | $1.59B | 17 | 16 | 1 |
| April 2023 | $929M | 14 | 5 | 1 |
| March 2022 | $716M | 13 | 5 | 1 |
| March 2021 | $129M | 2 | 6 | 1 |
Besides its headquarters, Tiptree Advisors has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 809 Broadway, 6th Floor, New YorkHQ
Contact and registration details
- Legal name
- Tiptree Advisors, LLC
- Headquarters
- 809 Broadway, 6th Floor, New York, NY 10003
- Website
- tiptreeadvisors.com
- Phone
- 212-887-4400
- @tiptree-advisors
- SEC file
- 801-65759
- Structure
- Delaware LLC
- Fiscal year end
- December
Tiptree Advisors uses Fifth Third Bank, National Association ($1.36B, 85%) and The Bank of New York Mellon ($235M, 15%) as custodians for its separately managed accounts. Tiptree Advisors has custody of client assets.
- Fifth Third Bank, National AssociationFifth Third Bank, National Association · Cincinnati, OH · $1.36B85%
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $235M15%
At year end, Tiptree Advisors’ separately managed accounts were mostly in bonds (71%) and cash (12%). Its reported 13F holdings for the quarter ended 30 June 2026 total $162M across 24 positions; the largest are Amazon Com Inc. (11.9%), Alphabet Inc. (8.6%) and Lam Research Corp. (8.4%).
What the accounts hold
- Stocks9%
- Funds8%
- Bonds71%
- Investment grade corporate bonds49%
- U.S. government and agency bonds17%
- Sovereign bonds5%
- Cash12%
Reported 13F holdings
- $162M
- Reported 13F value
- 24
- Positions
- 68.5%
- In the 10 largest
- −6.1%
- Value vs. prior quarter
- Amazon Com Inc.11.9%
- Alphabet Inc. · Cap Stk CL A8.6%
- Lam Research Corp.8.4%
- CSX Corp.7.6%
- Owens Corning New7.1%
- Warner Bros Discovery Inc. · Com Ser A6.4%
- Terawulf Inc.5.5%
- Array Digital Infrastructure4.6%
- Banc OF California Inc.4.4%
- Flagstar Bank National Assoc4.2%
Together, the ten largest are 68.5% of reported value.
How many clients does Tiptree Advisors have?
Tiptree Advisors has 19 clients and manages $2.31 billion for them, as of March 2026. They include 17 insurance companies and 2 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Tiptree Advisors offer?
Tiptree Advisors provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Tiptree Advisors use?
Tiptree Advisors’ separately managed account assets are held at Fifth Third Bank, National Association (Cincinnati, OH), with $1.36B and The Bank of New York Mellon (New York, NY), with $235M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Tiptree Advisors have?
Tiptree Advisors has 0 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Tiptree Advisors invest in?
At the end of its last fiscal year, Tiptree Advisors’ separately managed accounts held 49% investment grade corporate bonds, 17% U.S. government and agency bonds, 12% cash and equivalents, 9% exchange-traded equities, 8% pooled vehicles (private funds and similar) and 5% sovereign bonds. It advises 4 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Tiptree Advisors?
Tiptree Advisors is owned through a chain of holding companies by Tiptree Inc. Its direct owner is Tiptree Advisors Holdings, L.P. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Tiptree Advisors get paid?
Tiptree Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Tiptree Advisors?
Tiptree Advisors’ main office is at 809 Broadway, 6th Floor, New York, NY 10003. Its phone number is 212-887-4400. Its website is tiptreeadvisors.com.