{"url":"https://nivawealth.com/firms/tiptree-advisors-137758","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/137758","regulatoryAum":2310843145,"crd":"137758","history":[{"filedOn":"2021-03-30","regulatoryAum":128601384,"clients":2,"employees":6,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":716053207,"clients":13,"employees":5,"offices":1},{"filedOn":"2023-04-07","regulatoryAum":928721284,"clients":14,"employees":5,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":1591340865,"clients":17,"employees":16,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":2015785273,"clients":19,"employees":13,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":2310843145,"clients":19,"employees":13,"offices":1}],"secFileNumber":"801-65759","legalName":"Tiptree Advisors, LLC","displayName":"Tiptree Advisors","slug":"tiptree-advisors-137758","website":"https://tiptreeadvisors.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_private_markets_manager","typeLabel":"Private markets","feeDisclosure":"payment_only"},"linkedinUrl":"http://www.linkedin.com/company/tiptree-advisors","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"809 Broadway, 6th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10003"},"tradeNames":[],"registration":{"secApproved":"27 January 2006","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":13,"advisory":13,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2310843145,"discretionary":2310843145,"discretionaryAccounts":20,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":25,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":513218606},{"label":"Insurance companies","clients":17,"regulatoryAum":1797624539}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Fifth Third Bank, National Association","shortName":"Fifth Third Bank, National Association","location":"Cincinnati, OH","smaAssets":1363469575},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":235471732}],"custodyNote":"Tiptree Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Gregory Fabiano","title":"Chief Financial Officer","crd":"4513951"},{"name":"Siew Kwok","title":"Chief Compliance Officer","crd":"6597306"},{"name":"Michael Barnes","title":"Principal","crd":"2187569"},{"name":"Mark Black","title":"Chief Investment Officer","crd":"1962353"}],"ownership":[{"label":"Tiptree Advisors Holdings, L.P.","detail":"Sole member and managing member in the 75% or more ownership band and a control person, since July 2007."},{"label":"Tiptree Holdings GP, LLC","detail":"Indirect owner: general partner of tiptree advisors holdings, l.p. of Tiptree Advisors Holdings, L.P. and a control person, since July 2007.","parent":"Tiptree Advisors Holdings, L.P."},{"label":"Tiptree Asset Management Company, LLC","detail":"Indirect owner: a managing member of tiptree holdings gp, llc of Tiptree Holdings GP, LLC in the 50% to 75% band and a control person, since February 2019.","parent":"Tiptree Holdings GP, LLC"},{"label":"Tiptree Inc.","detail":"Indirect owner: a sole member of tiptree holdings llc of Tiptree Holdings LLC in the 75% or more band and a control person, since July 2020.","parent":"Tiptree Holdings LLC"},{"label":"Tiptree Holdings LLC","detail":"Indirect owner: a sole member of tiptree asset management company, llc of Tiptree Asset Management Company, LLC in the 75% or more band and a control person, since July 2020.","parent":"Tiptree Asset Management Company, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"809 Broadway, 6th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-887-4400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"U.S. government/agency bonds","percent":17},{"label":"Sovereign bonds","percent":5},{"label":"Investment grade corporate bonds","percent":49},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":8},{"label":"Cash and cash equivalents","percent":12}],"privateFunds":4},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/137758/PDF/137758.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tiptree Advisors have?","answer":"Tiptree Advisors has 19 clients and manages $2.31 billion for them, as of March 2026. They include 17 insurance companies and 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tiptree Advisors offer?","answer":"Tiptree Advisors provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Tiptree Advisors use?","answer":"Tiptree Advisors’ separately managed account assets are held at Fifth Third Bank, National Association (Cincinnati, OH), with $1.36B and The Bank of New York Mellon (New York, NY), with $235M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Tiptree Advisors have?","answer":"Tiptree Advisors has 0 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Tiptree Advisors invest in?","answer":"At the end of its last fiscal year, Tiptree Advisors’ separately managed accounts held 49% investment grade corporate bonds, 17% U.S. government and agency bonds, 12% cash and equivalents, 9% exchange-traded equities, 8% pooled vehicles (private funds and similar) and 5% sovereign bonds. It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tiptree Advisors?","answer":"Tiptree Advisors is owned through a chain of holding companies by Tiptree Inc. Its direct owner is Tiptree Advisors Holdings, L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tiptree Advisors get paid?","answer":"Tiptree Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Tiptree Advisors?","answer":"Tiptree Advisors’ main office is at 809 Broadway, 6th Floor, New York, NY 10003. Its phone number is 212-887-4400. Its website is tiptreeadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/tiptree-advisors-137758/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1455452/000145545226000003/0001455452-26-000003-index.html","totalValue":161802722,"positionCount":24,"top10Share":0.6845564378082589,"top10":[{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":19186370,"shares":80500,"shareType":"SH","priorValue":16765735,"priorShares":80500},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":13875605,"shares":38827,"shareType":"SH","priorValue":17454892,"priorShares":60700},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}